Vault-13

FLEXSHARES TR ESGG

STOX GBL ESG SLT · ETP · CUSIP 33939L688

25 institutional holders -1 vs Q4 2022
1,017,1101.0m shares reported held*
$134.3mreported value*
2 new 4 added 13 reduced 2 sold out net sold ≈ $1.1m (-8.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $132.09.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 19Q4 22: 26Q1 23: 2525Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202219
Q4 202226
Q1 202325

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 14 bought or addedQ4 22: 8 cut or sold outQ4 22Q1 23: 6 bought or addedQ1 23: 15 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022148
Q1 2023615

Biggest buyers

CITADEL ADVISORS LLC Added +40,729+40.7k
GOLDMAN SACHS GROUP INC New +7,657+7.7k
FLOW TRADERS U.S. LLC Added +4,535+4.5k
Wealthcare Advisory Partners LLC New +2,012+2.0k
Milestone Investment Advisors LLC Added +396+396
Well Done, LLC Added +7+7

Biggest sellers

JANE STREET GROUP, LLC Reduced -29,744-29.7k
Money Design Co.,Ltd. Reduced -12,607-12.6k
NORTHERN TRUST CORP Reduced -10,931-10.9k
Arlington Financial Advisors, LLC Sold out -5,219-5.2k
OSAIC HOLDINGS, INC. Reduced -2,236-2.2k
UBS Group AG Reduced -1,581-1.6k
Capital Analysts, LLC Reduced -287-287
Belpointe Asset Management LLC Reduced -252-252
COMMONWEALTH EQUITY SERVICES, LLC Reduced -243-243
AMERIPRISE FINANCIAL INC Reduced -206-206

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NORTHERN TRUST CORP 0.02% of their portfolio CHICAGO, IL 798,389798.4k $105.5m $105.5m 0.02% Reduced -10.9k -10,931
2 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 50,13650.1k $6.6m $6.6m 0.01% Reduced -29.7k -29,744
3 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 49,55849.6k $6.5m $6.5m 0.01% Added +40.7k +40,729
4 Money Design Co.,Ltd. 0.32% of their portfolio TOKYO, M0 41,11341.1k $5.4m $5.4m 0.32% Reduced -12.6k -12,607
5 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 16,68816.7k $2.2m $2.2m 0.00% Reduced -206 -206
6 FLOW TRADERS U.S. LLC 0.08% of their portfolio NEW YORK, NY 15,82815.8k $2.1m $2.1m 0.08% Added +4.5k +4,535
7 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 9,3579.4k $1.2m $1.2m 0.00% Reduced -45 -45
8 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 7,9197.9k $1.0m $1.0m 0.00% Reduced -243 -243
9 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 7,6577.7k $1.0m $1.0m 0.00% New
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 3,4213.4k $451.9k $451.9k 0.00% Reduced -1.6k -1,581
11 Well Done, LLC 0.09% of their portfolio HOLLAND, MI 3,2173.2k $425.0k $425.0k 0.09% Added +7 +7
12 Capital Analysts, LLC 0.02% of their portfolio FORT WASHINGTON, PA 2,2652.3k $299.0k $299.0k 0.02% Reduced -287 -287
13 Wealthcare Advisory Partners LLC 0.01% of their portfolio WEST CHESTER, PA 2,0122.0k $265.8k $265.8k 0.01% New
14 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,8721.9k $247.0k $247.0k 0.00% Unchanged
15 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 1,6911.7k $223.3k $223.3k 0.00% Unchanged
16 Milestone Investment Advisors LLC 0.07% of their portfolio MIDDLETON, WI 1,6751.7k $221.2k $221.2k 0.07% Added +396 +396
17 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,6591.7k $219.2k $219.2k 0.00% Reduced -2.2k -2,236
18 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,0861.1k $143.4k $143.4k 0.00% Reduced -103 -103
19 Ruedi Wealth Management, Inc. 0.05% of their portfolio CHAMPAIGN, IL 595595 $78.6k $78.6k 0.05% Unchanged
20 HIGHLINE WEALTH PARTNERS LLC 0.04% of their portfolio SHERMAN OAKS, CA 443443 $58.6k $58.6k 0.04% Unchanged
21 Carolina Wealth Advisors, LLC 0.03% of their portfolio MYRTLE BEACH, SC 337337 $44.5k $44.5k 0.03% Reduced -17 -17
22 Belpointe Asset Management LLC 0.00% of their portfolio RENO, NV 105105 $13.9k $13.9k 0.00% Reduced -252 -252
23 HARVEST GROUP WEALTH MANAGEMENT, LLC 0.01% of their portfolio WALTHAM, MA 8787 $11.5k $11.5k 0.01% Reduced -3 -3
24 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 00 $10 $10 0.00% Unchanged
25 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged