Vault-13

FLEXSHARES TR RAVI

FLEXSHARES ULTRA · ETP · CUSIP 33939L886

63 institutional holders +11 vs Q4 2022
11,416,62111.4m shares reported held*
$854.3mreported value*
17 new 20 added 17 reduced 5 sold out net bought ≈ $58.7m (+784.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $74.83.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 51Q4 22: 52Q1 23: 6363Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202251
Q4 202252
Q1 202363

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 28 bought or addedQ4 22: 27 cut or sold outQ4 22Q1 23: 37 bought or addedQ1 23: 22 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222827
Q1 20233722

Biggest buyers

NORTHERN TRUST CORP Added +739,559+739.6k
CITADEL ADVISORS LLC Added +25,684+25.7k
Landmark Financial Advisors, LLC Added +19,606+19.6k
ENVESTNET ASSET MANAGEMENT INC Added +16,015+16.0k
Gateway Wealth Partners, LLC New +11,858+11.9k
MML INVESTORS SERVICES, LLC Added +9,879+9.9k
JANE STREET GROUP, LLC New +9,245+9.2k
CITIZENS FINANCIAL GROUP INC/RI New +9,228+9.2k
ROYAL BANK OF CANADA Added +7,842+7.8k
Colonial River Investments, LLC New +6,622+6.6k

Biggest sellers

INTERACTIVE FINANCIAL ADVISORS, INC. Reduced -48,794-48.8k
Beacon Pointe Advisors, LLC Reduced -22,015-22.0k
Cambridge Investment Research Advisors, Inc. Reduced -14,842-14.8k
UBS Group AG Reduced -6,604-6.6k
Olde Wealth Management, LLC Reduced -6,176-6.2k
STIFEL FINANCIAL CORP Reduced -5,406-5.4k
Allworth Financial LP Reduced -5,154-5.2k
SILVER OAK SECURITIES, INCORPORATED Reduced -3,701-3.7k
GREENLEAF TRUST Reduced -3,428-3.4k
CIC Wealth, LLC Sold out -2,986-3.0k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NORTHERN TRUST CORP 0.15% of their portfolio CHICAGO, IL 10,085,27910.1m $754.4m $754.4m 0.15% Added +739.6k +739,559
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 174,072174.1k $13.0m $13.0m 0.00% Added +6.4k +6,351
3 Landmark Financial Advisors, LLC 4.85% of their portfolio Bowling Green, KY 147,614147.6k $11.0m $11.0m 4.85% Added +19.6k +19,606
4 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 108,584108.6k $8.1m $8.1m 0.00% Added +16.0k +16,015
5 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 96,75496.8k $7.2m $7.2m 0.01% Reduced -1.6k -1,604
6 Sowell Financial Services LLC 0.48% of their portfolio NORTH LITTLE ROCK, AR 82,93782.9k $6.2m $6.2m 0.48% Added +3.9k +3,879
7 CIM, LLC 0.90% of their portfolio ALBANY, NY 60,62460.6k $4.5m $4.5m 0.90% Added +843 +843
8 Chicago Partners Investment Group LLC 0.26% of their portfolio CHICAGO, IL 59,04459.0k $4.4m $4.4m 0.26% Reduced -550 -550
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 58,21158.2k $4.4m $4.4m 0.00% Added +7.8k +7,842
10 Boltwood Capital Management 1.60% of their portfolio WALNUT CREEK, CA 57,24057.2k $4.3m $4.3m 1.60% Added +3.4k +3,350
11 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 45,89145.9k $3.4m $3.4m 0.01% Added +425 +425
12 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 42,85442.9k $3.2m $3.2m 0.02% Added +9.9k +9,879
13 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 34,90634.9k $2.6m $2.6m 0.00% Added +25.7k +25,684
14 Allworth Financial LP 0.02% of their portfolio FOLSOM, CA 28,84928.8k $2.2m $2.2m 0.02% Reduced -5.2k -5,154
15 SILVER OAK SECURITIES, INCORPORATED 0.34% of their portfolio JACKSON, TN 27,62727.6k $2.1m $2.1m 0.34% Reduced -3.7k -3,701
16 Olde Wealth Management, LLC 0.81% of their portfolio SAMMAMISH, WA 21,96422.0k $1.6m $1.6m 0.81% Reduced -6.2k -6,176
17 GREENLEAF TRUST 0.02% of their portfolio KALAMAZOO, MI 21,72821.7k $1.6m $1.6m 0.02% Reduced -3.4k -3,428
18 Beacon Pointe Advisors, LLC 0.03% of their portfolio NEWPORT BEACH, CA 21,01221.0k $1.6m $1.6m 0.03% Reduced -22.0k -22,015
19 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 18,88618.9k $1.4m $1.4m 0.00% Reduced -5.4k -5,406
20 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 17,65617.7k $1.3m $1.3m 0.01% Reduced -14.8k -14,842
21 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 13,45913.5k $1.0m $1.0m 0.00% Added +9 +9
22 Gateway Wealth Partners, LLC 0.14% of their portfolio APPLETON, WI 11,85811.9k $887.0k $887.0k 0.14% New
23 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 11,18211.2k $837.1k $837.1k 0.00% Added +1.7k +1,731
24 INTERACTIVE FINANCIAL ADVISORS, INC. 0.53% of their portfolio New Lenox, IL 10,95611.0k $819.6k $819.6k 0.53% Reduced -48.8k -48,794
25 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 10,90210.9k $815.5k $815.5k 0.03% Added +76 +76
26 Raab & Moskowitz Asset Management LLC 0.28% of their portfolio Chatham, NJ 10,35610.4k $774.6k $774.6k 0.28% Reduced -275 -275
27 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 10,00610.0k $748.0k $748.0k 0.00% Added +2.2k +2,238
28 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 9,2459.2k $691.5k $691.5k 0.00% New
29 CITIZENS FINANCIAL GROUP INC/RI 0.03% of their portfolio PROVIDENCE, RI 9,2289.2k $690.3k $690.3k 0.03% New
30 1776 Wealth LLC 0.39% of their portfolio ATLANTA, GA 8,6138.6k $644.3k $644.3k 0.39% Added +3.8k +3,806
31 Wealthcare Advisory Partners LLC 0.03% of their portfolio WEST CHESTER, PA 8,1998.2k $613.3k $613.3k 0.03% Added +4.5k +4,531
32 VestGen Investment Management 0.17% of their portfolio EGG HARBOR TOWNSHIP, NJ 7,8157.8k $584.6k $584.6k 0.17% Added +1.6k +1,580
33 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 7,2897.3k $545.2k $545.2k 0.00% Added +84 +84
34 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 6,9466.9k $519.6k $519.6k 0.00% Added +2.9k +2,872
35 Rossmore Private Capital 0.08% of their portfolio GLASTONBURY, CT 6,6486.6k $497.3k $497.3k 0.08% Reduced -1.5k -1,540
36 Colonial River Investments, LLC 0.29% of their portfolio MIDLOTHIAN, VA 6,6226.6k $495.3k $495.3k 0.29% New
37 Intrepid Financial Planning Group LLC 0.22% of their portfolio CARMEL, IN 5,9506.0k $445.1k $445.1k 0.22% Reduced -290 -290
38 Valtinson Bruner Financial Planning LLC 0.23% of their portfolio NEW BRIGHTON, MN 5,3495.3k $400.1k $400.1k 0.23% New
39 FLOW TRADERS U.S. LLC 0.02% of their portfolio NEW YORK, NY 5,3265.3k $398.0k $398.0k 0.02% New
40 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 0.01% of their portfolio NORFOLK, VA 4,5444.5k $339.9k $339.9k 0.01% New
41 FLAGSHIP HARBOR ADVISORS, LLC 0.03% of their portfolio BOSTON, MA 4,5004.5k $336.6k $336.6k 0.03% Unchanged
42 Flaharty Asset Management, LLC 0.05% of their portfolio CLEARWATER, FL 4,0404.0k $302.2k $302.2k 0.05% Unchanged
43 FSM Wealth Advisors, LLC 0.18% of their portfolio CLEVELAND, OH 4,0324.0k $301.6k $301.6k 0.18% New
44 FFT WEALTH MANAGEMENT LLC 0.03% of their portfolio PHILADELPHIA, PA 3,6323.6k $271.7k $271.7k 0.03% Reduced -1.7k -1,713
45 Sloy Dahl & Holst, LLC 0.06% of their portfolio Vancouver, WA 3,2853.3k $245.7k $245.7k 0.06% Unchanged
46 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 3,2413.2k $242.4k $242.4k 0.01% Unchanged
47 Cedar Brook Financial Partners, LLC 0.06% of their portfolio CLEVELAND, OH 3,2083.2k $240.0k $240.0k 0.06% New
48 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,5502.5k $190.7k $190.7k 0.00% Reduced -6.6k -6,604
49 Bramshill Investments, LLC 0.02% of their portfolio NAPLES, FL 1,9001.9k $142.1k $142.1k 0.02% New
50 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 825825 $61.7k $61.7k 0.00% New
51 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 815815 $61.0k $61.0k 0.00% Unchanged
52 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 669669 $50.0k $50.0k 0.00% New
53 CWM, LLC 0.00% of their portfolio OMAHA, NE 576576 $43.0k $43.0k 0.00% New
54 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 525525 $39.3k $39.3k 0.00% Unchanged
55 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 250250 $19.0k $19.0k 0.00% Unchanged
56 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 9393 $7.0k $7.0k 0.00% Reduced -41 -41
57 Financial Gravity Asset Management, Inc. 0.01% of their portfolio Lakeway, TX 7575 $371.0k $371.0k 0.01% New
58 Mariner Managed Account Solutions, LLC 0.00% of their portfolio Boston, MA 6767 $5.1k $5.1k 0.00% Unchanged
59 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 5050 $4.0k $4.0k 0.00% New
60 Versant Capital Management, Inc 0.00% of their portfolio PHOENIX, AZ 5050 $3.7k $3.7k 0.00% New
61 Kelly Financial Services LLC 0.00% of their portfolio BRAINTREE, MA 77 $524 $524 0.00% New
62 CNB Bank 0.00% of their portfolio CLEARFIELD, PA 66 $449 $449 0.00% Reduced -4 -4
63 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged