Vault-13

FLEXSHARES TR BNDC

CRE SLCT BD FD · ETP · CUSIP 33939L670

27 institutional holders -4 vs Q4 2023
6,404,1406.4m shares reported held*
$141.1mreported value*
4 new 3 added 17 reduced 8 sold out net sold ≈ $19.7m (-891.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $22.04.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 22Q4 22: 23Q1 23: 29Q2 23: 28Q3 23: 28Q4 23: 31Q1 24: 2727Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202222
Q4 202223
Q1 202329
Q2 202328
Q3 202328
Q4 202331
Q1 202427

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 12 bought or addedQ4 22: 12 cut or sold outQ4 22Q1 23: 20 bought or addedQ1 23: 6 cut or sold outQ1 23Q2 23: 21 bought or addedQ2 23: 9 cut or sold outQ2 23Q3 23: 14 bought or addedQ3 23: 12 cut or sold outQ3 23Q4 23: 13 bought or addedQ4 23: 16 cut or sold outQ4 23Q1 24: 7 bought or addedQ1 24: 25 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221212
Q1 2023206
Q2 2023219
Q3 20231412
Q4 20231316
Q1 2024725

Biggest buyers

Cerity Partners LLC New +45,408+45.4k
Mutual Advisors, LLC New +31,337+31.3k
Sowell Financial Services LLC New +22,337+22.3k
LPL Financial LLC Added +7,960+8.0k
Stratos Wealth Advisors, LLC Added +1,255+1.3k
MATHER GROUP, LLC. New +515+515
Cetera Investment Advisers Added +483+483

Biggest sellers

NORTHERN TRUST CORP Reduced -742,943-742.9k
ENVESTNET ASSET MANAGEMENT INC Reduced -55,521-55.5k
Occidental Asset Management, LLC Reduced -41,991-42.0k
JANE STREET GROUP, LLC Sold out -38,258-38.3k
PARK NATIONAL CORP /OH/ Reduced -32,904-32.9k
Atlantic Union Bankshares Corp Sold out -16,400-16.4k
Sound Income Strategies, LLC Reduced -15,943-15.9k
MML INVESTORS SERVICES, LLC Reduced -12,862-12.9k
Colonial River Investments, LLC Sold out -9,664-9.7k
CITADEL ADVISORS LLC Reduced -8,650-8.7k

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 3,001,3603.0m $66.2m $66.2m 0.01% Reduced -742.9k -742,943
2 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,334,3051.3m $29.4m $29.4m 0.01% Reduced -55.5k -55,521
3 Occidental Asset Management, LLC 2.94% of their portfolio Burlingame, CA 711,957712.0k $15.7m $15.7m 2.94% Reduced -42.0k -41,991
4 Olde Wealth Management, LLC 3.74% of their portfolio SAMMAMISH, WA 364,634364.6k $7.9m $7.9m 3.74% Reduced -828 -828
5 PARK NATIONAL CORP /OH/ 0.22% of their portfolio NEWARK, OH 254,722254.7k $5.6m $5.6m 0.22% Reduced -32.9k -32,904
6 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 235,792235.8k $5.2m $5.2m 0.02% Reduced -12.9k -12,862
7 VestGen Investment Management 0.57% of their portfolio EGG HARBOR TOWNSHIP, NJ 84,90484.9k $1.9m $1.9m 0.57% Reduced -4.5k -4,474
8 Freedom Investment Management, Inc. 0.08% of their portfolio SOUTH WINDSOR, CT 46,86846.9k $1.0m $1.0m 0.08% Reduced -5.1k -5,146
9 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 45,40845.4k $1.0m $1.0m 0.00% New
10 Herold Advisors, Inc. 0.23% of their portfolio New York, NY 43,83843.8k $967.1k $967.1k 0.23% Reduced -2.1k -2,147
11 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 43,32443.3k $955.7k $955.7k 0.00% Added +483 +483
12 ROI Financial Advisors, LLC 0.65% of their portfolio Beaverton, OR 37,36337.4k $824.0k $824.0k 0.65% Reduced -5.6k -5,575
13 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 31,33731.3k $691.3k $691.3k 0.02% New
14 Stratos Wealth Advisors, LLC 0.04% of their portfolio BEACHWOOD, OH 30,20130.2k $666.3k $666.3k 0.04% Added +1.3k +1,255
15 Snowden Capital Advisors LLC 0.02% of their portfolio New York, NY 28,45928.5k $627.8k $627.8k 0.02% Reduced -13 -13
16 Sowell Financial Services LLC 0.02% of their portfolio NORTH LITTLE ROCK, AR 22,33722.3k $493.0k $493.0k 0.02% New
17 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 20,12820.1k $444.0k $444.0k 0.00% Reduced -8.7k -8,650
18 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 19,63719.6k $433.2k $433.2k 0.00% Added +8.0k +7,960
19 ABSOLUTE CAPITAL MANAGEMENT, LLC 0.21% of their portfolio Pittsburgh, PA 15,00415.0k $331.0k $331.0k 0.21% Reduced -365 -365
20 CITIZENS & NORTHERN CORP 0.09% of their portfolio WELLSBORO, PA 12,22912.2k $269.8k $269.8k 0.09% Reduced -239 -239
21 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 8,9659.0k $197.8k $197.8k 0.01% Reduced -3.9k -3,880
22 MARQUETTE ASSOCIATES, INC. 0.08% of their portfolio CHICAGO, IL 4,9184.9k $108.5k $108.5k 0.08% Reduced -789 -789
23 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 4,8004.8k $105.9k $105.9k 0.00% Unchanged
24 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,1341.1k $25.0k $25.0k 0.00% Unchanged
25 MATHER GROUP, LLC. 0.00% of their portfolio CHICAGO, IL 515515 $11.5k $11.5k 0.00% New
26 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 11 $22 $22 0.00% Reduced -15.9k -15,943
27 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged