Vault-13

FLEXSHARES TR IQDY

INT QLTDVDYNAM · ETP · CUSIP 33939L829

28 institutional holders -6 vs Q2 2024
1,332,0171.3m shares reported held*
$41.5mreported value*
1 new 16 added 8 reduced 7 sold out net sold ≈ $891.2k (-28.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $31.18.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 28Q4 22: 33Q1 23: 29Q2 23: 25Q3 23: 29Q4 23: 32Q1 24: 31Q2 24: 34Q3 24: 2828Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202228
Q4 202233
Q1 202329
Q2 202325
Q3 202329
Q4 202332
Q1 202431
Q2 202434
Q3 202428

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 18 bought or addedQ4 22: 11 cut or sold outQ1 23: 9 bought or addedQ1 23: 22 cut or sold outQ1 23Q2 23: 10 bought or addedQ2 23: 15 cut or sold outQ3 23: 16 bought or addedQ3 23: 11 cut or sold outQ3 23Q4 23: 15 bought or addedQ4 23: 14 cut or sold outQ1 24: 13 bought or addedQ1 24: 14 cut or sold outQ1 24Q2 24: 13 bought or addedQ2 24: 17 cut or sold outQ3 24: 17 bought or addedQ3 24: 15 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221811
Q1 2023922
Q2 20231015
Q3 20231611
Q4 20231514
Q1 20241314
Q2 20241317
Q3 20241715

Biggest buyers

FLOW TRADERS U.S. LLC Added +45,053+45.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +11,857+11.9k
STIFEL FINANCIAL CORP Added +10,211+10.2k
BANK OF AMERICA CORP /DE/ Added +3,941+3.9k
AVANTAX ADVISORY SERVICES, INC. Added +2,874+2.9k
NORTHERN TRUST CORP Added +2,700+2.7k
Herold Advisors, Inc. Added +2,220+2.2k
CENTAURUS FINANCIAL, INC. Added +1,656+1.7k
Raymond James Financial Services Advisors, Inc. Added +1,116+1.1k
ENVESTNET ASSET MANAGEMENT INC Added +992+992

Biggest sellers

Asset Allocation Strategies LLC Reduced -71,742-71.7k
Atria Investments, Inc Sold out -17,195-17.2k
SFI Advisors, LLC Sold out -11,557-11.6k
OLD MISSION CAPITAL LLC Sold out -7,949-7.9k
Kestra Advisory Services, LLC Reduced -1,369-1.4k
Capital Advisors, Ltd. LLC Reduced -1,260-1.3k
Arete Wealth Advisors, LLC Reduced -914-914
CoreCap Advisors, LLC Sold out -500-500
WELLS FARGO & COMPANY/MN Reduced -349-349
MATHER GROUP, LLC. Sold out -183-183

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 317,520317.5k $9.9m $9.9m 0.00% Added +2.7k +2,700
2 Asset Allocation Strategies LLC 1.40% of their portfolio FARMINGTON, MI 157,387157.4k $4.9m $4.9m 1.40% Reduced -71.7k -71,742
3 UBS Group AG 0.00% of their portfolio ZURICH, V8 124,106124.1k $3.9m $3.9m 0.00% Added +93 +93
4 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 116,342116.3k $3.6m $3.6m 0.02% Added +2.9k +2,874
5 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 102,665102.7k $3.2m $3.2m 0.00% Reduced -85 -85
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 78,91778.9k $2.5m $2.5m 0.00% Added +3.9k +3,941
7 FLOW TRADERS U.S. LLC 0.11% of their portfolio NEW YORK, NY 69,78769.8k $2.2m $2.2m 0.11% Added +45.1k +45,053
8 CENTAURUS FINANCIAL, INC. 0.13% of their portfolio ANAHEIM, CA 64,82064.8k $2.0m $2.0m 0.13% Added +1.7k +1,656
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 57,21857.2k $1.8m $1.8m 0.00% Added +11.9k +11,857
10 Herold Advisors, Inc. 0.39% of their portfolio New York, NY 57,16257.2k $1.8m $1.8m 0.39% Added +2.2k +2,220
11 MONEY CONCEPTS CAPITAL CORP 0.09% of their portfolio PALM BEACH GARDENS, FL 35,97036.0k $1.1m $1.1m 0.09% Added +653 +653
12 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 26,61226.6k $829.8k $829.8k 0.00% Added +10.2k +10,211
13 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 18,95018.9k $590.9k $590.9k 0.00% Added +992 +992
14 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 17,35117.4k $541.0k $541.0k 0.00% Added +539 +539
15 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 15,38415.4k $479.7k $479.7k 0.00% Reduced -1.4k -1,369
16 Capital Advisors, Ltd. LLC 0.05% of their portfolio SHAKER HEIGHTS, OH 11,88911.9k $371.0k $371.0k 0.05% Reduced -1.3k -1,260
17 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 11,53111.5k $359.5k $359.5k 0.00% Added +540 +540
18 Southland Equity Partners LLC 0.08% of their portfolio WILDWOOD, MO 10,39410.4k $324.1k $324.1k 0.08% Reduced -12 -12
19 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 8,6308.6k $269.1k $269.1k 0.00% Added +1.1k +1,116
20 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 7,7277.7k $240.9k $240.9k 0.00% Added +73 +73
21 Arete Wealth Advisors, LLC 0.02% of their portfolio CHICAGO, IL 7,6217.6k $237.0k $237.0k 0.02% Reduced -914 -914
22 M&R CAPITAL MANAGEMENT INC 0.04% of their portfolio SUMMIT, NJ 5,7305.7k $178.7k $178.7k 0.04% Unchanged
23 PRIVATE TRUST CO NA 0.02% of their portfolio CLEVELAND, OH 4,9144.9k $153.2k $153.2k 0.02% Unchanged
24 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,9441.9k $60.6k $60.6k 0.00% Added +14 +14
25 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 1,4321.4k $44.6k $44.6k 0.00% Reduced -12 -12
26 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 1313 $405 $405 0.00% New
27 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $28 $28 0.00% Reduced -349 -349
28 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged