Vault-13

FLEXSHARES TR RAVI

FLEXSHARES ULTRA · ETP · CUSIP 33939L886

66 institutional holders +0 vs Q3 2023
13,904,28413.9m shares reported held*
$1.0bnreported value*
4 new 18 added 29 reduced 5 sold out net bought ≈ $48.7m (+622.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $75.18.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 51Q4 22: 52Q1 23: 63Q2 23: 62Q3 23: 66Q4 23: 6666Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202251
Q4 202252
Q1 202363
Q2 202362
Q3 202366
Q4 202366

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 28 bought or addedQ4 22: 27 cut or sold outQ4 22Q1 23: 37 bought or addedQ1 23: 22 cut or sold outQ1 23Q2 23: 26 bought or addedQ2 23: 32 cut or sold outQ2 23Q3 23: 30 bought or addedQ3 23: 26 cut or sold outQ3 23Q4 23: 22 bought or addedQ4 23: 34 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222827
Q1 20233722
Q2 20232632
Q3 20233026
Q4 20232234

Biggest buyers

NORTHERN TRUST CORP Added +682,850+682.9k
MORGAN STANLEY Added +147,396+147.4k
Tactive Advisors, LLC Added +29,175+29.2k
OLD MISSION CAPITAL LLC New +20,546+20.5k
JANE STREET GROUP, LLC Added +20,323+20.3k
LPL Financial LLC Added +17,792+17.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +16,558+16.6k
SILVER OAK SECURITIES, INCORPORATED Added +16,165+16.2k
CITADEL ADVISORS LLC Added +13,725+13.7k
WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC Added +2,296+2.3k

Biggest sellers

Sowell Financial Services LLC Sold out -85,301-85.3k
INTERACTIVE FINANCIAL ADVISORS, INC. Reduced -63,162-63.2k
ENVESTNET ASSET MANAGEMENT INC Reduced -53,537-53.5k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -53,091-53.1k
ROYAL BANK OF CANADA Reduced -20,490-20.5k
FLOW TRADERS U.S. LLC Reduced -15,401-15.4k
MML INVESTORS SERVICES, LLC Reduced -10,101-10.1k
VestGen Investment Management Reduced -8,200-8.2k
Colonial River Investments, LLC Sold out -6,827-6.8k
Landmark Financial Advisors, LLC Reduced -6,175-6.2k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NORTHERN TRUST CORP 0.17% of their portfolio CHICAGO, IL 12,290,92012.3m $922.2m $922.2m 0.17% Added +682.9k +682,850
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 314,362314.4k $23.6m $23.6m 0.00% Added +147.4k +147,396
3 Landmark Financial Advisors, LLC 4.91% of their portfolio Bowling Green, KY 181,726181.7k $13.6m $13.6m 4.91% Reduced -6.2k -6,175
4 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 166,684166.7k $12.5m $12.5m 0.02% Added +20.3k +20,323
5 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 120,485120.5k $9.0m $9.0m 0.01% Added +17.8k +17,792
6 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 98,65198.7k $7.4m $7.4m 0.00% Reduced -53.5k -53,537
7 Tactive Advisors, LLC 3.57% of their portfolio Jacksonville, FL 73,87573.9k $5.5m $5.5m 3.57% Added +29.2k +29,175
8 CIM, LLC 0.74% of their portfolio ALBANY, NY 63,11763.1k $4.8m $4.8m 0.74% Added +1.3k +1,304
9 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 61,24161.2k $4.6m $4.6m 0.02% Reduced -10.1k -10,101
10 Boltwood Capital Management 1.37% of their portfolio WALNUT CREEK, CA 55,01555.0k $4.1m $4.1m 1.37% Added +1.1k +1,125
11 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 54,02854.0k $4.1m $4.1m 0.00% Added +13.7k +13,725
12 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 40,65740.7k $3.1m $3.1m 0.00% Reduced -20.5k -20,490
13 Chicago Partners Investment Group LLC 0.12% of their portfolio CHICAGO, IL 35,01935.0k $2.6m $2.6m 0.12% Added +33 +33
14 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 33,56333.6k $2.5m $2.5m 0.01% Added +500 +500
15 INTERACTIVE FINANCIAL ADVISORS, INC. 2.04% of their portfolio New Lenox, IL 24,50624.5k $3.8m $3.8m 2.04% Reduced -63.2k -63,162
16 SILVER OAK SECURITIES, INCORPORATED 0.24% of their portfolio JACKSON, TN 23,86623.9k $1.8m $1.8m 0.24% Added +16.2k +16,165
17 OLD MISSION CAPITAL LLC 0.04% of their portfolio CHICAGO, IL 20,54620.5k $1.5m $1.5m 0.04% New
18 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 17,04717.0k $1.3m $1.3m 0.01% Reduced -2.9k -2,901
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 16,55816.6k $1.2m $1.2m 0.00% New
20 Auour Investments LLC 0.43% of their portfolio WOBURN, MA 14,44714.4k $1.1m $1.1m 0.43% Reduced -306 -306
21 Gateway Wealth Partners, LLC 0.43% of their portfolio APPLETON, WI 14,20714.2k $1.1m $1.1m 0.43% Added +9 +9
22 FLOW TRADERS U.S. LLC 0.03% of their portfolio NEW YORK, NY 13,90513.9k $1.0m $1.0m 0.03% Reduced -15.4k -15,401
23 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 13,69713.7k $1.0m $1.0m 0.00% Reduced -1.4k -1,434
24 Wealthcare Advisory Partners LLC 0.04% of their portfolio WEST CHESTER, PA 12,30912.3k $923.6k $923.6k 0.04% Added +1.6k +1,606
25 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 11,13811.1k $835.7k $835.7k 0.00% Added +889 +889
26 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 10,96011.0k $822.0k $822.0k 0.00% Reduced -53.1k -53,091
27 Lunt Capital Management, Inc. 0.40% of their portfolio HOLLADAY, UT 10,20110.2k $765.4k $765.4k 0.40% Reduced -2.6k -2,622
28 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 9,6649.7k $726.8k $726.8k 0.00% Reduced -792 -792
29 GREENLEAF TRUST 0.01% of their portfolio KALAMAZOO, MI 9,5989.6k $720.2k $720.2k 0.01% Reduced -4.4k -4,384
30 Raab & Moskowitz Asset Management LLC 0.22% of their portfolio Chatham, NJ 9,4209.4k $706.8k $706.8k 0.22% Reduced -253 -253
31 1776 Wealth LLC 0.31% of their portfolio ATLANTA, GA 8,2588.3k $619.6k $619.6k 0.31% Reduced -482 -482
32 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 6,8806.9k $516.2k $516.2k 0.01% Reduced -2.8k -2,792
33 VestGen Investment Management 0.15% of their portfolio EGG HARBOR TOWNSHIP, NJ 6,1636.2k $462.4k $462.4k 0.15% Reduced -8.2k -8,200
34 Rossmore Private Capital 0.06% of their portfolio GLASTONBURY, CT 5,6545.7k $424.2k $424.2k 0.06% Unchanged
35 Intrepid Financial Planning Group LLC 0.20% of their portfolio CARMEL, IN 5,6455.6k $423.6k $423.6k 0.20% Reduced -75 -75
36 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 0.01% of their portfolio NORFOLK, VA 5,2105.2k $390.9k $390.9k 0.01% Added +2.3k +2,296
37 FFT WEALTH MANAGEMENT LLC 0.03% of their portfolio PHILADELPHIA, PA 5,0425.0k $378.3k $378.3k 0.03% Unchanged
38 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 4,4524.5k $334.0k $334.0k 0.00% Reduced -1.6k -1,577
39 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 4,2894.3k $322.0k $322.0k 0.00% Reduced -284 -284
40 Flaharty Asset Management, LLC 0.05% of their portfolio CLEARWATER, FL 4,0404.0k $303.1k $303.1k 0.05% Unchanged
41 Riverview Trust Co 0.30% of their portfolio VANCOUVER, WA 3,9714.0k $297.9k $297.9k 0.30% Unchanged
42 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 3,8633.9k $290.0k $290.0k 0.00% Reduced -559 -559
43 Sloy Dahl & Holst, LLC 0.05% of their portfolio Vancouver, WA 3,2853.3k $246.5k $246.5k 0.05% Unchanged
44 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 3,2573.3k $244.4k $244.4k 0.01% Reduced -2 -2
45 M&T Bank Corp 0.00% of their portfolio BUFFALO, NY 2,9212.9k $219.2k $219.2k 0.00% Unchanged
46 Cedar Brook Financial Partners, LLC 0.05% of their portfolio CLEVELAND, OH 2,8082.8k $211.2k $211.2k 0.05% Reduced -400 -400
47 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,4041.4k $105.3k $105.3k 0.00% Reduced -383 -383
48 Richardson Capital Management LLC 0.07% of their portfolio MENOMONEE FALLS, WI 1,0251.0k $76.9k $76.9k 0.07% First filing
49 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 705705 $52.9k $52.9k 0.00% Unchanged
50 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 702702 $52.7k $52.7k 0.00% Added +12 +12
51 Caldwell Trust Co 0.01% of their portfolio Venice, FL 700700 $52.5k $52.5k 0.01% Unchanged
52 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 695695 $52.1k $52.1k 0.00% New
53 COMERICA BANK 0.00% of their portfolio DALLAS, TX 451451 $33.8k $33.8k 0.00% Added +66 +66
54 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 420420 $31.6k $31.6k 0.00% Reduced -405 -405
55 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 275275 $20.6k $20.6k 0.00% New
56 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 250250 $19.0k $19.0k 0.00% Unchanged
57 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 175175 $13.1k $13.1k 0.00% Reduced -190 -190
58 Penserra Capital Management LLC 0.00% of their portfolio ORINDA, CA 9898 $7.0k $7.0k 0.00% Reduced -1 -1
59 Cape Investment Advisory, Inc. 0.00% of their portfolio MCDONOUGH, GA 7373 $5.5k $5.5k 0.00% Unchanged
60 Versant Capital Management, Inc 0.00% of their portfolio PHOENIX, AZ 5050 $3.8k $3.8k 0.00% Unchanged
61 Annapolis Financial Services, LLC 0.00% of their portfolio ANNAPOLIS, MD 3434 $2.6k $2.6k 0.00% Unchanged
62 CWM, LLC 0.00% of their portfolio OMAHA, NE 3333 $2.0k $2.0k 0.00% Reduced -482 -482
63 UBS Group AG 0.00% of their portfolio ZURICH, V8 2727 $2.0k $2.0k 0.00% Reduced -1.8k -1,823
64 Financial Gravity Asset Management, Inc. 0.00% of their portfolio Lakeway, TX 1010 $744 $744 0.00% Added +5 +5
65 Kelly Financial Services LLC 0.00% of their portfolio BRAINTREE, MA 77 $525 $525 0.00% Unchanged
66 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged