Vault-13

FLEXSHARES TR RAVI

FLEXSHARES ULTRA · ETP · CUSIP 33939L886

52 institutional holders +1 vs Q3 2022
10,632,63610.6m shares reported held*
$791.1mreported value*
11 new 17 added 16 reduced 11 sold out net bought ≈ $98.4m (+1.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $74.40.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 51Q4 22: 5252Q3 22Q4 22
Numbers
QuarterHolders
Q3 202251
Q4 202252

Biggest buyers

NORTHERN TRUST CORP Added +1,472,033+1.5m
INTERACTIVE FINANCIAL ADVISORS, INC. Added +51,201+51.2k
Landmark Financial Advisors, LLC Added +36,624+36.6k
MORGAN STANLEY Added +27,979+28.0k
SILVER OAK SECURITIES, INCORPORATED Added +23,627+23.6k
LPL Financial LLC Added +17,957+18.0k
MML INVESTORS SERVICES, LLC Added +16,134+16.1k
ENVESTNET ASSET MANAGEMENT INC Added +12,395+12.4k
Cambridge Investment Research Advisors, Inc. Added +12,305+12.3k
Sigma Planning Corp New +10,826+10.8k

Biggest sellers

GREENLEAF TRUST Reduced -192,746-192.7k
JANE STREET GROUP, LLC Sold out -34,395-34.4k
STIFEL FINANCIAL CORP Reduced -30,095-30.1k
Valtinson Bruner Financial Planning LLC Sold out -21,081-21.1k
FLOW TRADERS U.S. LLC Sold out -20,237-20.2k
Allworth Financial LP Reduced -18,509-18.5k
Beacon Pointe Advisors, LLC Reduced -14,555-14.6k
Olde Wealth Management, LLC Reduced -13,374-13.4k
ROYAL BANK OF CANADA Reduced -11,559-11.6k
CITADEL ADVISORS LLC Reduced -10,156-10.2k

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NORTHERN TRUST CORP 0.15% of their portfolio CHICAGO, IL 9,345,7209.3m $695.3m $695.3m 0.15% Added +1.5m +1,472,033
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 167,721167.7k $12.5m $12.5m 0.00% Added +28.0k +27,979
3 Landmark Financial Advisors, LLC 4.40% of their portfolio Bowling Green, KY 128,008128.0k $9.5m $9.5m 4.40% Added +36.6k +36,624
4 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 98,35898.4k $7.3m $7.3m 0.01% Added +18.0k +17,957
5 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 92,56992.6k $6.9m $6.9m 0.00% Added +12.4k +12,395
6 Sowell Financial Services LLC 0.38% of their portfolio NORTH LITTLE ROCK, AR 79,05879.1k $5.9m $5.9m 0.38% Added +1.8k +1,823
7 CIM, LLC 0.89% of their portfolio ALBANY, NY 59,78159.8k $4.5m $4.5m 0.89% Reduced -1.1k -1,081
8 INTERACTIVE FINANCIAL ADVISORS, INC. 2.66% of their portfolio New Lenox, IL 59,75059.8k $4.4m $4.4m 2.66% Added +51.2k +51,201
9 Chicago Partners Investment Group LLC 0.27% of their portfolio CHICAGO, IL 59,59459.6k $4.5m $4.5m 0.27% Added +17 +17
10 Boltwood Capital Management 1.63% of their portfolio WALNUT CREEK, CA 53,89053.9k $4.0m $4.0m 1.63% Added +3.1k +3,125
11 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 50,36950.4k $3.7m $3.7m 0.00% Reduced -11.6k -11,559
12 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 45,46645.5k $3.4m $3.4m 0.01% Added +5.9k +5,897
13 Beacon Pointe Advisors, LLC 0.06% of their portfolio NEWPORT BEACH, CA 43,02743.0k $3.2m $3.2m 0.06% Reduced -14.6k -14,555
14 Allworth Financial LP 0.03% of their portfolio FOLSOM, CA 34,00334.0k $2.5m $2.5m 0.03% Reduced -18.5k -18,509
15 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 32,97533.0k $2.5m $2.5m 0.02% Added +16.1k +16,134
16 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 32,49832.5k $2.4m $2.4m 0.01% Added +12.3k +12,305
17 SILVER OAK SECURITIES, INCORPORATED 0.44% of their portfolio JACKSON, TN 31,32831.3k $2.3m $2.3m 0.44% Added +23.6k +23,627
18 Olde Wealth Management, LLC 1.13% of their portfolio SAMMAMISH, WA 28,14028.1k $2.1m $2.1m 1.13% Reduced -13.4k -13,374
19 GREENLEAF TRUST 0.02% of their portfolio KALAMAZOO, MI 25,15625.2k $1.9m $1.9m 0.02% Reduced -192.7k -192,746
20 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 24,29224.3k $1.8m $1.8m 0.00% Reduced -30.1k -30,095
21 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 13,45013.4k $1.0m $1.0m 0.00% Reduced -1 -1
22 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 10,82610.8k $805.5k $805.5k 0.03% New
23 Raab & Moskowitz Asset Management LLC 0.30% of their portfolio Chatham, NJ 10,63110.6k $790.9k $790.9k 0.30% Reduced -629 -629
24 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 9,4519.5k $703.0k $703.0k 0.00% Reduced -69 -69
25 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 9,2229.2k $686.1k $686.1k 0.00% Reduced -10.2k -10,156
26 UBS Group AG 0.00% of their portfolio ZURICH, V8 9,1549.2k $681.1k $681.1k 0.00% Added +1.5k +1,531
27 Rossmore Private Capital 0.10% of their portfolio GLASTONBURY, CT 8,1888.2k $609.2k $609.2k 0.10% Reduced -1.6k -1,577
28 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 7,7687.8k $577.0k $577.0k 0.00% Added +502 +502
29 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 7,2057.2k $536.1k $536.1k 0.00% Added +3.9k +3,908
30 Intrepid Financial Planning Group LLC 0.25% of their portfolio CARMEL, IN 6,2406.2k $464.3k $464.3k 0.25% Reduced -130 -130
31 VestGen Investment Management 0.16% of their portfolio EGG HARBOR TOWNSHIP, NJ 6,2356.2k $463.9k $463.9k 0.16% Reduced -1.8k -1,762
32 FFT WEALTH MANAGEMENT LLC 0.05% of their portfolio PHILADELPHIA, PA 5,3455.3k $397.7k $397.7k 0.05% Unchanged
33 1776 Wealth LLC 0.26% of their portfolio ATLANTA, GA 4,8074.8k $358.0k $358.0k 0.26% Unchanged
34 FLAGSHIP HARBOR ADVISORS, LLC 0.03% of their portfolio BOSTON, MA 4,5004.5k $334.8k $334.8k 0.03% Reduced -1.0k -1,000
35 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 4,0744.1k $303.1k $303.1k 0.00% New
36 Flaharty Asset Management, LLC 0.06% of their portfolio CLEARWATER, FL 4,0404.0k $300.6k $300.6k 0.06% Unchanged
37 Wealthcare Advisory Partners LLC 0.01% of their portfolio WEST CHESTER, PA 3,6683.7k $272.9k $272.9k 0.01% New
38 Sloy Dahl & Holst, LLC 0.09% of their portfolio Vancouver, WA 3,2853.3k $244.4k $244.4k 0.09% Unchanged
39 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 3,2413.2k $241.1k $241.1k 0.01% New
40 CIC Wealth, LLC 0.09% of their portfolio ROCKVILLE, MD 2,9863.0k $222.1k $222.1k 0.09% First filing
41 VALUEWORKS LLC 0.07% of their portfolio NEW YORK, NY 2,8002.8k $208.0k $208.0k 0.07% New
42 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 815815 $60.6k $60.6k 0.00% Unchanged
43 North Star Investment Management Corp. 0.00% of their portfolio CHICAGO, IL 663663 $49.3k $49.3k 0.00% New
44 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 655655 $49.0k $49.0k 0.00% New
45 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 525525 $39.1k $39.1k 0.00% New
46 MONEY CONCEPTS CAPITAL CORP 0.00% of their portfolio PALM BEACH GARDENS, FL 400400 $29.8k $29.8k 0.00% New
47 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 298298 $22.2k $22.2k 0.00% New
48 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 250250 $19.0k $19.0k 0.00% Unchanged
49 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 134134 $10.0k $10.0k 0.00% New
50 Mariner Managed Account Solutions, LLC 0.00% of their portfolio Boston, MA 6767 $5.0k $5.0k 0.00% Added +1 +1
51 CNB Bank 0.00% of their portfolio CLEARFIELD, PA 1010 $744 $744 0.00% Reduced -11 -11
52 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged