FLEXSHARES TR ESG
STOX US ESG SLCT · ETP · CUSIP 33939L696
38
institutional holders
+0 vs Q4 2022
1.2m
shares reported held*
$122.5mreported value*
5 new
7 added
15 reduced
5 sold out
net sold ≈ $676.0k (-6.9k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $99.32.
Trends to Q1 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 36 |
| Q4 2022 | 38 |
| Q1 2023 | 38 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 15 | 16 |
| Q1 2023 | 12 | 20 |
Biggest buyers
| ROYAL BANK OF CANADA | Added | +16.1k |
| NORTHERN TRUST CORP | Added | +13.4k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | +5.0k |
| CITADEL ADVISORS LLC | Added | +4.7k |
| Cambridge Investment Research Advisors, Inc. | New | +4.0k |
| CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC | New | +2.5k |
| NovaPoint Capital, LLC | New | +2.1k |
| Kalos Management, Inc. | New | +250 |
| Householder Group Estate & Retirement Specialist, LLC | New | +150 |
| Caldwell Trust Co | Added | +134 |
Biggest sellers
| BANK OF AMERICA CORP /DE/ | Reduced | -24.9k |
| FIRST UNITED BANK & TRUST | Reduced | -8.1k |
| Capital Analysts, LLC | Reduced | -4.8k |
| MORGAN STANLEY | Reduced | -4.3k |
| FLOW TRADERS U.S. LLC | Sold out | -2.7k |
| Raymond James Financial Services Advisors, Inc. | Sold out | -2.3k |
| UBS Group AG | Reduced | -1.9k |
| Roof Eidam Maycock Peralta, LLC | Reduced | -1.7k |
| INTERACTIVE FINANCIAL ADVISORS, INC. | Reduced | -1.2k |
| HARVEST GROUP WEALTH MANAGEMENT, LLC | Reduced | -602 |
Holders, Q1 2023
| Manager | Shares | Change |
|---|---|---|
| NORTHERN TRUST CORP 0.02% of their portfolio | 863.4k $85.8m | Added +13.4k |
| Olde Wealth Management, LLC 4.00% of their portfolio | 81.3k $8.1m | Reduced -308 |
| LPL Financial LLC 0.00% of their portfolio | 42.2k $4.2m | Reduced -244 |
| FIRST UNITED BANK & TRUST 1.89% of their portfolio | 40.6k $4.0m | Reduced -8.1k |
| INTERACTIVE FINANCIAL ADVISORS, INC. 2.58% of their portfolio | 40.5k $4.0m | Reduced -1.2k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 25.0k $2.5m | Added +16.1k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 21.2k $2.1m | Added +5.0k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 16.2k $1.6m | Reduced -393 |
| RVW Wealth, LLC 0.18% of their portfolio | 14.9k $1.5m | Added +87 |
| Roof Eidam Maycock Peralta, LLC 0.54% of their portfolio | 14.7k $1.5m | Reduced -1.7k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 10.4k $1.0m | Added +4.7k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 7.3k $723.4k | Reduced -24.9k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 5.6k $551.4k | Unchanged |
| Caldwell Trust Co 0.08% of their portfolio | 5.5k $545.0k | Added +134 |
| Well Done, LLC 0.10% of their portfolio | 4.8k $475.4k | Added +12 |
| Parallel Advisors, LLC 0.01% of their portfolio | 4.3k $425.3k | Unchanged |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 4.1k $404.5k | Reduced -416 |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 4.0k $401.0k | New |
| Capital Analysts, LLC 0.02% of their portfolio | 3.7k $371.0k | Reduced -4.8k |
| HighTower Advisors, LLC 0.00% of their portfolio | 3.7k $365.0k | Reduced -92 |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 3.5k $349.6k | Reduced -1 |
| CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 0.15% of their portfolio | 2.5k $248.3k | New |
| CITIZENS & NORTHERN CORP 0.09% of their portfolio | 2.3k $228.8k | Unchanged |
| MORGAN STANLEY 0.00% of their portfolio | 2.3k $227.4k | Reduced -4.3k |
| Empire Financial Management Company, LLC 0.09% of their portfolio | 2.2k $214.3k | First filing |
| Milestone Investment Advisors LLC 0.07% of their portfolio | 2.1k $211.8k | Reduced -267 |
| NovaPoint Capital, LLC 0.08% of their portfolio | 2.1k $205.9k | New |
| UBS Group AG 0.00% of their portfolio | 582 $57.8k | Reduced -1.9k |
| CITIGROUP INC 0.00% of their portfolio | 515 $51.1k | Unchanged |
| Ameritas Investment Partners, Inc. 0.00% of their portfolio | 510 $50.7k | Unchanged |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 322 $32.0k | Unchanged |
| Kalos Management, Inc. 0.05% of their portfolio | 250 $24.8k | New |
| CVA Family Office, LLC 0.00% of their portfolio | 225 $22.3k | Unchanged |
| Householder Group Estate & Retirement Specialist, LLC 0.01% of their portfolio | 150 $15.0k | New |
| VitalStone Financial, LLC 0.10% of their portfolio | 98 $11.0k | Unchanged |
| Blue Trust, Inc. 0.00% of their portfolio | 47 $4.0k | Unchanged |
| HARVEST GROUP WEALTH MANAGEMENT, LLC 0.00% of their portfolio | 40 $4.0k | Reduced -602 |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |