Vault-13

FLEXSHARES TR HYGV

HIG YLD VL ETF · ETP · CUSIP 33939L662

80 institutional holders +16 vs Q1 2023
25,069,87025.1m shares reported held*
$1.0bnreported value*
22 new 30 added 19 reduced 6 sold out net bought ≈ $90.7m (+2.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $40.45.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 61Q4 22: 62Q1 23: 64Q2 23: 8080Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202261
Q4 202262
Q1 202364
Q2 202380

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 33 bought or addedQ4 22: 31 cut or sold outQ4 22Q1 23: 40 bought or addedQ1 23: 24 cut or sold outQ1 23Q2 23: 52 bought or addedQ2 23: 25 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223331
Q1 20234024
Q2 20235225

Biggest buyers

NORTHERN TRUST CORP Added +1,893,804+1.9m
ENVESTNET ASSET MANAGEMENT INC Added +318,139+318.1k
Ocean Park Asset Management, LLC New +297,900+297.9k
MORGAN STANLEY Added +121,208+121.2k
MML INVESTORS SERVICES, LLC Added +42,930+42.9k
Cetera Investment Advisers Added +41,132+41.1k
REDW Wealth LLC Added +34,058+34.1k
Atria Wealth Solutions, Inc. New +31,750+31.8k
Mount Lucas Management LP New +29,722+29.7k
RENAISSANCE TECHNOLOGIES LLC New +19,400+19.4k

Biggest sellers

JANE STREET GROUP, LLC Reduced -645,354-645.4k
FLOW TRADERS U.S. LLC Reduced -46,388-46.4k
SUMMIT WEALTH & RETIREMENT PLANNING, INC. Sold out -21,321-21.3k
Valtinson Bruner Financial Planning LLC Sold out -19,929-19.9k
Sowell Financial Services LLC Sold out -16,132-16.1k
IFP Advisors, Inc Reduced -15,375-15.4k
Boltwood Capital Management Reduced -13,083-13.1k
Bristlecone Advisors, LLC Reduced -10,649-10.6k
Allworth Financial LP Reduced -7,173-7.2k
Robertson Stephens Wealth Management, LLC Sold out -6,071-6.1k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NORTHERN TRUST CORP 0.17% of their portfolio CHICAGO, IL 21,322,93821.3m $862.3m $862.3m 0.17% Added +1.9m +1,893,804
2 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 720,717720.7k $29.1m $29.1m 0.01% Added +318.1k +318,139
3 REDW Wealth LLC 3.88% of their portfolio ALBUQUERQUE, NM 319,914319.9k $12.9m $12.9m 3.88% Added +34.1k +34,058
4 Ocean Park Asset Management, LLC 0.41% of their portfolio SANTA MONICA, CA 297,900297.9k $12.0m $12.0m 0.41% New
5 Boltwood Capital Management 3.99% of their portfolio WALNUT CREEK, CA 273,828273.8k $11.1m $11.1m 3.99% Reduced -13.1k -13,083
6 United Bank 6.05% of their portfolio Zebulon, GA 262,928262.9k $10.6m $10.6m 6.05% Added +10.1k +10,146
7 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 253,641253.6k $10.3m $10.3m 0.00% Added +121.2k +121,208
8 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 141,177141.2k $5.7m $5.7m 0.03% Added +42.9k +42,930
9 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 124,540124.5k $5.0m $5.0m 0.01% Added +1.8k +1,847
10 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 108,612108.6k $4.4m $4.4m 0.03% Added +4.6k +4,625
11 VestGen Investment Management 0.88% of their portfolio EGG HARBOR TOWNSHIP, NJ 75,04675.0k $3.0m $3.0m 0.88% Added +12.8k +12,823
12 Cedar Wealth Management, LLC 1.11% of their portfolio LA JOLLA, CA 71,16571.2k $2.9m $2.9m 1.11% Added +18.3k +18,295
13 Landmark Financial Advisors, LLC 1.10% of their portfolio Bowling Green, KY 66,23166.2k $2.7m $2.7m 1.10% Added +13.9k +13,931
14 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 59,10959.1k $2.4m $2.4m 0.00% Reduced -645.4k -645,354
15 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 57,28757.3k $2.3m $2.3m 0.00% Reduced -3.4k -3,377
16 Olde Wealth Management, LLC 1.06% of their portfolio SAMMAMISH, WA 56,31756.3k $2.3m $2.3m 1.06% Added +2.2k +2,199
17 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 55,64555.6k $2.3m $2.3m 0.02% Added +17.8k +17,803
18 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 54,73854.7k $2.2m $2.2m 0.02% Added +41.1k +41,132
19 Colonial River Investments, LLC 1.37% of their portfolio MIDLOTHIAN, VA 51,36651.4k $2.1m $2.1m 1.37% Reduced -438 -438
20 IFP Advisors, Inc 0.05% of their portfolio TAMPA, FL 48,35248.4k $2.2m $2.2m 0.05% Reduced -15.4k -15,375
21 Visionary Wealth Advisors 0.14% of their portfolio O'FALLON, IL 43,30443.3k $1.8m $1.8m 0.14% Added +14.0k +13,996
22 Fifth Third Securities, Inc. 0.18% of their portfolio Cincinnati, OH 40,91840.9k $1.7m $1.7m 0.18% Added +6.8k +6,816
23 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 36,85836.9k $1.5m $1.5m 0.01% Reduced -7.2k -7,173
24 Rossmore Private Capital 0.22% of their portfolio GLASTONBURY, CT 35,93035.9k $1.5m $1.5m 0.22% Reduced -2.3k -2,345
25 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 35,32435.3k $1.4m $1.4m 0.00% Added +2.9k +2,853
26 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 31,75031.8k $1.3m $1.3m 0.02% New
27 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 31,24531.2k $1.3m $1.3m 0.00% Added +17.7k +17,688
28 Mount Lucas Management LP 0.43% of their portfolio Newtown, PA 29,72229.7k $1.2m $1.2m 0.43% New
29 CoreCap Advisors, LLC 0.07% of their portfolio SOUTHFIELD, MI 25,34325.3k $1.0m $1.0m 0.07% First filing
30 RVW Wealth, LLC 0.11% of their portfolio LOS ANGELES, CA 22,54722.5k $911.8k $911.8k 0.11% Reduced -638 -638
31 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 21,00321.0k $849.4k $849.4k 0.00% Added +2.9k +2,879
32 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 19,40019.4k $785.0k $785.0k 0.00% New
33 Freedom Investment Management, Inc. 0.09% of their portfolio SOUTH WINDSOR, CT 18,90018.9k $764.3k $764.3k 0.09% New
34 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 16,27416.3k $658.1k $658.1k 0.00% Added +5.0k +5,004
35 Herold Advisors, Inc. 0.19% of their portfolio New York, NY 15,56015.6k $629.3k $629.3k 0.19% Added +8.4k +8,418
36 Fulcrum Equity Management 0.68% of their portfolio PLANO, TX 14,43614.4k $583.8k $583.8k 0.68% New
37 Stratos Wealth Advisors, LLC 0.04% of their portfolio BEACHWOOD, OH 13,74313.7k $555.8k $555.8k 0.04% Reduced -24 -24
38 FLOW TRADERS U.S. LLC 0.02% of their portfolio NEW YORK, NY 13,69613.7k $554.0k $554.0k 0.02% Reduced -46.4k -46,388
39 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.00% of their portfolio IRVING, TX 13,50013.5k $545.9k $545.9k 0.00% New
40 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 12,35012.3k $499.0k $499.0k 0.00% Added +3.9k +3,857
41 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 12,13012.1k $490.5k $490.5k 0.02% Reduced -311 -311
42 3D/L Capital Management, LLC 0.13% of their portfolio Hartford, CT 10,73010.7k $433.9k $433.9k 0.13% Added +2.0k +2,047
43 Regal Investment Advisors LLC 0.04% of their portfolio KENTWOOD, MI 10,52410.5k $425.6k $425.6k 0.04% Added +975 +975
44 Institute for Wealth Management, LLC. 0.07% of their portfolio DENVER, CO 10,12910.1k $409.6k $409.6k 0.07% Reduced -515 -515
45 Belpointe Asset Management LLC 0.04% of their portfolio RENO, NV 9,98810.0k $403.9k $403.9k 0.04% Reduced -197 -197
46 L & S Advisors Inc 0.05% of their portfolio Los Angeles, CA 9,3329.3k $377.4k $377.4k 0.05% New
47 CVA Family Office, LLC 0.08% of their portfolio DENVER, CO 8,8758.9k $358.9k $358.9k 0.08% Unchanged
48 Etesian Wealth Advisors, Inc. 0.23% of their portfolio West Linn, OR 8,5428.5k $345.4k $345.4k 0.23% Added +280 +280
49 Occidental Asset Management, LLC 0.06% of their portfolio Burlingame, CA 7,0007.0k $283.1k $283.1k 0.06% Unchanged
50 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 6,6416.6k $269.1k $269.1k 0.00% Reduced -2.1k -2,097
51 Coury Firm Asset Management LLC 0.37% of their portfolio PITTSBURGH, PA 6,2576.3k $253.0k $253.0k 0.37% Added +768 +768
52 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 6,0676.1k $245.2k $245.2k 0.00% Unchanged
53 ABSOLUTE CAPITAL MANAGEMENT, LLC 0.21% of their portfolio Pittsburgh, PA 5,5495.5k $224.4k $224.4k 0.21% New
54 Strategic Blueprint, LLC 0.02% of their portfolio ATLANTA, GA 5,2935.3k $214.0k $214.0k 0.02% New
55 Triumph Capital Management 0.09% of their portfolio DENVER, CO 5,0495.0k $204.2k $204.2k 0.09% Added +44 +44
56 AlphaCentric Advisors LLC 0.11% of their portfolio SAN JUAN, PR 4,8384.8k $195.6k $195.6k 0.11% New
57 Bristlecone Advisors, LLC 0.02% of their portfolio BELLEVUE, WA 3,8253.8k $154.7k $154.7k 0.02% Reduced -10.6k -10,649
58 Sunbelt Securities, Inc. 0.02% of their portfolio HOUSTON, TX 3,6283.6k $146.7k $146.7k 0.02% New
59 HAZLETT, BURT & WATSON, INC. 0.08% of their portfolio WHEELING, WV 2,5502.5k $103.0k $103.0k 0.08% New
60 Rain Capital Management, LLC 0.07% of their portfolio LAKE OSWEGO, OR 2,2782.3k $92.1k $92.1k 0.07% Added +50 +50
61 Migdal Insurance & Financial Holdings Ltd. 0.00% of their portfolio Petach Tikva, L3 2,1752.2k $87.0k $87.0k 0.00% Reduced -2.2k -2,175
62 FMR LLC 0.00% of their portfolio BOSTON, MA 2,0002.0k $80.9k $80.9k 0.00% New
63 Balefire, LLC 0.03% of their portfolio DALLAS, TX 1,8981.9k $76.8k $76.8k 0.03% New
64 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 1,7851.8k $72.2k $72.2k 0.00% Unchanged
65 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,7291.7k $70.0k $70.0k 0.00% Unchanged
66 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,7051.7k $69.0k $69.0k 0.00% Added +1.0k +1,004
67 Caldwell Trust Co 0.01% of their portfolio Venice, FL 1,2001.2k $48.5k $48.5k 0.01% New
68 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 1,0581.1k $42.8k $42.8k 0.00% New
69 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 1,0501.1k $42.5k $42.5k 0.00% Reduced -1.0k -1,000
70 NFSG Corp 0.02% of their portfolio BOCA RATON, FL 890890 $36.0k $36.0k 0.02% Unchanged
71 STEPH & CO 0.02% of their portfolio MARINETTE, WI 815815 $33.0k $33.0k 0.02% New
72 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 602602 $24.3k $24.3k 0.00% Reduced -75 -75
73 Kelly Financial Services LLC 0.01% of their portfolio BRAINTREE, MA 276276 $11.2k $11.2k 0.01% Reduced -5 -5
74 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 5050 $2.0k $2.0k 0.00% Added +50 +50
75 First Horizon Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 4747 $1.9k $1.9k 0.00% New
76 Financial Gravity Asset Management, Inc. 0.00% of their portfolio Lakeway, TX 4040 $11.0k $11.0k 0.00% New
77 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 3636 $1.5k $1.5k 0.00% Unchanged
78 Headlands Technologies LLC 0.00% of their portfolio CHICAGO, IL 3535 $1.4k $1.4k 0.00% New
79 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged
80 WEST PACES ADVISORS INC. 0.00% of their portfolio ATLANTA, GA 00 $0 $0 0.00% New