Vault-13

FLEXSHARES TR ESG

STOX US ESG SLCT · ETP · CUSIP 33939L696

47 institutional holders -6 vs Q4 2024
340,825340.8k shares reported held*
$45.8mreported value*
1 new 11 added 16 reduced 7 sold out net sold ≈ $21.2m (-158.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $134.41.

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 36Q4 22: 38Q1 23: 38Q2 23: 39Q3 23: 41Q4 23: 41Q1 24: 43Q2 24: 47Q3 24: 47Q4 24: 53Q1 25: 4747Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 202236
Q4 202238
Q1 202338
Q2 202339
Q3 202341
Q4 202341
Q1 202443
Q2 202447
Q3 202447
Q4 202453
Q1 202547

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q2 23: 18 bought or addedQ2 23: 15 cut or sold outQ3 23: 13 bought or addedQ3 23: 22 cut or sold outQ3 23Q4 23: 17 bought or addedQ4 23: 19 cut or sold outQ1 24: 16 bought or addedQ1 24: 20 cut or sold outQ1 24Q2 24: 16 bought or addedQ2 24: 13 cut or sold outQ3 24: 13 bought or addedQ3 24: 13 cut or sold outQ3 24Q4 24: 13 bought or addedQ4 24: 21 cut or sold outQ1 25: 12 bought or addedQ1 25: 23 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 20231815
Q3 20231322
Q4 20231719
Q1 20241620
Q2 20241613
Q3 20241313
Q4 20241321
Q1 20251223

Biggest buyers

RETIREMENT CAPITAL STRATEGIES New +3,045+3.0k
OSAIC HOLDINGS, INC. Added +2,985+3.0k
CITADEL ADVISORS LLC Added +1,320+1.3k
LPL Financial LLC Added +509+509
MORGAN STANLEY Added +455+455
FMR LLC Added +332+332
SGL Investment Advisors, Inc. Added +256+256
ROYAL BANK OF CANADA Added +179+179
First Horizon Advisors, Inc. Added +30+30
Well Done, LLC Added +17+17

Biggest sellers

NORTHERN TRUST CORP Reduced -113,887-113.9k
Synergy Asset Management, LLC Sold out -17,435-17.4k
Olde Wealth Management, LLC Reduced -13,520-13.5k
FIRST UNITED BANK & TRUST Reduced -5,185-5.2k
Independent Advisor Alliance Sold out -2,590-2.6k
CITIZENS & NORTHERN CORP Sold out -2,502-2.5k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Sold out -2,347-2.3k
FLOW TRADERS U.S. LLC Reduced -1,824-1.8k
Cambridge Investment Research Advisors, Inc. Reduced -1,656-1.7k
Dynamic Advisor Solutions LLC Sold out -1,511-1.5k

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Olde Wealth Management, LLC 3.19% of their portfolio SAMMAMISH, WA 67,37367.4k $9.1m $9.1m 3.19% Reduced -13.5k -13,520
2 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 42,80242.8k $5.8m $5.8m 0.00% Added +509 +509
3 INTERACTIVE FINANCIAL ADVISORS, INC. 2.50% of their portfolio New Lenox, IL 35,23235.2k $4.7m $4.7m 2.50% Reduced -635 -635
4 FIRST UNITED BANK & TRUST 1.49% of their portfolio OAKLAND, MD 29,63529.6k $4.0m $4.0m 1.49% Reduced -5.2k -5,185
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 21,91821.9k $2.9m $2.9m 0.00% Added +455 +455
6 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 19,78019.8k $2.7m $2.7m 0.00% Reduced -113.9k -113,887
7 RVW Wealth, LLC 0.21% of their portfolio LOS ANGELES, CA 16,26316.3k $2.2m $2.2m 0.21% Reduced -519 -519
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 14,57514.6k $2.0m $2.0m 0.00% Reduced -486 -486
9 Roof Eidam Maycock Peralta, LLC 0.34% of their portfolio San Francisco, CA 9,4199.4k $1.3m $1.3m 0.34% Reduced -715 -715
10 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 6,5516.6k $880.0k $880.0k 0.00% Reduced -82 -82
11 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 6,5386.5k $879.0k $879.0k 0.00% Added +179 +179
12 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 6,0076.0k $807.0k $807.0k 0.00% Added +1.3k +1,320
13 SGL Investment Advisors, Inc. 0.40% of their portfolio MISSOULA, MT 5,7095.7k $772.6k $772.6k 0.40% Added +256 +256
14 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 5,5035.5k $739.0k $739.0k 0.00% Reduced -1.7k -1,656
15 Well Done, LLC 0.12% of their portfolio HOLLAND, MI 4,8754.9k $671.7k $671.7k 0.12% Added +17 +17
16 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 4,7364.7k $636.3k $636.3k 0.00% Reduced -16 -16
17 Parallel Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 4,4774.5k $601.5k $601.5k 0.01% Unchanged
18 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 0.21% of their portfolio Phoenix, AZ 4,0004.0k $537.4k $537.4k 0.21% Unchanged
19 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 3,2823.3k $440.9k $440.9k 0.00% Added +3.0k +2,985
20 RETIREMENT CAPITAL STRATEGIES 0.16% of their portfolio SAN JOSE, CA 3,0453.0k $409.1k $409.1k 0.16% New
21 Better Money Decisions, LLC 0.27% of their portfolio Santa Fe, NM 3,0363.0k $407.8k $407.8k 0.27% Added +6 +6
22 Monument Group Wealth Advisors, LLC 0.22% of their portfolio CONCORD, MA 2,3782.4k $319.5k $319.5k 0.22% Unchanged
23 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 2,3152.3k $311.0k $311.0k 0.00% Reduced -32 -32
24 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 2,1402.1k $287.5k $287.5k 0.00% Unchanged
25 NovaPoint Capital, LLC 0.09% of their portfolio ATLANTA, GA 2,0732.1k $278.5k $278.5k 0.09% Unchanged
26 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 2,0172.0k $271.0k $271.0k 0.00% Unchanged
27 Wealthcare Advisory Partners LLC 0.01% of their portfolio WEST CHESTER, PA 1,8901.9k $253.9k $253.9k 0.01% Unchanged
28 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 1,8461.8k $248.0k $248.0k 0.00% Reduced -175 -175
29 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 1,8001.8k $241.8k $241.8k 0.00% Unchanged
30 Milestone Investment Advisors LLC 0.07% of their portfolio MIDDLETON, WI 1,7831.8k $239.5k $239.5k 0.07% Unchanged
31 FLOW TRADERS U.S. LLC 0.01% of their portfolio NEW YORK, NY 1,7141.7k $230.0k $230.0k 0.01% Reduced -1.8k -1,824
32 Empire Financial Management Company, LLC 0.07% of their portfolio NEW YORK, NY 1,6831.7k $226.1k $226.1k 0.07% Reduced -231 -231
33 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,1251.1k $151.1k $151.1k 0.00% Reduced -115 -115
34 First Horizon Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 1,0821.1k $145.4k $145.4k 0.00% Added +30 +30
35 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 490490 $65.8k $65.8k 0.00% Unchanged
36 FMR LLC 0.00% of their portfolio BOSTON, MA 460460 $61.7k $61.7k 0.00% Added +332 +332
37 Caldwell Trust Co 0.01% of their portfolio Venice, FL 395395 $53.1k $53.1k 0.01% Unchanged
38 CROWLEY WEALTH MANAGEMENT, INC. 0.03% of their portfolio WILMINGTON, DE 250250 $33.6k $33.6k 0.03% Unchanged
39 CVA Family Office, LLC 0.00% of their portfolio DENVER, CO 225225 $30.2k $30.2k 0.00% Unchanged
40 COMERICA BANK 0.00% of their portfolio DALLAS, TX 131131 $17.6k $17.6k 0.00% Unchanged
41 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 115115 $15.4k $15.4k 0.00% Unchanged
42 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 7373 $9.8k $9.8k 0.00% Reduced -81 -81
43 Peoples Bank/KS 0.01% of their portfolio PRATT, KS 6060 $8.1k $8.1k 0.01% Unchanged
44 DHJJ Financial Advisors, Ltd. 0.00% of their portfolio NAPERVILLE, IL 2121 $2.9k $2.9k 0.00% Unchanged
45 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 22 $276 $276 0.00% Unchanged
46 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $108 $108 0.00% Added +1 +1
47 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged