Vault-13

FLEXSHARES TR BNDC

CRE SLCT BD FD · ETP · CUSIP 33939L670

28 institutional holders -1 vs Q1 2023
7,914,4837.9m shares reported held*
$175.1mreported value*
4 new 17 added 3 reduced 6 sold out net bought ≈ $22.3m (+1.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $22.12.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 22Q4 22: 23Q1 23: 29Q2 23: 2828Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202222
Q4 202223
Q1 202329
Q2 202328

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 12 bought or addedQ4 22: 12 cut or sold outQ4 22Q1 23: 20 bought or addedQ1 23: 6 cut or sold outQ1 23Q2 23: 21 bought or addedQ2 23: 9 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221212
Q1 2023206
Q2 2023219

Biggest buyers

NORTHERN TRUST CORP Added +299,776+299.8k
ENVESTNET ASSET MANAGEMENT INC Added +162,718+162.7k
Occidental Asset Management, LLC Added +121,483+121.5k
JANE STREET GROUP, LLC New +118,143+118.1k
COMMONWEALTH EQUITY SERVICES, LLC Added +90,319+90.3k
Olde Wealth Management, LLC Added +77,046+77.0k
MML INVESTORS SERVICES, LLC Added +44,994+45.0k
PARK NATIONAL CORP /OH/ Added +42,734+42.7k
VestGen Investment Management Added +34,516+34.5k
UMB Bank, n.a. Added +31,543+31.5k

Biggest sellers

Sigma Planning Corp Sold out -26,895-26.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -17,971-18.0k
CITADEL ADVISORS LLC Sold out -10,332-10.3k
Stratos Wealth Advisors, LLC Reduced -9,219-9.2k
UBS Group AG Sold out -1,341-1.3k
OSAIC HOLDINGS, INC. Reduced -808-808
Belpointe Asset Management LLC Sold out -322-322
PENSION & WEALTH MANAGEMENT ADVISORS, INC. Sold out -285-285
Kelly Financial Services LLC Reduced -5-5

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NORTHERN TRUST CORP 0.02% of their portfolio CHICAGO, IL 3,944,9083.9m $87.3m $87.3m 0.02% Added +299.8k +299,776
2 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,242,5331.2m $27.5m $27.5m 0.01% Added +162.7k +162,718
3 Occidental Asset Management, LLC 3.70% of their portfolio Burlingame, CA 738,767738.8k $16.3m $16.3m 3.70% Added +121.5k +121,483
4 Olde Wealth Management, LLC 3.93% of their portfolio SAMMAMISH, WA 386,604386.6k $8.5m $8.5m 3.93% Added +77.0k +77,046
5 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 326,817326.8k $7.2m $7.2m 0.01% Added +90.3k +90,319
6 PARK NATIONAL CORP /OH/ 0.25% of their portfolio NEWARK, OH 256,826256.8k $5.7m $5.7m 0.25% Added +42.7k +42,734
7 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 215,591215.6k $4.8m $4.8m 0.03% Added +45.0k +44,994
8 CoreCap Advisors, LLC 0.30% of their portfolio SOUTHFIELD, MI 192,555192.6k $4.3m $4.3m 0.30% First filing
9 VestGen Investment Management 0.90% of their portfolio EGG HARBOR TOWNSHIP, NJ 139,328139.3k $3.1m $3.1m 0.90% Added +34.5k +34,516
10 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 118,143118.1k $2.6m $2.6m 0.00% New
11 Colonial River Investments, LLC 1.15% of their portfolio MIDLOTHIAN, VA 78,76678.8k $1.7m $1.7m 1.15% Added +12.4k +12,440
12 3D/L Capital Management, LLC 0.30% of their portfolio Hartford, CT 46,35046.4k $1.0m $1.0m 0.30% Added +496 +496
13 Snowden Capital Advisors LLC 0.03% of their portfolio New York, NY 40,64840.6k $899.3k $899.3k 0.03% Added +2.5k +2,524
14 UMB Bank, n.a. 0.01% of their portfolio Kansas City, MO 35,80335.8k $792.1k $792.1k 0.01% Added +31.5k +31,543
15 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 35,65535.7k $788.9k $788.9k 0.01% Added +5.6k +5,579
16 Herold Advisors, Inc. 0.23% of their portfolio New York, NY 33,66333.7k $744.8k $744.8k 0.23% Added +16.7k +16,680
17 Stratos Wealth Advisors, LLC 0.05% of their portfolio BEACHWOOD, OH 32,45232.5k $718.0k $718.0k 0.05% Reduced -9.2k -9,219
18 ABSOLUTE CAPITAL MANAGEMENT, LLC 0.30% of their portfolio Pittsburgh, PA 14,67214.7k $324.6k $324.6k 0.30% Added +3.3k +3,325
19 CITIZENS & NORTHERN CORP 0.10% of their portfolio WELLSBORO, PA 12,42412.4k $274.9k $274.9k 0.10% Added +339 +339
20 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 10,70310.7k $236.8k $236.8k 0.00% New
21 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 4,8004.8k $106.2k $106.2k 0.01% Unchanged
22 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 2,6572.7k $58.8k $58.8k 0.00% Reduced -808 -808
23 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,6441.6k $36.4k $36.4k 0.00% New
24 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,1341.1k $25.0k $25.0k 0.00% Unchanged
25 AlphaCore Capital LLC 0.00% of their portfolio LA JOLLA, CA 865865 $19.1k $19.1k 0.00% Added +120 +120
26 Kelly Financial Services LLC 0.00% of their portfolio BRAINTREE, MA 174174 $3.9k $3.9k 0.00% Reduced -5 -5
27 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $22 $22 0.00% New
28 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged