Vault-13

FLEXSHARES TR QLC

US QUALITY CAP · ETP · CUSIP 33939L746

48 institutional holders +3 vs Q3 2024
4,644,4424.6m shares reported held*
$308.3mreported value*
8 new 10 added 11 reduced 6 sold out net bought ≈ $1.7m (+25.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $66.39.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 32Q4 22: 31Q1 23: 28Q2 23: 33Q3 23: 33Q4 23: 37Q1 24: 35Q2 24: 44Q3 24: 45Q4 24: 4848Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202232
Q4 202231
Q1 202328
Q2 202333
Q3 202333
Q4 202337
Q1 202435
Q2 202444
Q3 202445
Q4 202448

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q1 23: 12 bought or addedQ1 23: 12 cut or sold outQ2 23: 14 bought or addedQ2 23: 10 cut or sold outQ2 23Q3 23: 9 bought or addedQ3 23: 14 cut or sold outQ4 23: 20 bought or addedQ4 23: 11 cut or sold outQ4 23Q1 24: 17 bought or addedQ1 24: 20 cut or sold outQ2 24: 28 bought or addedQ2 24: 6 cut or sold outQ2 24Q3 24: 21 bought or addedQ3 24: 15 cut or sold outQ4 24: 18 bought or addedQ4 24: 17 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20231212
Q2 20231410
Q3 2023914
Q4 20232011
Q1 20241720
Q2 2024286
Q3 20242115
Q4 20241817

Biggest buyers

GOLDMAN SACHS GROUP INC New +36,398+36.4k
ENVESTNET ASSET MANAGEMENT INC Added +28,037+28.0k
TWO SIGMA INVESTMENTS, LP New +26,400+26.4k
MML INVESTORS SERVICES, LLC Added +20,172+20.2k
Cetera Investment Advisers Added +4,192+4.2k
Stratos Investment Management, LLC New +3,757+3.8k
CoreCap Advisors, LLC Added +1,963+2.0k
Herold Advisors, Inc. Added +1,894+1.9k
Freedom Investment Management, Inc. Added +1,664+1.7k
MARQUETTE ASSOCIATES, INC. New +1,145+1.1k

Biggest sellers

COMMONWEALTH EQUITY SERVICES, LLC Reduced -25,165-25.2k
CITADEL ADVISORS LLC Reduced -17,388-17.4k
BNP PARIBAS FINANCIAL MARKETS Sold out -16,000-16.0k
NORTHERN TRUST CORP Reduced -10,963-11.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -9,531-9.5k
STIFEL FINANCIAL CORP Sold out -6,979-7.0k
JPMORGAN CHASE & CO Sold out -5,000-5.0k
L.M. KOHN & COMPANY Reduced -3,628-3.6k
VestGen Investment Management Reduced -2,227-2.2k
PARK NATIONAL CORP /OH/ Reduced -1,772-1.8k

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NORTHERN TRUST CORP 0.03% of their portfolio CHICAGO, IL 3,278,6933.3m $217.7m $217.7m 0.03% Reduced -11.0k -10,963
2 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 571,886571.9k $38.0m $38.0m 0.01% Added +28.0k +28,037
3 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 215,625215.6k $14.3m $14.3m 0.02% Reduced -25.2k -25,165
4 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 152,564152.6k $10.1m $10.1m 0.03% Added +20.2k +20,172
5 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 49,90249.9k $3.3m $3.3m 0.00% Reduced -162 -162
6 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 48,45448.5k $3.2m $3.2m 0.01% Added +4.2k +4,192
7 Herold Advisors, Inc. 0.54% of their portfolio New York, NY 37,08037.1k $2.5m $2.5m 0.54% Added +1.9k +1,894
8 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 36,39836.4k $2.4m $2.4m 0.00% New
9 L.M. KOHN & COMPANY 0.62% of their portfolio CINCINNATI, OH 35,86935.9k $2.4m $2.4m 0.62% Reduced -3.6k -3,628
10 Empirical Asset Management, LLC 0.76% of their portfolio WELLESLEY, MA 34,73434.7k $2.3m $2.3m 0.76% Reduced -1.6k -1,554
11 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 26,40026.4k $1.8m $1.8m 0.00% New
12 VestGen Investment Management 0.46% of their portfolio EGG HARBOR TOWNSHIP, NJ 25,22525.2k $1.7m $1.7m 0.46% Reduced -2.2k -2,227
13 Freedom Investment Management, Inc. 0.12% of their portfolio SOUTH WINDSOR, CT 21,58221.6k $1.4m $1.4m 0.12% Added +1.7k +1,664
14 PARK NATIONAL CORP /OH/ 0.05% of their portfolio NEWARK, OH 20,28320.3k $1.3m $1.3m 0.05% Reduced -1.8k -1,772
15 CENTAURUS FINANCIAL, INC. 0.04% of their portfolio ANAHEIM, CA 9,3539.4k $621.0k $621.0k 0.04% Reduced -139 -139
16 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 7,0847.1k $470.3k $470.3k 0.00% Reduced -87 -87
17 Meridian Wealth Management, LLC 0.02% of their portfolio LEXINGTON, KY 6,4786.5k $430.1k $430.1k 0.02% Unchanged
18 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 5,6015.6k $371.9k $371.9k 0.00% First filing
19 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 5,2555.3k $348.9k $348.9k 0.00% Reduced -17.4k -17,388
20 Colonial River Investments, LLC 0.17% of their portfolio MIDLOTHIAN, VA 5,1495.1k $341.8k $341.8k 0.17% Unchanged
21 AXXCESS WEALTH MANAGEMENT, LLC 0.01% of their portfolio CARLSBAD, CA 5,1495.1k $341.8k $341.8k 0.01% Unchanged
22 Strategic Blueprint, LLC 0.02% of their portfolio ATLANTA, GA 4,7194.7k $313.3k $313.3k 0.02% Unchanged
23 Wealthcare Advisory Partners LLC 0.01% of their portfolio WEST CHESTER, PA 4,4024.4k $292.2k $292.2k 0.01% Unchanged
24 ASPIRIANT, LLC 0.01% of their portfolio San Francisco, CA 4,1244.1k $273.8k $273.8k 0.01% Unchanged
25 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 3,7833.8k $251.2k $251.2k 0.00% Unchanged
26 Stratos Investment Management, LLC 0.01% of their portfolio BEACHWOOD, OH 3,7573.8k $249.4k $249.4k 0.01% New
27 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 3,6223.6k $240.0k $240.0k 0.00% Unchanged
28 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 3,6193.6k $240.3k $240.3k 0.01% Added +2.0k +1,963
29 West Coast Financial LLC 0.02% of their portfolio SANTA BARBARA, CA 3,4003.4k $225.7k $225.7k 0.02% Unchanged
30 Advisory Alpha, LLC 0.01% of their portfolio HOLLAND, MI 3,3803.4k $224.4k $224.4k 0.01% Unchanged
31 PRIVATE TRUST CO NA 0.02% of their portfolio CLEVELAND, OH 2,8332.8k $188.1k $188.1k 0.02% Unchanged
32 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,4001.4k $92.9k $92.9k 0.00% Reduced -1 -1
33 MARQUETTE ASSOCIATES, INC. 0.06% of their portfolio CHICAGO, IL 1,1451.1k $76.0k $76.0k 0.06% New
34 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 677677 $46.7k $46.7k 0.00% Unchanged
35 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 642642 $43.0k $43.0k 0.00% Unchanged
36 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 600600 $39.8k $39.8k 0.00% New
37 CNB Bank 0.02% of their portfolio CLEARFIELD, PA 550550 $36.5k $36.5k 0.02% Unchanged
38 ORG Partners LLC 0.00% of their portfolio ROANOKE, IN 501501 $33.3k $33.3k 0.00% New
39 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 479479 $31.8k $31.8k 0.00% Added +1 +1
40 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 398398 $26.4k $26.4k 0.00% Added +2 +2
41 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 377377 $25.0k $25.0k 0.00% Unchanged
42 PSI Advisors, LLC 0.01% of their portfolio TAMPA, FL 332332 $22.0k $22.0k 0.01% Added +1 +1
43 NorthRock Partners, LLC 0.00% of their portfolio MINNEAPOLIS, MN 300300 $19.9k $19.9k 0.00% Unchanged
44 Cornerstone Planning Group LLC 0.00% of their portfolio FAIRFIELD, NJ 293293 $19.9k $19.9k 0.00% Added +1 +1
45 UBS Group AG 0.00% of their portfolio ZURICH, V8 280280 $18.6k $18.6k 0.00% New
46 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 6464 $4.2k $4.2k 0.00% New
47 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $62 $62 0.00% Unchanged
48 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged