Vault-13

FLEXSHARES TR IQDY

INT QLTDVDYNAM · ETP · CUSIP 33939L829

29 institutional holders -4 vs Q4 2022
2,698,6062.7m shares reported held*
$91.1mreported value*
2 new 7 added 17 reduced 5 sold out net bought ≈ $8.8m (+333.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $33.75.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 28Q4 22: 33Q1 23: 2929Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202228
Q4 202233
Q1 202329

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 18 bought or addedQ4 22: 11 cut or sold outQ4 22Q1 23: 9 bought or addedQ1 23: 22 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221811
Q1 2023922

Biggest buyers

MONEY CONCEPTS CAPITAL CORP New +451,483+451.5k
Raymond James Financial Services Advisors, Inc. New +172,594+172.6k
BANK OF MONTREAL /CAN/ Added +85,844+85.8k
FLOW TRADERS U.S. LLC Added +72,568+72.6k
GOLDMAN SACHS GROUP INC Added +35,654+35.7k
AVANTAX ADVISORY SERVICES, INC. Added +9,974+10.0k
NewEdge Advisors, LLC Added +2,219+2.2k
LPL Financial LLC Added +606+606
Belpointe Asset Management LLC Added +2+2

Biggest sellers

OLD MISSION CAPITAL LLC Reduced -118,218-118.2k
Asset Allocation Strategies LLC Reduced -99,689-99.7k
NORTHERN TRUST CORP Reduced -70,150-70.2k
ROYAL BANK OF CANADA Reduced -54,281-54.3k
Atria Investments, Inc Sold out -44,669-44.7k
Western Wealth Management, LLC Reduced -32,772-32.8k
Clear Creek Financial Management, LLC Reduced -26,850-26.9k
CITADEL ADVISORS LLC Reduced -20,507-20.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -11,705-11.7k
BANK OF AMERICA CORP /DE/ Reduced -8,798-8.8k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MONEY CONCEPTS CAPITAL CORP 1.79% of their portfolio PALM BEACH GARDENS, FL 451,483451.5k $32.0m $32.0m 1.79% New
2 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 352,160352.2k $9.3m $9.3m 0.00% Reduced -70.2k -70,150
3 FLOW TRADERS U.S. LLC 0.29% of their portfolio NEW YORK, NY 271,337271.3k $7.1m $7.1m 0.29% Added +72.6k +72,568
4 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 258,536258.5k $6.8m $6.8m 0.01% Reduced -338 -338
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 185,419185.4k $4.9m $4.9m 0.00% Reduced -8.8k -8,798
6 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 172,594172.6k $4.5m $4.5m 0.01% New
7 OLD MISSION CAPITAL LLC 0.13% of their portfolio CHICAGO, IL 167,435167.4k $4.4m $4.4m 0.13% Reduced -118.2k -118,218
8 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 129,125129.1k $3.4m $3.4m 0.00% Added +606 +606
9 UBS Group AG 0.00% of their portfolio ZURICH, V8 127,656127.7k $3.4m $3.4m 0.00% Reduced -4.3k -4,273
10 Clear Creek Financial Management, LLC 0.44% of their portfolio SILVERDALE, WA 88,60488.6k $2.3m $2.3m 0.44% Reduced -26.9k -26,850
11 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 85,84585.8k $2.3m $2.3m 0.00% Added +85.8k +85,844
12 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 80,79380.8k $2.1m $2.1m 0.03% Added +10.0k +9,974
13 CENTAURUS FINANCIAL, INC. 0.13% of their portfolio ANAHEIM, CA 61,95762.0k $1.6m $1.6m 0.13% Reduced -1.1k -1,133
14 Western Wealth Management, LLC 0.15% of their portfolio GOLDEN, CO 61,70061.7k $1.6m $1.6m 0.15% Reduced -32.8k -32,772
15 Asset Allocation Strategies LLC 3.75% of their portfolio FARMINGTON, MI 49,60549.6k $1.3m $1.3m 3.75% Reduced -99.7k -99,689
16 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 44,80444.8k $1.2m $1.2m 0.00% Added +35.7k +35,654
17 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 35,05835.1k $921.2k $921.2k 0.00% Reduced -20.5k -20,507
18 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 18,53418.5k $490.5k $490.5k 0.01% Added +2.2k +2,219
19 Capital Advisors, Ltd. LLC 0.06% of their portfolio SHAKER HEIGHTS, OH 15,02515.0k $395.0k $395.0k 0.06% Reduced -387 -387
20 SFI Advisors, LLC 0.33% of their portfolio Montclair, NJ 12,58112.6k $330.6k $330.6k 0.33% Unchanged
21 Southland Equity Partners LLC 0.12% of their portfolio WILDWOOD, MO 11,23111.2k $295.1k $295.1k 0.12% Reduced -16 -16
22 M&R CAPITAL MANAGEMENT INC 0.04% of their portfolio SUMMIT, NJ 5,7305.7k $150.6k $150.6k 0.04% Reduced -650 -650
23 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 4,1414.1k $108.8k $108.8k 0.01% Reduced -359 -359
24 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 2,3672.4k $62.2k $62.2k 0.00% Reduced -1.6k -1,575
25 Belpointe Asset Management LLC 0.00% of their portfolio RENO, NV 1,5821.6k $41.6k $41.6k 0.00% Added +2 +2
26 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,5411.5k $40.5k $40.5k 0.00% Reduced -551 -551
27 Pinnacle Bancorp, Inc. 0.01% of their portfolio BEATRICE, NE 997997 $26.2k $26.2k 0.01% Unchanged
28 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 766766 $20.0k $20.0k 0.00% Reduced -54.3k -54,281
29 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged