Vault-13

FLEXSHARES TR IQDY

INT QLTDVDYNAM · ETP · CUSIP 33939L829

34 institutional holders +3 vs Q1 2024
1,360,6001.4m shares reported held*
$39.8mreported value*
5 new 8 added 15 reduced 2 sold out net sold ≈ $13.5m (-459.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $29.28.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 28Q4 22: 33Q1 23: 29Q2 23: 25Q3 23: 29Q4 23: 32Q1 24: 31Q2 24: 3434Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202228
Q4 202233
Q1 202329
Q2 202325
Q3 202329
Q4 202332
Q1 202431
Q2 202434

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 18 bought or addedQ4 22: 11 cut or sold outQ4 22Q1 23: 9 bought or addedQ1 23: 22 cut or sold outQ2 23: 10 bought or addedQ2 23: 15 cut or sold outQ2 23Q3 23: 16 bought or addedQ3 23: 11 cut or sold outQ4 23: 15 bought or addedQ4 23: 14 cut or sold outQ4 23Q1 24: 13 bought or addedQ1 24: 14 cut or sold outQ2 24: 13 bought or addedQ2 24: 17 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221811
Q1 2023922
Q2 20231015
Q3 20231611
Q4 20231514
Q1 20241314
Q2 20241317

Biggest buyers

Atria Investments, Inc New +17,195+17.2k
STIFEL FINANCIAL CORP New +16,401+16.4k
Herold Advisors, Inc. Added +16,001+16.0k
PRUDENTIAL FINANCIAL INC New +10,991+11.0k
ENVESTNET ASSET MANAGEMENT INC Added +10,961+11.0k
AVANTAX ADVISORY SERVICES, INC. Added +3,977+4.0k
CENTAURUS FINANCIAL, INC. Added +2,023+2.0k
OSAIC HOLDINGS, INC. Added +1,530+1.5k
UBS Group AG Added +788+788
WELLS FARGO & COMPANY/MN Added +350+350

Biggest sellers

JANE STREET GROUP, LLC Reduced -119,352-119.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -105,275-105.3k
OLD MISSION CAPITAL LLC Reduced -104,317-104.3k
CITADEL ADVISORS LLC Sold out -61,126-61.1k
FLOW TRADERS U.S. LLC Reduced -42,793-42.8k
BANK OF MONTREAL /CAN/ Sold out -38,596-38.6k
NORTHERN TRUST CORP Reduced -22,100-22.1k
BANK OF AMERICA CORP /DE/ Reduced -14,592-14.6k
MONEY CONCEPTS CAPITAL CORP Reduced -13,482-13.5k
LPL Financial LLC Reduced -8,842-8.8k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 314,820314.8k $9.2m $9.2m 0.00% Reduced -22.1k -22,100
2 Asset Allocation Strategies LLC 2.26% of their portfolio FARMINGTON, MI 229,129229.1k $6.7m $6.7m 2.26% Reduced -5.8k -5,799
3 UBS Group AG 0.00% of their portfolio ZURICH, V8 124,013124.0k $3.6m $3.6m 0.00% Added +788 +788
4 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 113,468113.5k $3.3m $3.3m 0.02% Added +4.0k +3,977
5 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 102,750102.8k $3.0m $3.0m 0.00% Reduced -8.8k -8,842
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 74,97675.0k $2.2m $2.2m 0.00% Reduced -14.6k -14,592
7 CENTAURUS FINANCIAL, INC. 0.12% of their portfolio ANAHEIM, CA 63,16463.2k $1.8m $1.8m 0.12% Added +2.0k +2,023
8 Herold Advisors, Inc. 0.37% of their portfolio New York, NY 54,94254.9k $1.6m $1.6m 0.37% Added +16.0k +16,001
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 45,36145.4k $1.3m $1.3m 0.00% Reduced -105.3k -105,275
10 MONEY CONCEPTS CAPITAL CORP 0.09% of their portfolio PALM BEACH GARDENS, FL 35,31735.3k $1.0m $1.0m 0.09% Reduced -13.5k -13,482
11 FLOW TRADERS U.S. LLC 0.04% of their portfolio NEW YORK, NY 24,73424.7k $724.0k $724.0k 0.04% Reduced -42.8k -42,793
12 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 17,95818.0k $525.8k $525.8k 0.00% Added +11.0k +10,961
13 Atria Investments, Inc 0.01% of their portfolio Charlotte, NC 17,19517.2k $503.5k $503.5k 0.01% New
14 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 16,81216.8k $492.3k $492.3k 0.00% Reduced -119.4k -119,352
15 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 16,75316.8k $490.5k $490.5k 0.00% Reduced -114 -114
16 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 16,40116.4k $480.2k $480.2k 0.00% New
17 Capital Advisors, Ltd. LLC 0.05% of their portfolio SHAKER HEIGHTS, OH 13,14913.1k $385.0k $385.0k 0.05% Unchanged
18 SFI Advisors, LLC 0.26% of their portfolio Montclair, NJ 11,55711.6k $338.4k $338.4k 0.26% Reduced -361 -361
19 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 10,99111.0k $321.8k $321.8k 0.00% New
20 Southland Equity Partners LLC 0.09% of their portfolio WILDWOOD, MO 10,40610.4k $304.7k $304.7k 0.09% Reduced -37 -37
21 Arete Wealth Advisors, LLC 0.02% of their portfolio CHICAGO, IL 8,5358.5k $249.0k $249.0k 0.02% Reduced -3.1k -3,108
22 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 7,9497.9k $232.7k $232.7k 0.01% Reduced -104.3k -104,317
23 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 7,6547.7k $224.1k $224.1k 0.00% Added +22 +22
24 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 7,5147.5k $220.0k $220.0k 0.00% Reduced -81 -81
25 M&R CAPITAL MANAGEMENT INC 0.04% of their portfolio SUMMIT, NJ 5,7305.7k $167.8k $167.8k 0.04% Unchanged
26 PRIVATE TRUST CO NA 0.02% of their portfolio CLEVELAND, OH 4,9144.9k $143.9k $143.9k 0.02% Unchanged
27 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,9301.9k $56.5k $56.5k 0.00% Added +1.5k +1,530
28 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 1,4441.4k $42.3k $42.3k 0.00% Unchanged
29 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 500500 $14.6k $14.6k 0.00% Unchanged
30 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 350350 $10.3k $10.3k 0.00% Added +350 +350
31 MATHER GROUP, LLC. 0.00% of their portfolio CHICAGO, IL 183183 $5.3k $5.3k 0.00% New
32 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $29 $29 0.00% New
33 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged
34 COMERICA BANK 0.00% of their portfolio DALLAS, TX 00 $13 $13 0.00% Reduced -221 -221