Vault-13

FLEXSHARES TR QLC

US QUALITY CAP · ETP · CUSIP 33939L746

45 institutional holders +1 vs Q2 2024
4,612,9734.6m shares reported held*
$300.0mreported value*
4 new 17 added 12 reduced 3 sold out net bought ≈ $100.5m (+1.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $65.04.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 32Q4 22: 31Q1 23: 28Q2 23: 33Q3 23: 33Q4 23: 37Q1 24: 35Q2 24: 44Q3 24: 4545Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202232
Q4 202231
Q1 202328
Q2 202333
Q3 202333
Q4 202337
Q1 202435
Q2 202444
Q3 202445

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 15 bought or addedQ4 22: 15 cut or sold outQ1 23: 12 bought or addedQ1 23: 12 cut or sold outQ1 23Q2 23: 14 bought or addedQ2 23: 10 cut or sold outQ3 23: 9 bought or addedQ3 23: 14 cut or sold outQ3 23Q4 23: 20 bought or addedQ4 23: 11 cut or sold outQ1 24: 17 bought or addedQ1 24: 20 cut or sold outQ1 24Q2 24: 28 bought or addedQ2 24: 6 cut or sold outQ3 24: 21 bought or addedQ3 24: 15 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221515
Q1 20231212
Q2 20231410
Q3 2023914
Q4 20232011
Q1 20241720
Q2 2024286
Q3 20242115

Biggest buyers

NORTHERN TRUST CORP Added +1,510,417+1.5m
Empirical Asset Management, LLC Added +23,018+23.0k
CITADEL ADVISORS LLC New +22,643+22.6k
Cetera Investment Advisers Added +17,579+17.6k
BNP PARIBAS FINANCIAL MARKETS New +16,000+16.0k
Herold Advisors, Inc. Added +11,362+11.4k
JPMORGAN CHASE & CO New +5,000+5.0k
L.M. KOHN & COMPANY Added +2,674+2.7k
LPL Financial LLC Added +2,644+2.6k
MORGAN STANLEY Added +1,241+1.2k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -43,509-43.5k
MML INVESTORS SERVICES, LLC Reduced -8,785-8.8k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -6,626-6.6k
JANE STREET GROUP, LLC Sold out -4,057-4.1k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Sold out -2,095-2.1k
VestGen Investment Management Reduced -826-826
AXXCESS WEALTH MANAGEMENT, LLC Reduced -689-689
Colonial River Investments, LLC Reduced -689-689
Cambridge Investment Research Advisors, Inc. Reduced -586-586
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -546-546

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NORTHERN TRUST CORP 0.04% of their portfolio CHICAGO, IL 3,289,6563.3m $214.0m $214.0m 0.04% Added +1.5m +1,510,417
2 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 543,849543.8k $35.4m $35.4m 0.01% Reduced -43.5k -43,509
3 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 240,790240.8k $15.7m $15.7m 0.02% Reduced -6.6k -6,626
4 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 132,392132.4k $8.6m $8.6m 0.03% Reduced -8.8k -8,785
5 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 50,06450.1k $3.3m $3.3m 0.00% Added +2.6k +2,644
6 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 44,26244.3k $2.9m $2.9m 0.01% Added +17.6k +17,579
7 L.M. KOHN & COMPANY 0.65% of their portfolio CINCINNATI, OH 39,49739.5k $2.6m $2.6m 0.65% Added +2.7k +2,674
8 Empirical Asset Management, LLC 0.84% of their portfolio WELLESLEY, MA 36,28836.3k $2.4m $2.4m 0.84% Added +23.0k +23,018
9 Herold Advisors, Inc. 0.50% of their portfolio New York, NY 35,18635.2k $2.3m $2.3m 0.50% Added +11.4k +11,362
10 VestGen Investment Management 0.50% of their portfolio EGG HARBOR TOWNSHIP, NJ 27,45227.5k $1.8m $1.8m 0.50% Reduced -826 -826
11 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 22,64322.6k $1.5m $1.5m 0.00% New
12 PARK NATIONAL CORP /OH/ 0.05% of their portfolio NEWARK, OH 22,05522.1k $1.4m $1.4m 0.05% Added +89 +89
13 Freedom Investment Management, Inc. 0.10% of their portfolio SOUTH WINDSOR, CT 19,91819.9k $1.3m $1.3m 0.10% Added +101 +101
14 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 16,00016.0k $1.0m $1.0m 0.00% New
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 9,5319.5k $619.9k $619.9k 0.00% Reduced -546 -546
16 CENTAURUS FINANCIAL, INC. 0.04% of their portfolio ANAHEIM, CA 9,4929.5k $617.0k $617.0k 0.04% Added +153 +153
17 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 7,1717.2k $466.4k $466.4k 0.00% Reduced -284 -284
18 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 6,9797.0k $453.9k $453.9k 0.00% Added +10 +10
19 Meridian Wealth Management, LLC 0.02% of their portfolio LEXINGTON, KY 6,4786.5k $421.3k $421.3k 0.02% Unchanged
20 Colonial River Investments, LLC 0.17% of their portfolio MIDLOTHIAN, VA 5,1495.1k $334.9k $334.9k 0.17% Reduced -689 -689
21 AXXCESS WEALTH MANAGEMENT, LLC 0.01% of their portfolio CARLSBAD, CA 5,1495.1k $334.9k $334.9k 0.01% Reduced -689 -689
22 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 5,0005.0k $325.2k $325.2k 0.00% New
23 Strategic Blueprint, LLC 0.02% of their portfolio ATLANTA, GA 4,7194.7k $306.9k $306.9k 0.02% Unchanged
24 Wealthcare Advisory Partners LLC 0.01% of their portfolio WEST CHESTER, PA 4,4024.4k $286.3k $286.3k 0.01% Unchanged
25 ASPIRIANT, LLC 0.01% of their portfolio San Francisco, CA 4,1244.1k $268.2k $268.2k 0.01% Reduced -407 -407
26 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 3,7833.8k $246.0k $246.0k 0.00% Unchanged
27 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 3,6223.6k $236.0k $236.0k 0.00% Reduced -586 -586
28 West Coast Financial LLC 0.02% of their portfolio SANTA BARBARA, CA 3,4003.4k $221.1k $221.1k 0.02% Unchanged
29 Advisory Alpha, LLC 0.01% of their portfolio HOLLAND, MI 3,3803.4k $219.8k $219.8k 0.01% Unchanged
30 PRIVATE TRUST CO NA 0.02% of their portfolio CLEVELAND, OH 2,8332.8k $184.3k $184.3k 0.02% Unchanged
31 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 1,6561.7k $107.7k $107.7k 0.01% Reduced -21 -21
32 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,4011.4k $91.2k $91.2k 0.00% Added +1.2k +1,241
33 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 677677 $44.0k $44.0k 0.00% Unchanged
34 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 642642 $42.0k $42.0k 0.00% Added +489 +489
35 McIlrath & Eck, LLC 0.01% of their portfolio ARLINGTON, WA 605605 $39.4k $39.4k 0.01% Added +1 +1
36 CNB Bank 0.02% of their portfolio CLEARFIELD, PA 550550 $35.8k $35.8k 0.02% Unchanged
37 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 478478 $31.1k $31.1k 0.00% Added +1 +1
38 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 396396 $25.8k $25.8k 0.00% New
39 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 377377 $24.5k $24.5k 0.00% Unchanged
40 PSI Advisors, LLC 0.01% of their portfolio TAMPA, FL 331331 $21.5k $21.5k 0.01% Added +1 +1
41 NorthRock Partners, LLC 0.00% of their portfolio MINNEAPOLIS, MN 300300 $19.5k $19.5k 0.00% Unchanged
42 Cornerstone Planning Group LLC 0.01% of their portfolio FAIRFIELD, NJ 292292 $19.2k $19.2k 0.01% Added +1 +1
43 FMR LLC 0.00% of their portfolio BOSTON, MA 33 $195 $195 0.00% Added +2 +2
44 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $62 $62 0.00% Reduced -1 -1
45 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged