Vault-13

FLEXSHARES TR ESGG

STOX GBL ESG SLT · ETP · CUSIP 33939L688

37 institutional holders -2 vs Q4 2023
947,017947.0k shares reported held*
$154.2mreported value*
3 new 12 added 9 reduced 4 sold out net sold ≈ $6.2m (-37.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $162.88.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 19Q4 22: 26Q1 23: 25Q2 23: 27Q3 23: 31Q4 23: 39Q1 24: 3737Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202219
Q4 202226
Q1 202325
Q2 202327
Q3 202331
Q4 202339
Q1 202437

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 14 bought or addedQ4 22: 8 cut or sold outQ4 22Q1 23: 6 bought or addedQ1 23: 15 cut or sold outQ1 23Q2 23: 13 bought or addedQ2 23: 13 cut or sold outQ2 23Q3 23: 15 bought or addedQ3 23: 14 cut or sold outQ3 23Q4 23: 19 bought or addedQ4 23: 14 cut or sold outQ4 23Q1 24: 15 bought or addedQ1 24: 13 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022148
Q1 2023615
Q2 20231313
Q3 20231514
Q4 20231914
Q1 20241513

Biggest buyers

OLD MISSION CAPITAL LLC Added +3,726+3.7k
CENTAURUS FINANCIAL, INC. Added +2,332+2.3k
AMERIPRISE FINANCIAL INC Added +1,956+2.0k
Cetera Investment Advisers New +1,421+1.4k
Savvy Advisors, Inc. New +1,318+1.3k
NORTHERN TRUST CORP Added +1,118+1.1k
CoreCap Advisors, LLC Added +383+383
ROYAL BANK OF CANADA Added +163+163
HighTower Advisors, LLC Added +159+159
CIBC Private Wealth Group LLC New +65+65

Biggest sellers

CITADEL ADVISORS LLC Sold out -19,537-19.5k
JANE STREET GROUP, LLC Reduced -13,850-13.8k
Forefront Analytics, LLC Reduced -4,155-4.2k
BANK OF MONTREAL /CAN/ Reduced -3,158-3.2k
Capital Analysts, LLC Sold out -2,904-2.9k
BANK OF AMERICA CORP /DE/ Reduced -1,891-1.9k
Wealthcare Advisory Partners LLC Sold out -1,598-1.6k
Synergy Asset Management, LLC Sold out -1,388-1.4k
OSAIC HOLDINGS, INC. Reduced -1,047-1.0k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -532-532

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NORTHERN TRUST CORP 0.02% of their portfolio CHICAGO, IL 764,186764.2k $124.5m $124.5m 0.02% Added +1.1k +1,118
2 Forefront Analytics, LLC 4.53% of their portfolio WEST CONSHOHOCKEN, PA 57,40457.4k $9.3m $9.3m 4.53% Reduced -4.2k -4,155
3 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 34,16234.2k $5.6m $5.6m 0.01% Reduced -13.8k -13,850
4 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 19,66219.7k $3.2m $3.2m 0.00% Added +2.0k +1,956
5 OLD MISSION CAPITAL LLC 0.04% of their portfolio CHICAGO, IL 9,9209.9k $1.6m $1.6m 0.04% Added +3.7k +3,726
6 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 7,0787.1k $1.2m $1.2m 0.00% Reduced -292 -292
7 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 5,8575.9k $954.0k $954.0k 0.00% Reduced -200 -200
8 Fort Point Capital Partners LLC 0.11% of their portfolio San Francisco, CA 4,9054.9k $798.9k $798.9k 0.11% Unchanged
9 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 4,6294.6k $754.0k $754.0k 0.00% Reduced -532 -532
10 CENTAURUS FINANCIAL, INC. 0.04% of their portfolio ANAHEIM, CA 3,7783.8k $615.0k $615.0k 0.04% Added +2.3k +2,332
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 3,6683.7k $597.4k $597.4k 0.00% Added +45 +45
12 CoreCap Advisors, LLC 0.03% of their portfolio SOUTHFIELD, MI 3,5163.5k $572.8k $572.8k 0.03% Added +383 +383
13 Well Done, LLC 0.10% of their portfolio HOLLAND, MI 3,2753.3k $533.5k $533.5k 0.10% Added +5 +5
14 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 3,1543.2k $513.7k $513.7k 0.00% Added +9 +9
15 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 2,8752.9k $468.0k $468.0k 0.00% Added +159 +159
16 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 2,7822.8k $453.1k $453.1k 0.00% Reduced -1.0k -1,047
17 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 2,5442.5k $414.4k $414.4k 0.00% Reduced -3.2k -3,158
18 Milestone Investment Advisors LLC 0.09% of their portfolio MIDDLETON, WI 2,0002.0k $325.8k $325.8k 0.09% Unchanged
19 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 1,8231.8k $297.0k $297.0k 0.00% Reduced -100 -100
20 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,6741.7k $273.0k $273.0k 0.00% Added +163 +163
21 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 1,4211.4k $231.5k $231.5k 0.00% New
22 BSW Wealth Partners 0.04% of their portfolio BOULDER, CO 1,4071.4k $229.2k $229.2k 0.04% Unchanged
23 Savvy Advisors, Inc. 0.12% of their portfolio NEW YORK, NY 1,3181.3k $214.7k $214.7k 0.12% New
24 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,2491.2k $203.4k $203.4k 0.00% Reduced -1.9k -1,891
25 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 701701 $114.2k $114.2k 0.00% Unchanged
26 Ruedi Wealth Management, Inc. 0.04% of their portfolio CHAMPAIGN, IL 588588 $95.8k $95.8k 0.04% Unchanged
27 Carolina Wealth Advisors, LLC 0.03% of their portfolio MYRTLE BEACH, SC 386386 $62.9k $62.9k 0.03% Unchanged
28 HIGHLINE WEALTH PARTNERS LLC 0.02% of their portfolio SHERMAN OAKS, CA 290290 $47.3k $47.3k 0.02% Added +4 +4
29 Sachetta, LLC 0.02% of their portfolio LYNNFIELD, MA 285285 $42.6k $42.6k 0.02% Unchanged
30 FMR LLC 0.00% of their portfolio BOSTON, MA 227227 $37.0k $37.0k 0.00% Added +1 +1
31 Balefire, LLC 0.01% of their portfolio DALLAS, TX 9696 $15.6k $15.6k 0.01% Unchanged
32 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 6565 $10.6k $10.6k 0.00% New
33 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 5252 $8.0k $8.0k 0.00% Unchanged
34 Asset Dedication, LLC 0.00% of their portfolio SAN FRANCISCO, CA 2828 $5.0k $5.0k 0.00% Unchanged
35 Scarborough Advisors, LLC 0.00% of their portfolio ANNAPOLIS, MD 1111 $1.9k $1.9k 0.00% Unchanged
36 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $121 $121 0.00% Unchanged
37 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged