Vault-13

FLEXSHARES TR ESGG

STOX GBL ESG SLT · ETP · CUSIP 33939L688

41 institutional holders -2 vs Q2 2024
499,933499.9k shares reported held*
$86.4mreported value*
2 new 15 added 12 reduced 4 sold out net sold ≈ $20.2m (-117.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $172.76.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 19Q4 22: 26Q1 23: 25Q2 23: 27Q3 23: 31Q4 23: 39Q1 24: 37Q2 24: 43Q3 24: 4141Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202219
Q4 202226
Q1 202325
Q2 202327
Q3 202331
Q4 202339
Q1 202437
Q2 202443
Q3 202441

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 14 bought or addedQ4 22: 8 cut or sold outQ1 23: 6 bought or addedQ1 23: 15 cut or sold outQ1 23Q2 23: 13 bought or addedQ2 23: 13 cut or sold outQ3 23: 15 bought or addedQ3 23: 14 cut or sold outQ3 23Q4 23: 19 bought or addedQ4 23: 14 cut or sold outQ1 24: 15 bought or addedQ1 24: 13 cut or sold outQ1 24Q2 24: 15 bought or addedQ2 24: 16 cut or sold outQ3 24: 17 bought or addedQ3 24: 16 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022148
Q1 2023615
Q2 20231313
Q3 20231514
Q4 20231914
Q1 20241513
Q2 20241516
Q3 20241716

Biggest buyers

CITADEL ADVISORS LLC Added +47,043+47.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +11,902+11.9k
Cambridge Investment Research Advisors, Inc. Added +929+929
Forefront Analytics, LLC Added +666+666
LPL Financial LLC Added +569+569
CENTAURUS FINANCIAL, INC. Added +414+414
UBS Group AG Added +387+387
CoreCap Advisors, LLC Added +300+300
WELLS FARGO & COMPANY/MN Added +199+199
BANK OF AMERICA CORP /DE/ Added +96+96

Biggest sellers

NORTHERN TRUST CORP Reduced -137,818-137.8k
OLD MISSION CAPITAL LLC Sold out -19,824-19.8k
FLOW TRADERS U.S. LLC Reduced -10,685-10.7k
JANE STREET GROUP, LLC Reduced -4,317-4.3k
AMERIPRISE FINANCIAL INC Reduced -3,146-3.1k
GOLDMAN SACHS GROUP INC Reduced -1,663-1.7k
Wealthcare Advisory Partners LLC Sold out -1,286-1.3k
OSAIC HOLDINGS, INC. Reduced -273-273
Synergy Asset Management, LLC Reduced -182-182
Thrivent Financial for Lutherans Reduced -102-102

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 224,337224.3k $38.7m $38.7m 0.01% Reduced -137.8k -137,818
2 Forefront Analytics, LLC 4.32% of their portfolio WEST CONSHOHOCKEN, PA 53,14453.1k $9.2m $9.2m 4.32% Added +666 +666
3 SK Wealth Management, LLC 4.55% of their portfolio PROVIDENCE, RI 52,26352.3k $8.9m $8.9m 4.55% First filing
4 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 51,85451.9k $8.9m $8.9m 0.01% Added +47.0k +47,043
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 28,52128.5k $4.9m $4.9m 0.01% Added +11.9k +11,902
6 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 15,19815.2k $2.6m $2.6m 0.00% Reduced -3.1k -3,146
7 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 8,8028.8k $1.5m $1.5m 0.00% Reduced -4.3k -4,317
8 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 6,9557.0k $1.2m $1.2m 0.00% Reduced -16 -16
9 FLOW TRADERS U.S. LLC 0.04% of their portfolio NEW YORK, NY 5,0975.1k $879.0k $879.0k 0.04% Reduced -10.7k -10,685
10 Fort Point Capital Partners LLC 0.11% of their portfolio San Francisco, CA 4,9054.9k $846.2k $846.2k 0.11% Unchanged
11 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 4,6174.6k $797.0k $797.0k 0.00% Added +1 +1
12 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 4,2104.2k $726.3k $726.3k 0.00% Added +569 +569
13 CENTAURUS FINANCIAL, INC. 0.05% of their portfolio ANAHEIM, CA 4,2084.2k $726.0k $726.0k 0.05% Added +414 +414
14 UBS Group AG 0.00% of their portfolio ZURICH, V8 4,0344.0k $695.9k $695.9k 0.00% Added +387 +387
15 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 3,4943.5k $602.8k $602.8k 0.00% Reduced -1.7k -1,663
16 CoreCap Advisors, LLC 0.03% of their portfolio SOUTHFIELD, MI 3,4023.4k $586.9k $586.9k 0.03% Added +300 +300
17 Well Done, LLC 0.10% of their portfolio HOLLAND, MI 3,3103.3k $571.0k $571.0k 0.10% Added +10 +10
18 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 3,2423.2k $560.0k $560.0k 0.00% Added +1 +1
19 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 2,1582.2k $372.0k $372.0k 0.00% Added +929 +929
20 Milestone Investment Advisors LLC 0.10% of their portfolio MIDDLETON, WI 2,0542.1k $354.4k $354.4k 0.10% Unchanged
21 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 1,6671.7k $288.0k $288.0k 0.00% Reduced -102 -102
22 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 1,6451.6k $283.7k $283.7k 0.00% Added +11 +11
23 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,5651.6k $270.0k $270.0k 0.00% Reduced -61 -61
24 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,4101.4k $243.2k $243.2k 0.00% Reduced -273 -273
25 BSW Wealth Partners 0.04% of their portfolio BOULDER, CO 1,4071.4k $242.7k $242.7k 0.04% Unchanged
26 Live Oak Investment Partners 0.18% of their portfolio AUSTIN, TX 1,3781.4k $237.7k $237.7k 0.18% Unchanged
27 Savvy Advisors, Inc. 0.04% of their portfolio NEW YORK, NY 1,2471.2k $215.1k $215.1k 0.04% Reduced -58 -58
28 Synergy Asset Management, LLC 0.03% of their portfolio VANCOUVER, WA 1,2081.2k $208.4k $208.4k 0.03% Reduced -182 -182
29 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,1711.2k $202.0k $202.0k 0.00% Added +96 +96
30 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 701701 $120.9k $120.9k 0.00% Unchanged
31 Ruedi Wealth Management, Inc. 0.03% of their portfolio CHAMPAIGN, IL 588588 $101.4k $101.4k 0.03% Unchanged
32 Carolina Wealth Advisors, LLC 0.03% of their portfolio MYRTLE BEACH, SC 364364 $62.8k $62.8k 0.03% Unchanged
33 HIGHLINE WEALTH PARTNERS LLC 0.02% of their portfolio SHERMAN OAKS, CA 332332 $57.4k $57.4k 0.02% Added +39 +39
34 Sachetta, LLC 0.02% of their portfolio LYNNFIELD, MA 285285 $49.2k $49.2k 0.02% Unchanged
35 FMR LLC 0.00% of their portfolio BOSTON, MA 226226 $39.0k $39.0k 0.00% Reduced -1 -1
36 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 200200 $34.5k $34.5k 0.00% Added +199 +199
37 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 6565 $11.2k $11.2k 0.00% Unchanged
38 Asset Dedication, LLC 0.00% of their portfolio SAN FRANCISCO, CA 2828 $4.8k $4.8k 0.00% Unchanged
39 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1818 $3.1k $3.1k 0.00% New
40 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 11 $202 $202 0.00% New
41 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged