Vault-13

FLEXSHARES TR ESG

STOX US ESG SLCT · ETP · CUSIP 33939L696

53 institutional holders +6 vs Q3 2024
498,921498.9k shares reported held*
$68.8mreported value*
7 new 6 added 20 reduced 1 sold out net sold ≈ $14.0m (-101.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $137.81.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 36Q4 22: 38Q1 23: 38Q2 23: 39Q3 23: 41Q4 23: 41Q1 24: 43Q2 24: 47Q3 24: 47Q4 24: 5353Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202236
Q4 202238
Q1 202338
Q2 202339
Q3 202341
Q4 202341
Q1 202443
Q2 202447
Q3 202447
Q4 202453

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q1 23: 12 bought or addedQ1 23: 20 cut or sold outQ2 23: 18 bought or addedQ2 23: 15 cut or sold outQ2 23Q3 23: 13 bought or addedQ3 23: 22 cut or sold outQ4 23: 17 bought or addedQ4 23: 19 cut or sold outQ4 23Q1 24: 16 bought or addedQ1 24: 20 cut or sold outQ2 24: 16 bought or addedQ2 24: 13 cut or sold outQ2 24Q3 24: 13 bought or addedQ3 24: 13 cut or sold outQ4 24: 13 bought or addedQ4 24: 21 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20231220
Q2 20231815
Q3 20231322
Q4 20231719
Q1 20241620
Q2 20241613
Q3 20241313
Q4 20241321

Biggest buyers

Synergy Asset Management, LLC Added +15,879+15.9k
FLOW TRADERS U.S. LLC New +3,538+3.5k
Independent Advisor Alliance New +2,590+2.6k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +2,347+2.3k
Berger Financial Group, Inc New +1,486+1.5k
CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC Added +500+500
Cambridge Investment Research Advisors, Inc. Added +499+499
UBS Group AG New +201+201
AE Wealth Management LLC New +115+115
HARBOUR INVESTMENTS, INC. Added +66+66

Biggest sellers

NORTHERN TRUST CORP Reduced -105,765-105.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -5,854-5.9k
ROYAL BANK OF CANADA Reduced -5,748-5.7k
CITADEL ADVISORS LLC Reduced -3,424-3.4k
FIRST UNITED BANK & TRUST Reduced -3,301-3.3k
Mariner, LLC Sold out -1,583-1.6k
Olde Wealth Management, LLC Reduced -1,018-1.0k
LPL Financial LLC Reduced -840-840
INTERACTIVE FINANCIAL ADVISORS, INC. Reduced -579-579
SGL Investment Advisors, Inc. Reduced -172-172

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 133,667133.7k $18.4m $18.4m 0.00% Reduced -105.8k -105,765
2 Olde Wealth Management, LLC 3.98% of their portfolio SAMMAMISH, WA 80,89380.9k $11.1m $11.1m 3.98% Reduced -1.0k -1,018
3 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 42,29342.3k $5.8m $5.8m 0.00% Reduced -840 -840
4 INTERACTIVE FINANCIAL ADVISORS, INC. 2.59% of their portfolio New Lenox, IL 35,86735.9k $4.9m $4.9m 2.59% Reduced -579 -579
5 FIRST UNITED BANK & TRUST 1.74% of their portfolio OAKLAND, MD 34,82034.8k $4.8m $4.8m 1.74% Reduced -3.3k -3,301
6 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 21,46321.5k $3.0m $3.0m 0.00% Added +5 +5
7 Synergy Asset Management, LLC 0.18% of their portfolio VANCOUVER, WA 17,43517.4k $2.4m $2.4m 0.18% Added +15.9k +15,879
8 RVW Wealth, LLC 0.22% of their portfolio LOS ANGELES, CA 16,78216.8k $2.3m $2.3m 0.22% Reduced -154 -154
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 15,06115.1k $2.1m $2.1m 0.00% Reduced -5.9k -5,854
10 Roof Eidam Maycock Peralta, LLC 0.36% of their portfolio San Francisco, CA 10,13410.1k $1.4m $1.4m 0.36% Reduced -41 -41
11 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 7,1597.2k $986.0k $986.0k 0.00% Added +499 +499
12 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 6,6336.6k $914.0k $914.0k 0.00% Reduced -51 -51
13 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 6,3596.4k $876.0k $876.0k 0.00% Reduced -5.7k -5,748
14 SGL Investment Advisors, Inc. 0.40% of their portfolio MISSOULA, MT 5,4535.5k $787.3k $787.3k 0.40% Reduced -172 -172
15 Well Done, LLC 0.12% of their portfolio HOLLAND, MI 4,8584.9k $659.9k $659.9k 0.12% Unchanged
16 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 4,7524.8k $654.7k $654.7k 0.00% Reduced -154 -154
17 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 4,6874.7k $645.8k $645.8k 0.00% Reduced -3.4k -3,424
18 Parallel Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 4,4774.5k $616.9k $616.9k 0.01% Unchanged
19 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 0.20% of their portfolio Phoenix, AZ 4,0004.0k $551.1k $551.1k 0.20% Added +500 +500
20 FLOW TRADERS U.S. LLC 0.02% of their portfolio NEW YORK, NY 3,5383.5k $487.0k $487.0k 0.02% New
21 Better Money Decisions, LLC 0.29% of their portfolio Santa Fe, NM 3,0303.0k $417.4k $417.4k 0.29% Added +11 +11
22 Independent Advisor Alliance 0.00% of their portfolio CHARLOTTE, NC 2,5902.6k $356.9k $356.9k 0.00% New
23 CITIZENS & NORTHERN CORP 0.09% of their portfolio WELLSBORO, PA 2,5022.5k $344.7k $344.7k 0.09% Reduced -18 -18
24 Monument Group Wealth Advisors, LLC 0.23% of their portfolio CONCORD, MA 2,3782.4k $327.6k $327.6k 0.23% Unchanged
25 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 2,3472.3k $323.4k $323.4k 0.00% Reduced -8 -8
26 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 2,3472.3k $323.3k $323.3k 0.00% New
27 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 2,1402.1k $294.9k $294.9k 0.00% Unchanged
28 NovaPoint Capital, LLC 0.09% of their portfolio ATLANTA, GA 2,0732.1k $285.6k $285.6k 0.09% Unchanged
29 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 2,0212.0k $278.5k $278.5k 0.00% First filing
30 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 2,0172.0k $277.9k $277.9k 0.00% Unchanged
31 Empire Financial Management Company, LLC 0.08% of their portfolio NEW YORK, NY 1,9141.9k $263.7k $263.7k 0.08% Reduced -15 -15
32 Wealthcare Advisory Partners LLC 0.01% of their portfolio WEST CHESTER, PA 1,8901.9k $260.4k $260.4k 0.01% Unchanged
33 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 1,8001.8k $248.0k $248.0k 0.00% Unchanged
34 Milestone Investment Advisors LLC 0.07% of their portfolio MIDDLETON, WI 1,7831.8k $245.7k $245.7k 0.07% Unchanged
35 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 1,5111.5k $208.2k $208.2k 0.01% Unchanged
36 Berger Financial Group, Inc 0.01% of their portfolio PLYMOUTH, MN 1,4861.5k $204.7k $204.7k 0.01% New
37 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,2401.2k $170.9k $170.9k 0.00% Added +66 +66
38 First Horizon Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 1,0521.1k $144.9k $144.9k 0.00% Reduced -125 -125
39 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 490490 $67.5k $67.5k 0.00% Unchanged
40 Caldwell Trust Co 0.01% of their portfolio Venice, FL 395395 $54.4k $54.4k 0.01% Unchanged
41 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 297297 $40.9k $40.9k 0.00% Reduced -163 -163
42 CROWLEY WEALTH MANAGEMENT, INC. 0.03% of their portfolio WILMINGTON, DE 250250 $34.4k $34.4k 0.03% First filing
43 CVA Family Office, LLC 0.00% of their portfolio DENVER, CO 225225 $31.0k $31.0k 0.00% Unchanged
44 UBS Group AG 0.00% of their portfolio ZURICH, V8 201201 $27.7k $27.7k 0.00% New
45 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 154154 $21.2k $21.2k 0.00% Reduced -154 -154
46 COMERICA BANK 0.00% of their portfolio DALLAS, TX 131131 $18.1k $18.1k 0.00% Unchanged
47 FMR LLC 0.00% of their portfolio BOSTON, MA 128128 $17.6k $17.6k 0.00% Unchanged
48 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 115115 $15.8k $15.8k 0.00% New
49 Peoples Bank/KS 0.01% of their portfolio PRATT, KS 6060 $8.3k $8.3k 0.01% Unchanged
50 DHJJ Financial Advisors, Ltd. 0.00% of their portfolio NAPERVILLE, IL 2121 $2.9k $2.9k 0.00% Unchanged
51 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 22 $276 $276 0.00% New
52 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 00 $38 $38 0.00% Reduced -1 -1
53 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged