Vault-13

FLEXSHARES TR QLC

US QUALITY CAP · ETP · CUSIP 33939L746

44 institutional holders +9 vs Q1 2024
3,068,3283.1m shares reported held*
$188.8mreported value*
10 new 18 added 5 reduced 1 sold out net bought ≈ $16.8m (+254.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $61.52.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 32Q4 22: 31Q1 23: 28Q2 23: 33Q3 23: 33Q4 23: 37Q1 24: 35Q2 24: 4444Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202232
Q4 202231
Q1 202328
Q2 202333
Q3 202333
Q4 202337
Q1 202435
Q2 202444

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 15 bought or addedQ4 22: 15 cut or sold outQ4 22Q1 23: 12 bought or addedQ1 23: 12 cut or sold outQ2 23: 14 bought or addedQ2 23: 10 cut or sold outQ2 23Q3 23: 9 bought or addedQ3 23: 14 cut or sold outQ4 23: 20 bought or addedQ4 23: 11 cut or sold outQ4 23Q1 24: 17 bought or addedQ1 24: 20 cut or sold outQ2 24: 28 bought or addedQ2 24: 6 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221515
Q1 20231212
Q2 20231410
Q3 2023914
Q4 20232011
Q1 20241720
Q2 2024286

Biggest buyers

NORTHERN TRUST CORP Added +156,930+156.9k
ENVESTNET ASSET MANAGEMENT INC Added +52,354+52.4k
MML INVESTORS SERVICES, LLC Added +15,246+15.2k
Empirical Asset Management, LLC New +13,270+13.3k
CENTAURUS FINANCIAL, INC. New +9,339+9.3k
Herold Advisors, Inc. Added +8,862+8.9k
Meridian Wealth Management, LLC New +6,478+6.5k
AXXCESS WEALTH MANAGEMENT, LLC New +5,838+5.8k
JANE STREET GROUP, LLC New +4,057+4.1k
Advisory Alpha, LLC New +3,380+3.4k

Biggest sellers

Global Assets Advisory, LLC Sold out -18,737-18.7k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -15,122-15.1k
Colonial River Investments, LLC Reduced -2,001-2.0k
ROYAL BANK OF CANADA Reduced -700-700
MORGAN STANLEY Reduced -317-317
PARK NATIONAL CORP /OH/ Reduced -195-195

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NORTHERN TRUST CORP 0.02% of their portfolio CHICAGO, IL 1,779,2391.8m $109.5m $109.5m 0.02% Added +156.9k +156,930
2 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 587,358587.4k $36.1m $36.1m 0.01% Added +52.4k +52,354
3 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 247,416247.4k $15.2m $15.2m 0.02% Reduced -15.1k -15,122
4 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 141,177141.2k $8.7m $8.7m 0.04% Added +15.2k +15,246
5 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 47,42047.4k $2.9m $2.9m 0.00% Added +90 +90
6 L.M. KOHN & COMPANY 0.61% of their portfolio CINCINNATI, OH 36,82336.8k $2.3m $2.3m 0.61% Added +1.4k +1,383
7 VestGen Investment Management 0.51% of their portfolio EGG HARBOR TOWNSHIP, NJ 28,27828.3k $1.7m $1.7m 0.51% Added +3.3k +3,277
8 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 26,68326.7k $1.6m $1.6m 0.00% Added +3.3k +3,273
9 Herold Advisors, Inc. 0.34% of their portfolio New York, NY 23,82423.8k $1.5m $1.5m 0.34% Added +8.9k +8,862
10 PARK NATIONAL CORP /OH/ 0.05% of their portfolio NEWARK, OH 21,96622.0k $1.4m $1.4m 0.05% Reduced -195 -195
11 Freedom Investment Management, Inc. 0.10% of their portfolio SOUTH WINDSOR, CT 19,81719.8k $1.2m $1.2m 0.10% Added +1.0k +1,043
12 Empirical Asset Management, LLC 0.31% of their portfolio WELLESLEY, MA 13,27013.3k $816.4k $816.4k 0.31% New
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 10,07710.1k $620.0k $620.0k 0.00% Added +1.9k +1,901
14 CENTAURUS FINANCIAL, INC. 0.04% of their portfolio ANAHEIM, CA 9,3399.3k $575.0k $575.0k 0.04% New
15 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 7,4557.5k $458.6k $458.6k 0.00% Added +1.9k +1,872
16 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 6,9697.0k $428.7k $428.7k 0.00% Added +44 +44
17 Meridian Wealth Management, LLC 0.05% of their portfolio LEXINGTON, KY 6,4786.5k $398.5k $398.5k 0.05% New
18 Colonial River Investments, LLC 0.19% of their portfolio MIDLOTHIAN, VA 5,8385.8k $359.2k $359.2k 0.19% Reduced -2.0k -2,001
19 AXXCESS WEALTH MANAGEMENT, LLC 0.01% of their portfolio CARLSBAD, CA 5,8385.8k $359.2k $359.2k 0.01% New
20 Strategic Blueprint, LLC 0.02% of their portfolio ATLANTA, GA 4,7194.7k $290.3k $290.3k 0.02% Unchanged
21 ASPIRIANT, LLC 0.01% of their portfolio San Francisco, CA 4,5314.5k $278.8k $278.8k 0.01% Unchanged
22 Wealthcare Advisory Partners LLC 0.01% of their portfolio WEST CHESTER, PA 4,4024.4k $270.8k $270.8k 0.01% Unchanged
23 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 4,2084.2k $259.0k $259.0k 0.00% Added +125 +125
24 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 4,0574.1k $249.6k $249.6k 0.00% New
25 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 3,7833.8k $232.7k $232.7k 0.00% Unchanged
26 West Coast Financial LLC 0.02% of their portfolio SANTA BARBARA, CA 3,4003.4k $209.2k $209.2k 0.02% Unchanged
27 Advisory Alpha, LLC 0.01% of their portfolio HOLLAND, MI 3,3803.4k $207.9k $207.9k 0.01% New
28 PRIVATE TRUST CO NA 0.02% of their portfolio CLEVELAND, OH 2,8332.8k $174.3k $174.3k 0.02% Unchanged
29 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio ORLANDO, FL 2,0952.1k $128.9k $128.9k 0.01% New
30 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 1,6771.7k $103.2k $103.2k 0.01% Added +35 +35
31 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 677677 $42.1k $42.1k 0.00% Unchanged
32 McIlrath & Eck, LLC 0.01% of their portfolio ARLINGTON, WA 604604 $37.2k $37.2k 0.01% Added +2 +2
33 CNB Bank 0.02% of their portfolio CLEARFIELD, PA 550550 $33.8k $33.8k 0.02% Unchanged
34 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 477477 $29.3k $29.3k 0.00% Added +2 +2
35 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 377377 $23.2k $23.2k 0.00% Unchanged
36 PSI Advisors, LLC 0.01% of their portfolio TAMPA, FL 330330 $20.3k $20.3k 0.01% Added +1 +1
37 NorthRock Partners, LLC 0.00% of their portfolio MINNEAPOLIS, MN 300300 $18.5k $18.5k 0.00% Unchanged
38 Cornerstone Planning Group LLC 0.00% of their portfolio FAIRFIELD, NJ 291291 $17.1k $17.1k 0.00% New
39 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 160160 $9.9k $9.9k 0.00% Reduced -317 -317
40 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 153153 $9.0k $9.0k 0.00% Reduced -700 -700
41 UBS Group AG 0.00% of their portfolio ZURICH, V8 5656 $3.4k $3.4k 0.00% New
42 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 22 $120 $120 0.00% Added +1 +1
43 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $62 $62 0.00% New
44 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged