Vault-13

FLEXSHARES TR ESG

STOX US ESG SLCT · ETP · CUSIP 33939L696

53 institutional holders +0 vs Q4 2025
307,333307.3k shares reported held*
$46.8mreported value*
8 new 15 added 12 reduced 7 sold out net bought ≈ $5.1m (+33.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($972.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $152.28.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 36Q4 22: 38Q1 23: 38Q2 23: 39Q3 23: 41Q4 23: 41Q1 24: 43Q2 24: 47Q3 24: 47Q4 24: 53Q1 25: 47Q2 25: 51Q3 25: 49Q4 25: 53Q1 26: 5353Q3 22Q3 23Q3 24Q3 25Q1 26
Numbers
QuarterHolders
Q3 202236
Q4 202238
Q1 202338
Q2 202339
Q3 202341
Q4 202341
Q1 202443
Q2 202447
Q3 202447
Q4 202453
Q1 202547
Q2 202551
Q3 202549
Q4 202553
Q1 202653

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q2 24: 16 bought or addedQ2 24: 13 cut or sold outQ3 24: 13 bought or addedQ3 24: 13 cut or sold outQ3 24Q4 24: 13 bought or addedQ4 24: 21 cut or sold outQ1 25: 12 bought or addedQ1 25: 23 cut or sold outQ1 25Q2 25: 17 bought or addedQ2 25: 16 cut or sold outQ3 25: 16 bought or addedQ3 25: 21 cut or sold outQ3 25Q4 25: 17 bought or addedQ4 25: 20 cut or sold outQ1 26: 23 bought or addedQ1 26: 19 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 20241613
Q3 20241313
Q4 20241321
Q1 20251223
Q2 20251716
Q3 20251621
Q4 20251720
Q1 20262319

Biggest buyers

NORTHERN TRUST CORP New +10,552+10.6k
CITADEL ADVISORS LLC Added +9,934+9.9k
ROYAL BANK OF CANADA Added +6,848+6.8k
Horizon Investments, LLC Added +5,662+5.7k
GREAT VALLEY ADVISOR GROUP, INC. New +4,000+4.0k
LPL Financial LLC Added +3,976+4.0k
Independent Advisor Alliance New +3,020+3.0k
RAYMOND JAMES FINANCIAL INC Added +2,737+2.7k
Stonebridge Capital Advisors LLC New +2,278+2.3k
Advisory Services Network, LLC New +1,737+1.7k

Biggest sellers

FIRST UNITED BANK & TRUST Reduced -7,220-7.2k
MORGAN STANLEY Reduced -4,950-5.0k
CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC Sold out -4,000-4.0k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Sold out -2,005-2.0k
Values Added Financial LLC Sold out -1,270-1.3k
Gilbert Capital Group, Inc. Reduced -1,223-1.2k
HARBOUR INVESTMENTS, INC. Sold out -762-762
Kestra Advisory Services, LLC Sold out -300-300
INTERACTIVE FINANCIAL ADVISORS, INC. Reduced -217-217
BANK OF AMERICA CORP /DE/ Reduced -216-216

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 54,96355.0k $8.3m $8.3m 0.00% Added +4.0k +3,976
2 Olde Wealth Management, LLC 1.59% of their portfolio SAMMAMISH, WA 33,18433.2k $5.0m $5.0m 1.59% Reduced -109 -109
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 19,01319.0k $2.9m $2.9m 0.00% Added +1.1k +1,118
4 FIRST UNITED BANK & TRUST 0.93% of their portfolio OAKLAND, MD 18,93018.9k $2.9m $2.9m 0.93% Reduced -7.2k -7,220
5 RVW Wealth, LLC 0.19% of their portfolio LOS ANGELES, CA 16,04916.0k $2.4m $2.4m 0.19% Unchanged
6 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 14,22214.2k $2.2m $2.2m 0.00% Reduced -5.0k -4,950
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 13,60813.6k $2.1m $2.1m 0.00% Added +6.8k +6,848
8 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 13,40113.4k $2.0m $2.0m 0.00% Added +9.9k +9,934
9 Horizon Investments, LLC 0.02% of their portfolio Charlotte, NC 12,56012.6k $1.9m $1.9m 0.02% Added +5.7k +5,662
10 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 10,55210.6k $1.6m $1.6m 0.00% New
11 Roof Eidam Maycock Peralta, LLC 0.31% of their portfolio San Francisco, CA 9,0349.0k $1.4m $1.4m 0.31% Unchanged
12 SGL Investment Advisors, Inc. 0.44% of their portfolio MISSOULA, MT 6,9456.9k $1.2m $1.2m 0.44% Added +756 +756
13 FOUNDERS FINANCIAL SECURITIES LLC 0.05% of their portfolio TOWSON, MD 6,1356.1k $972.0k $972.0k 0.05% Reduced -126 -126
14 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 6,0846.1k $923.1k $923.1k 0.00% Added +114 +114
15 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 6,0516.1k $918.0k $918.0k 0.00% Unchanged
16 Well Done, LLC 0.12% of their portfolio HOLLAND, MI 5,1645.2k $783.6k $783.6k 0.12% Unchanged
17 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 4,7574.8k $721.8k $721.8k 0.00% Reduced -216 -216
18 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 4,6194.6k $700.8k $700.8k 0.00% Added +2.7k +2,737
19 Parallel Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 4,4774.5k $679.3k $679.3k 0.01% Unchanged
20 Gilbert Capital Group, Inc. 0.52% of their portfolio NORTH YARMOUTH, ME 4,4764.5k $679.2k $679.2k 0.52% Reduced -1.2k -1,223
21 Curry Webb Wealth Management LLC 0.32% of their portfolio INDIANAPOLIS, IN 4,4574.5k $676.4k $676.4k 0.32% Added +83 +83
22 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 4,0004.0k $607.0k $607.0k 0.01% New
23 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 3,6823.7k $558.7k $558.7k 0.00% Added +913 +913
24 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 3,5513.6k $538.8k $538.8k 0.00% Added +157 +157
25 INTERACTIVE FINANCIAL ADVISORS, INC. 0.33% of their portfolio New Lenox, IL 3,3373.3k $506.4k $506.4k 0.33% Reduced -217 -217
26 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 3,2793.3k $497.6k $497.6k 0.00% Added +3 +3
27 EP Wealth Advisors, LLC 0.00% of their portfolio TORRANCE, CA 3,0603.1k $464.3k $464.3k 0.00% Reduced -1 -1
28 Independent Advisor Alliance 0.00% of their portfolio CHARLOTTE, NC 3,0203.0k $458.3k $458.3k 0.00% New
29 Monument Group Wealth Advisors, LLC 0.20% of their portfolio CONCORD, MA 2,3782.4k $360.8k $360.8k 0.20% Unchanged
30 Stonebridge Capital Advisors LLC 0.02% of their portfolio ST PAUL, MN 2,2782.3k $345.7k $345.7k 0.02% New
31 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 2,2582.3k $342.6k $342.6k 0.01% Added +313 +313
32 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 2,1402.1k $324.7k $324.7k 0.00% Unchanged
33 FMR LLC 0.00% of their portfolio BOSTON, MA 1,8341.8k $278.3k $278.3k 0.00% Added +1.5k +1,478
34 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 1,8001.8k $273.1k $273.1k 0.00% Unchanged
35 Milestone Investment Advisors LLC 0.06% of their portfolio MIDDLETON, WI 1,7631.8k $267.5k $267.5k 0.06% Reduced -20 -20
36 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 1,7371.7k $263.6k $263.6k 0.00% New
37 Empire Financial Management Company, LLC 0.05% of their portfolio NEW YORK, NY 1,5141.5k $229.7k $229.7k 0.05% Unchanged
38 Go Invest LLC 0.02% of their portfolio WEST JORDAN, UT 490490 $74.4k $74.4k 0.02% Added +36 +36
39 Caldwell Trust Co 0.01% of their portfolio Venice, FL 395395 $59.9k $59.9k 0.01% Unchanged
40 Wealth Enhancement Trust Services, Inc. 0.01% of their portfolio SIOUX FALLS, SD 392392 $59.5k $59.5k 0.01% Unchanged
41 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 375375 $56.9k $56.9k 0.00% Reduced -10 -10
42 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 293293 $44.8k $44.8k 0.00% Unchanged
43 CVA Family Office, LLC 0.00% of their portfolio DENVER, CO 225225 $34.1k $34.1k 0.00% Unchanged
44 TOMPKINS FINANCIAL CORP 0.00% of their portfolio ITHACA, NY 217217 $32.9k $32.9k 0.00% New
45 Smartleaf Asset Management LLC 0.00% of their portfolio BOSTON, MA 186186 $27.6k $27.6k 0.00% New
46 VANGUARD ADVISERS INC 0.00% of their portfolio Malvern, PA 171171 $25.9k $25.9k 0.00% First filing
47 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 115115 $17.4k $17.4k 0.00% Unchanged
48 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 100100 $15.2k $15.2k 0.00% New
49 Sunrise Financial Services, LLC 0.01% of their portfolio BURIEN, WA 9191 $13.8k $13.8k 0.01% Reduced -152 -152
50 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 7272 $10.7k $10.7k 0.00% Unchanged
51 DHJJ Financial Advisors, Ltd. 0.00% of their portfolio NAPERVILLE, IL 2121 $3.2k $3.2k 0.00% Unchanged
52 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 1313 $2.0k $2.0k 0.00% Unchanged
53 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 00 $51 $51 0.00% Reduced -1 -1