Vault-13

FLEXSHARES TR SKOR

CR SCD US BD · ETP · CUSIP 33939L761

34 institutional holders -4 vs Q2 2023
4,966,1135.0m shares reported held*
$228.5mreported value*
6 new 13 added 7 reduced 10 sold out net bought ≈ $38.8m (+843.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $46.01.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 26Q4 22: 35Q1 23: 32Q2 23: 38Q3 23: 3434Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202226
Q4 202235
Q1 202332
Q2 202338
Q3 202334

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 18 bought or addedQ4 22: 14 cut or sold outQ4 22Q1 23: 17 bought or addedQ1 23: 13 cut or sold outQ1 23Q2 23: 21 bought or addedQ2 23: 15 cut or sold outQ2 23Q3 23: 19 bought or addedQ3 23: 17 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221814
Q1 20231713
Q2 20232115
Q3 20231917

Biggest buyers

Cerity Partners LLC Added +649,914+649.9k
BANK OF AMERICA CORP /DE/ Added +94,060+94.1k
AE Wealth Management LLC Added +39,883+39.9k
LPL Financial LLC Added +36,444+36.4k
NORTHERN TRUST CORP Added +26,097+26.1k
STIFEL FINANCIAL CORP Added +21,965+22.0k
KESTRA PRIVATE WEALTH SERVICES, LLC New +14,380+14.4k
MORGAN STANLEY Added +11,477+11.5k
Kingsview Wealth Management, LLC New +9,970+10.0k
JANE STREET GROUP, LLC Added +8,907+8.9k

Biggest sellers

Cornerstone National Bank & Trust Co Reduced -20,738-20.7k
CITADEL ADVISORS LLC Sold out -19,064-19.1k
Sigma Planning Corp Sold out -16,915-16.9k
Trilogy Capital Inc. Reduced -7,890-7.9k
CreativeOne Wealth, LLC Sold out -7,003-7.0k
WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC Sold out -6,463-6.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -6,367-6.4k
NewEdge Advisors, LLC Sold out -5,203-5.2k
VestGen Investment Management Reduced -2,691-2.7k
ENVESTNET ASSET MANAGEMENT INC Reduced -959-959

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Cerity Partners LLC 0.42% of their portfolio NEW YORK, NY 1,892,5901.9m $87.1m $87.1m 0.42% Added +649.9k +649,914
2 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 1,271,2121.3m $58.5m $58.5m 0.01% Added +26.1k +26,097
3 Cornerstone National Bank & Trust Co 17.59% of their portfolio PALATINE, IL 621,919621.9k $28.6m $28.6m 17.59% Reduced -20.7k -20,738
4 Trilogy Capital Inc. 0.92% of their portfolio IRVINE, CA 295,485295.5k $13.6m $13.6m 0.92% Reduced -7.9k -7,890
5 AE Wealth Management LLC 0.06% of their portfolio TOPEKA, KS 226,789226.8k $10.4m $10.4m 0.06% Added +39.9k +39,883
6 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 118,962119.0k $5.5m $5.5m 0.01% Added +8.9k +8,907
7 Boltwood Capital Management 1.85% of their portfolio WALNUT CREEK, CA 108,466108.5k $5.0m $5.0m 1.85% Reduced -614 -614
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 101,307101.3k $4.7m $4.7m 0.00% Added +94.1k +94,060
9 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 64,28464.3k $3.0m $3.0m 0.00% Reduced -959 -959
10 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 48,58348.6k $2.2m $2.2m 0.00% Added +36.4k +36,444
11 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 39,66839.7k $1.8m $1.8m 0.00% Added +22.0k +21,965
12 Cherry Tree Wealth Management, LLC 0.33% of their portfolio MINNETONKA, MN 24,78224.8k $1.1m $1.1m 0.33% Reduced -316 -316
13 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.09% of their portfolio CEDAR RAPIDS, IA 19,89319.9k $915.3k $915.3k 0.09% Added +4.1k +4,101
14 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 19,30319.3k $888.0k $888.0k 0.00% Added +5.2k +5,239
15 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 16,80216.8k $773.1k $773.1k 0.00% Added +11.5k +11,477
16 VestGen Investment Management 0.21% of their portfolio EGG HARBOR TOWNSHIP, NJ 15,43115.4k $710.0k $710.0k 0.21% Reduced -2.7k -2,691
17 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 14,38014.4k $661.6k $661.6k 0.02% New
18 CoreCap Advisors, LLC 0.04% of their portfolio SOUTHFIELD, MI 10,97011.0k $504.7k $504.7k 0.04% Added +833 +833
19 Kingsview Wealth Management, LLC 0.02% of their portfolio GRANTS PASS, OR 9,97010.0k $458.7k $458.7k 0.02% New
20 Kingdom Financial Group LLC. 0.36% of their portfolio PEORIA, AZ 8,3718.4k $385.1k $385.1k 0.36% Added +318 +318
21 Prime Capital Investment Advisors, LLC 0.01% of their portfolio OVERLAND PARK, KS 6,1036.1k $280.8k $280.8k 0.01% Unchanged
22 Cornerstone Retirement Group, Inc. 0.08% of their portfolio RENO, NV 6,1036.1k $280.8k $280.8k 0.08% Unchanged
23 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 5,7115.7k $263.0k $263.0k 0.00% New
24 FLOW TRADERS U.S. LLC 0.01% of their portfolio NEW YORK, NY 4,9124.9k $226.0k $226.0k 0.01% New
25 Burt Wealth Advisors 0.06% of their portfolio North Bethesda, MD 4,4714.5k $205.7k $205.7k 0.06% New
26 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 4,0004.0k $182.2k $182.2k 0.01% Unchanged
27 NFSG Corp 0.07% of their portfolio BOCA RATON, FL 3,0333.0k $139.5k $139.5k 0.07% Unchanged
28 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 1,4501.4k $66.7k $66.7k 0.00% Unchanged
29 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 998998 $45.9k $45.9k 0.00% Added +456 +456
30 Kelly Financial Services LLC 0.00% of their portfolio BRAINTREE, MA 8888 $4.0k $4.0k 0.00% Unchanged
31 UBS Group AG 0.00% of their portfolio ZURICH, V8 7474 $3.4k $3.4k 0.00% New
32 FMR LLC 0.00% of their portfolio BOSTON, MA 22 $83 $83 0.00% Reduced -1 -1
33 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $38 $38 0.00% Unchanged
34 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged