Vault-13

FLEXSHARES TR ESG

STOX US ESG SLCT · ETP · CUSIP 33939L696

49 institutional holders -2 vs Q2 2025
300,080300.1k shares reported held*
$46.3mreported value*
7 new 9 added 15 reduced 6 sold out net sold ≈ $217.5k (-841 shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($552.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $154.26.

Trends to Q3 2025

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 36Q4 22: 38Q1 23: 38Q2 23: 39Q3 23: 41Q4 23: 41Q1 24: 43Q2 24: 47Q3 24: 47Q4 24: 53Q1 25: 47Q2 25: 51Q3 25: 4949Q3 22Q2 23Q1 24Q4 24Q3 25
Numbers
QuarterHolders
Q3 202236
Q4 202238
Q1 202338
Q2 202339
Q3 202341
Q4 202341
Q1 202443
Q2 202447
Q3 202447
Q4 202453
Q1 202547
Q2 202551
Q3 202549

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 23: 17 bought or addedQ4 23: 19 cut or sold outQ1 24: 16 bought or addedQ1 24: 20 cut or sold outQ1 24Q2 24: 16 bought or addedQ2 24: 13 cut or sold outQ3 24: 13 bought or addedQ3 24: 13 cut or sold outQ3 24Q4 24: 13 bought or addedQ4 24: 21 cut or sold outQ1 25: 12 bought or addedQ1 25: 23 cut or sold outQ1 25Q2 25: 17 bought or addedQ2 25: 16 cut or sold outQ3 25: 16 bought or addedQ3 25: 21 cut or sold outQ3 25
Numbers
QuarterBought or addedCut or sold out
Q4 20231719
Q1 20241620
Q2 20241613
Q3 20241313
Q4 20241321
Q1 20251223
Q2 20251716
Q3 20251621

Biggest buyers

CITADEL ADVISORS LLC Added +14,218+14.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +7,377+7.4k
Horizon Investments, LLC New +3,582+3.6k
FOUNDERS FINANCIAL SECURITIES LLC New +3,582+3.6k
Cetera Investment Advisers New +3,410+3.4k
LPL Financial LLC Added +2,989+3.0k
NovaPoint Capital, LLC New +2,073+2.1k
TWO SIGMA INVESTMENTS, LP New +1,800+1.8k
Arax Advisory Partners New +1,000+1.0k
Global Retirement Partners, LLC New +950+950

Biggest sellers

INTERACTIVE FINANCIAL ADVISORS, INC. Reduced -16,483-16.5k
NORTHERN TRUST CORP Sold out -10,198-10.2k
ROYAL BANK OF CANADA Reduced -8,252-8.3k
Wealthcare Advisory Partners LLC Sold out -1,890-1.9k
FLOW TRADERS U.S. LLC Sold out -1,457-1.5k
CITIZENS & NORTHERN CORP Sold out -1,456-1.5k
FIRST UNITED BANK & TRUST Reduced -1,091-1.1k
HARBOUR INVESTMENTS, INC. Reduced -282-282
Cambridge Investment Research Advisors, Inc. Reduced -240-240
Roof Eidam Maycock Peralta, LLC Reduced -201-201

Holders, Q3 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 45,56445.6k $7.0m $7.0m 0.00% Added +3.0k +2,989
2 Olde Wealth Management, LLC 1.63% of their portfolio SAMMAMISH, WA 33,72533.7k $5.3m $5.3m 1.63% First filing
3 FIRST UNITED BANK & TRUST 1.37% of their portfolio OAKLAND, MD 27,38527.4k $4.2m $4.2m 1.37% Reduced -1.1k -1,091
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 19,92919.9k $3.1m $3.1m 0.00% Added +107 +107
5 INTERACTIVE FINANCIAL ADVISORS, INC. 1.57% of their portfolio New Lenox, IL 18,81118.8k $2.9m $2.9m 1.57% Reduced -16.5k -16,483
6 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 18,07818.1k $2.8m $2.8m 0.00% Added +14.2k +14,218
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 18,06718.1k $2.8m $2.8m 0.00% Added +7.4k +7,377
8 RVW Wealth, LLC 0.19% of their portfolio LOS ANGELES, CA 16,04716.0k $2.5m $2.5m 0.19% Reduced -164 -164
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 13,77613.8k $2.1m $2.1m 0.00% Reduced -8.3k -8,252
10 Roof Eidam Maycock Peralta, LLC 0.34% of their portfolio San Francisco, CA 9,0339.0k $1.4m $1.4m 0.34% Reduced -201 -201
11 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 6,8286.8k $1.1m $1.1m 0.00% Added +4 +4
12 SGL Investment Advisors, Inc. 0.39% of their portfolio MISSOULA, MT 6,0136.0k $942.7k $942.7k 0.39% Added +193 +193
13 Gilbert Capital Group, Inc. 0.70% of their portfolio NORTH YARMOUTH, ME 5,8285.8k $898.8k $898.8k 0.70% Reduced -150 -150
14 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 5,3485.3k $825.0k $825.0k 0.00% Reduced -240 -240
15 Well Done, LLC 0.14% of their portfolio HOLLAND, MI 5,1645.2k $796.4k $796.4k 0.14% Reduced -1 -1
16 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 4,7244.7k $728.5k $728.5k 0.00% Reduced -72 -72
17 Parallel Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 4,4774.5k $690.4k $690.4k 0.01% Unchanged
18 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 0.19% of their portfolio Phoenix, AZ 4,0004.0k $616.9k $616.9k 0.19% Unchanged
19 FOUNDERS FINANCIAL SECURITIES LLC 0.04% of their portfolio TOWSON, MD 3,5823.6k $552.4k $552.4k 0.04% New
20 Horizon Investments, LLC 0.01% of their portfolio Charlotte, NC 3,5823.6k $552.4k $552.4k 0.01% New
21 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 3,4103.4k $526.0k $526.0k 0.00% New
22 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 3,2713.3k $503.6k $503.6k 0.00% Reduced -41 -41
23 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 2,8442.8k $438.7k $438.7k 0.00% Added +124 +124
24 Monument Group Wealth Advisors, LLC 0.22% of their portfolio CONCORD, MA 2,3782.4k $366.7k $366.7k 0.22% Unchanged
25 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 2,1402.1k $330.0k $330.0k 0.00% Unchanged
26 NovaPoint Capital, LLC 0.08% of their portfolio ATLANTA, GA 2,0732.1k $319.7k $319.7k 0.08% New
27 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 2,0212.0k $312.4k $312.4k 0.00% Unchanged
28 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 1,8461.8k $284.7k $284.7k 0.00% Unchanged
29 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 1,8001.8k $277.6k $277.6k 0.00% New
30 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 1,8001.8k $277.6k $277.6k 0.00% Unchanged
31 Milestone Investment Advisors LLC 0.07% of their portfolio MIDDLETON, WI 1,7831.8k $275.0k $275.0k 0.07% Unchanged
32 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 1,7091.7k $263.6k $263.6k 0.01% Added +83 +83
33 Empire Financial Management Company, LLC 0.06% of their portfolio NEW YORK, NY 1,5901.6k $245.2k $245.2k 0.06% Reduced -82 -82
34 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 1,0001.0k $66.3k $66.3k 0.00% New
35 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 950950 $146.5k $146.5k 0.00% New
36 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 843843 $130.0k $130.0k 0.00% Reduced -282 -282
37 Caldwell Trust Co 0.01% of their portfolio Venice, FL 395395 $60.9k $60.9k 0.01% Unchanged
38 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 385385 $59.4k $59.4k 0.00% Reduced -105 -105
39 FMR LLC 0.00% of their portfolio BOSTON, MA 356356 $54.9k $54.9k 0.00% Reduced -30 -30
40 CROWLEY WEALTH MANAGEMENT, INC. 0.03% of their portfolio WILMINGTON, DE 250250 $38.6k $38.6k 0.03% Unchanged
41 CVA Family Office, LLC 0.00% of their portfolio DENVER, CO 225225 $34.7k $34.7k 0.00% Unchanged
42 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 200200 $30.8k $30.8k 0.00% Unchanged
43 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 144144 $22.2k $22.2k 0.00% Added +72 +72
44 COMERICA BANK 0.00% of their portfolio DALLAS, TX 131131 $20.2k $20.2k 0.00% Unchanged
45 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 115115 $17.7k $17.7k 0.00% Unchanged
46 DHJJ Financial Advisors, Ltd. 0.00% of their portfolio NAPERVILLE, IL 2121 $3.3k $3.3k 0.00% Unchanged
47 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 1919 $3.0k $3.0k 0.00% Unchanged
48 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 22 $308 $308 0.00% Unchanged
49 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 00 $50 $50 0.00% Reduced -1 -1