Vault-13

FLEXSHARES TR ESG

STOX US ESG SLCT · ETP · CUSIP 33939L696

53 institutional holders +4 vs Q3 2025
274,550274.6k shares reported held*
$43.5mreported value*
4 new 13 added 15 reduced 5 sold out net sold ≈ $4.9m (-31.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($990.8k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $158.28.

Trends to Q4 2025

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 36Q4 22: 38Q1 23: 38Q2 23: 39Q3 23: 41Q4 23: 41Q1 24: 43Q2 24: 47Q3 24: 47Q4 24: 53Q1 25: 47Q2 25: 51Q3 25: 49Q4 25: 5353Q3 22Q2 23Q1 24Q4 24Q4 25
Numbers
QuarterHolders
Q3 202236
Q4 202238
Q1 202338
Q2 202339
Q3 202341
Q4 202341
Q1 202443
Q2 202447
Q3 202447
Q4 202453
Q1 202547
Q2 202551
Q3 202549
Q4 202553

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q1 24: 16 bought or addedQ1 24: 20 cut or sold outQ2 24: 16 bought or addedQ2 24: 13 cut or sold outQ2 24Q3 24: 13 bought or addedQ3 24: 13 cut or sold outQ4 24: 13 bought or addedQ4 24: 21 cut or sold outQ4 24Q1 25: 12 bought or addedQ1 25: 23 cut or sold outQ2 25: 17 bought or addedQ2 25: 16 cut or sold outQ2 25Q3 25: 16 bought or addedQ3 25: 21 cut or sold outQ4 25: 17 bought or addedQ4 25: 20 cut or sold outQ4 25
Numbers
QuarterBought or addedCut or sold out
Q1 20241620
Q2 20241613
Q3 20241313
Q4 20241321
Q1 20251223
Q2 20251716
Q3 20251621
Q4 20251720

Biggest buyers

LPL Financial LLC Added +5,423+5.4k
Horizon Investments, LLC Added +3,316+3.3k
FOUNDERS FINANCIAL SECURITIES LLC Added +2,679+2.7k
Values Added Financial LLC New +1,270+1.3k
Cambridge Investment Research Advisors, Inc. Added +703+703
Kestra Advisory Services, LLC New +300+300
BANK OF AMERICA CORP /DE/ Added +249+249
Dynamic Advisor Solutions LLC Added +236+236
SGL Investment Advisors, Inc. Added +176+176
Farther Finance Advisors, LLC Added +93+93

Biggest sellers

INTERACTIVE FINANCIAL ADVISORS, INC. Reduced -15,257-15.3k
CITADEL ADVISORS LLC Reduced -14,611-14.6k
ROYAL BANK OF CANADA Reduced -7,016-7.0k
NovaPoint Capital, LLC Sold out -2,073-2.1k
TWO SIGMA INVESTMENTS, LP Sold out -1,800-1.8k
FIRST UNITED BANK & TRUST Reduced -1,235-1.2k
Arax Advisory Partners Sold out -1,000-1.0k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -858-858
MORGAN STANLEY Reduced -757-757
Olde Wealth Management, LLC Reduced -432-432

Holders, Q4 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 50,98751.0k $8.1m $8.1m 0.00% Added +5.4k +5,423
2 Olde Wealth Management, LLC 1.62% of their portfolio SAMMAMISH, WA 33,29333.3k $5.3m $5.3m 1.62% Reduced -432 -432
3 FIRST UNITED BANK & TRUST 1.32% of their portfolio OAKLAND, MD 26,15026.1k $4.1m $4.1m 1.32% Reduced -1.2k -1,235
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 19,17219.2k $3.0m $3.0m 0.00% Reduced -757 -757
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 17,89517.9k $2.8m $2.8m 0.00% Reduced -172 -172
6 RVW Wealth, LLC 0.19% of their portfolio LOS ANGELES, CA 16,04916.0k $2.5m $2.5m 0.19% Added +2 +2
7 Roof Eidam Maycock Peralta, LLC 0.32% of their portfolio San Francisco, CA 9,0349.0k $1.4m $1.4m 0.32% Added +1 +1
8 Horizon Investments, LLC 0.01% of their portfolio Charlotte, NC 6,8986.9k $1.1m $1.1m 0.01% Added +3.3k +3,316
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 6,7606.8k $1.1m $1.1m 0.00% Reduced -7.0k -7,016
10 FOUNDERS FINANCIAL SECURITIES LLC 0.06% of their portfolio TOWSON, MD 6,2616.3k $990.8k $990.8k 0.06% Added +2.7k +2,679
11 SGL Investment Advisors, Inc. 0.39% of their portfolio MISSOULA, MT 6,1896.2k $982.6k $982.6k 0.39% Added +176 +176
12 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 6,0516.1k $958.0k $958.0k 0.00% Added +703 +703
13 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 5,9706.0k $944.7k $944.7k 0.00% Reduced -858 -858
14 Gilbert Capital Group, Inc. 0.68% of their portfolio NORTH YARMOUTH, ME 5,6995.7k $901.9k $901.9k 0.68% Reduced -129 -129
15 Well Done, LLC 0.12% of their portfolio HOLLAND, MI 5,1645.2k $817.2k $817.2k 0.12% Unchanged
16 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 4,9735.0k $787.0k $787.0k 0.00% Added +249 +249
17 Parallel Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 4,4774.5k $708.5k $708.5k 0.01% Unchanged
18 Curry Webb Wealth Management LLC 0.34% of their portfolio INDIANAPOLIS, IN 4,3744.4k $692.2k $692.2k 0.34% First filing
19 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 0.19% of their portfolio Phoenix, AZ 4,0004.0k $633.0k $633.0k 0.19% Unchanged
20 INTERACTIVE FINANCIAL ADVISORS, INC. 0.36% of their portfolio New Lenox, IL 3,5543.6k $562.4k $562.4k 0.36% Reduced -15.3k -15,257
21 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 3,4673.5k $548.6k $548.6k 0.00% Reduced -14.6k -14,611
22 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 3,3943.4k $537.1k $537.1k 0.00% Reduced -16 -16
23 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 3,2763.3k $518.4k $518.4k 0.00% Added +5 +5
24 EP Wealth Advisors, LLC 0.00% of their portfolio TORRANCE, CA 3,0613.1k $484.3k $484.3k 0.00% First filing
25 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 2,7692.8k $438.2k $438.2k 0.00% Reduced -75 -75
26 Monument Group Wealth Advisors, LLC 0.21% of their portfolio CONCORD, MA 2,3782.4k $376.3k $376.3k 0.21% Unchanged
27 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 2,1402.1k $338.7k $338.7k 0.00% Unchanged
28 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 2,0052.0k $321.9k $321.9k 0.00% Reduced -16 -16
29 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 1,9451.9k $307.8k $307.8k 0.01% Added +236 +236
30 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 1,8821.9k $297.9k $297.9k 0.00% Added +36 +36
31 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 1,8001.8k $284.8k $284.8k 0.00% Unchanged
32 Milestone Investment Advisors LLC 0.07% of their portfolio MIDDLETON, WI 1,7831.8k $282.2k $282.2k 0.07% Unchanged
33 Empire Financial Management Company, LLC 0.05% of their portfolio NEW YORK, NY 1,5141.5k $239.6k $239.6k 0.05% Reduced -76 -76
34 Values Added Financial LLC 0.08% of their portfolio WASHINGTON, DC 1,2701.3k $201.0k $201.0k 0.08% New
35 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 950950 $150.3k $150.3k 0.00% Unchanged
36 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 762762 $121.4k $121.4k 0.00% Reduced -81 -81
37 Go Invest LLC 0.02% of their portfolio WEST JORDAN, UT 454454 $71.9k $71.9k 0.02% First filing
38 Caldwell Trust Co 0.01% of their portfolio Venice, FL 395395 $62.5k $62.5k 0.01% Unchanged
39 Wealth Enhancement Trust Services, Inc. 0.01% of their portfolio SIOUX FALLS, SD 392392 $62.0k $62.0k 0.01% First filing
40 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 385385 $60.9k $60.9k 0.00% Unchanged
41 FMR LLC 0.00% of their portfolio BOSTON, MA 356356 $56.3k $56.3k 0.00% Unchanged
42 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 300300 $47.5k $47.5k 0.00% New
43 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 293293 $46.4k $46.4k 0.00% Added +93 +93
44 Sunrise Financial Services, LLC 0.03% of their portfolio BURIEN, WA 243243 $38.5k $38.5k 0.03% First filing
45 CVA Family Office, LLC 0.00% of their portfolio DENVER, CO 225225 $35.6k $35.6k 0.00% Unchanged
46 COMERICA BANK 0.00% of their portfolio DALLAS, TX 131131 $20.7k $20.7k 0.00% Unchanged
47 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 115115 $18.2k $18.2k 0.00% Unchanged
48 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 7272 $11.4k $11.4k 0.00% Reduced -72 -72
49 UBS Group AG 0.00% of their portfolio ZURICH, V8 5050 $7.9k $7.9k 0.00% New
50 DHJJ Financial Advisors, Ltd. 0.00% of their portfolio NAPERVILLE, IL 2121 $3.4k $3.4k 0.00% Unchanged
51 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 1919 $3.1k $3.1k 0.00% Unchanged
52 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 1313 $2.0k $2.0k 0.00% New
53 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $118 $118 0.00% Added +1 +1