Vault-13

FLEXSHARES TR TDTT

IBOXX 3R TARGT · ETP · CUSIP 33939L506

122 institutional holders +3 vs Q3 2022
80,091,57180.1m shares reported held*
$1.9bnreported value*
22 new 23 added 55 reduced 15 sold out net sold ≈ $83.3m (-3.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $23.52. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 119Q4 22: 122122Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022119
Q4 2022122

Biggest buyers

3EDGE Asset Management, LP New +2,205,503+2.2m
Klingman & Associates, LLC New +1,005,778+1.0m
CITADEL ADVISORS LLC New +450,015+450.0k
Bell Investment Advisors, Inc Added +268,526+268.5k
FLOW TRADERS U.S. LLC New +210,002+210.0k
Systelligence, LLC Added +88,931+88.9k
MML INVESTORS SERVICES, LLC Added +65,239+65.2k
JANE STREET GROUP, LLC Added +63,384+63.4k
LPL Financial LLC Added +62,924+62.9k
EisnerAmper Wealth Management Corporate Benefits, LLC New +50,841+50.8k

Biggest sellers

NORTHERN TRUST CORP Reduced -3,928,390-3.9m
AJ WEALTH STRATEGIES, LLC Reduced -1,721,730-1.7m
PINNACLE ASSOCIATES LTD Reduced -364,091-364.1k
BANK OF AMERICA CORP /DE/ Reduced -293,172-293.2k
UBS Group AG Reduced -266,980-267.0k
ROYAL BANK OF CANADA Reduced -218,876-218.9k
WEST PACES ADVISORS INC. Reduced -163,752-163.8k
HIGHLINE WEALTH PARTNERS LLC Reduced -158,118-158.1k
Pinnacle Wealth Management Advisory Group, LLC Reduced -150,190-150.2k
RENAISSANCE TECHNOLOGIES LLC Reduced -121,800-121.8k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NORTHERN TRUST CORP 0.31% of their portfolio CHICAGO, IL 63,816,56763.8m $1.5bn $1.5bn 0.31% Reduced -3.9m -3,928,390
2 3EDGE Asset Management, LP 4.03% of their portfolio Naples, FL 2,205,5032.2m $51.9m $51.9m 4.03% New
3 Bell Investment Advisors, Inc 10.69% of their portfolio ORINDA, CA 1,824,5311.8m $42.9m $42.9m 10.69% Added +268.5k +268,526
4 WEST PACES ADVISORS INC. 9.41% of their portfolio ATLANTA, GA 1,257,6191.3m $29.6m $29.6m 9.41% Reduced -163.8k -163,752
5 Klingman & Associates, LLC 2.07% of their portfolio New York, NY 1,005,7781.0m $23.7m $23.7m 2.07% New
6 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 733,135733.1k $17.2m $17.2m 0.00% Reduced -77.9k -77,859
7 Cornerstone National Bank & Trust Co 8.16% of their portfolio PALATINE, IL 621,112621.1k $14.6m $14.6m 8.16% Added +20.1k +20,068
8 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 608,971609.0k $14.3m $14.3m 0.01% Reduced -16.6k -16,558
9 Valmark Advisers, Inc. 0.29% of their portfolio AKRON, OH 530,964531.0k $12.5m $12.5m 0.29% Reduced -1.8k -1,785
10 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 488,708488.7k $11.5m $11.5m 0.00% Reduced -293.2k -293,172
11 PINNACLE ASSOCIATES LTD 0.23% of their portfolio NEW YORK, NY 456,563456.6k $10.7m $10.7m 0.23% Reduced -364.1k -364,091
12 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 450,015450.0k $10.6m $10.6m 0.01% New
13 Systelligence, LLC 2.67% of their portfolio BLOOMINGTON, MN 435,281435.3k $10.2m $10.2m 2.67% Added +88.9k +88,931
14 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 341,281341.3k $8.0m $8.0m 0.00% Reduced -62.7k -62,749
15 ETF Store, Inc. 5.36% of their portfolio OVERLAND PARK, KS 294,178294.2k $7.0m $7.0m 5.36% Reduced -26.2k -26,221
16 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 278,706278.7k $6.6m $6.6m 0.01% Added +63.4k +63,384
17 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 260,779260.8k $6.1m $6.1m 0.01% Reduced -4.3k -4,306
18 VeraBank, N.A. 2.84% of their portfolio HENDERSON, TX 241,816241.8k $5.7m $5.7m 2.84% Added +2.0k +2,004
19 IFG Advisory, LLC 0.55% of their portfolio ATLANTA, GA 234,388234.4k $5.5m $5.5m 0.55% Added +25.1k +25,127
20 Pinnacle Wealth Management Advisory Group, LLC 0.81% of their portfolio RED BANK, NJ 230,247230.2k $5.4m $5.4m 0.81% Reduced -150.2k -150,190
21 FLOW TRADERS U.S. LLC 0.25% of their portfolio NEW YORK, NY 210,002210.0k $4.9m $4.9m 0.25% New
22 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 205,157205.2k $4.8m $4.8m 0.00% Added +62.9k +62,924
23 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 180,927180.9k $4.3m $4.3m 0.00% Added +5.6k +5,561
24 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 179,965180.0k $4.2m $4.2m 0.01% Added +354 +354
25 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 179,225179.2k $4.2m $4.2m 0.00% Reduced -218.9k -218,876
26 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 179,195179.2k $4.2m $4.2m 0.03% Added +65.2k +65,239
27 HIGHLINE WEALTH PARTNERS LLC 2.79% of their portfolio SHERMAN OAKS, CA 160,752160.8k $3.8m $3.8m 2.79% Reduced -158.1k -158,118
28 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 127,569127.6k $3.0m $3.0m 0.00% Reduced -3.5k -3,526
29 COLONY GROUP LLC 0.04% of their portfolio Boston, MA 114,469114.5k $2.7m $2.7m 0.04% Reduced -100 -100
30 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 110,081110.1k $2.6m $2.6m 0.01% Reduced -10.0k -10,024
31 Benedetti & Gucer, Inc. 1.86% of their portfolio ATLANTA, GA 108,162108.2k $2.5m $2.5m 1.86% Unchanged
32 CoreCap Advisors, LLC 0.18% of their portfolio SOUTHFIELD, MI 107,861107.9k $2.5m $2.5m 0.18% Added +10.1k +10,051
33 Boltwood Capital Management 0.95% of their portfolio WALNUT CREEK, CA 99,08599.1k $2.3m $2.3m 0.95% Reduced -5.9k -5,935
34 UBS Group AG 0.00% of their portfolio ZURICH, V8 97,76597.8k $2.3m $2.3m 0.00% Reduced -267.0k -266,980
35 Sowell Financial Services LLC 0.15% of their portfolio NORTH LITTLE ROCK, AR 96,53296.5k $2.3m $2.3m 0.15% Added +7.6k +7,643
36 Legacy Bridge, LLC 1.42% of their portfolio WEST DES MOINES, IA 84,75384.8k $2.0m $2.0m 1.42% Reduced -7.5k -7,550
37 PARK NATIONAL CORP /OH/ 0.09% of their portfolio NEWARK, OH 82,85582.9k $1.9m $1.9m 0.09% Added +16.5k +16,501
38 AJ WEALTH STRATEGIES, LLC 0.10% of their portfolio NEW YORK, NY 78,26378.3k $1.8m $1.8m 0.10% Reduced -1.7m -1,721,730
39 TIEMANN INVESTMENT ADVISORS, LLC 1.06% of their portfolio MENLO PARK, CA 76,81376.8k $1.8m $1.8m 1.06% Added +1.2k +1,157
40 MONECO ADVISORS, LLC 0.64% of their portfolio FAIRFIELD, CT 75,35075.3k $1.8m $1.8m 0.64% Reduced -22.2k -22,241
41 HARBOUR INVESTMENTS, INC. 0.10% of their portfolio MADISON, WI 66,59366.6k $1.6m $1.6m 0.10% Added +42.4k +42,423
42 GREENLEAF TRUST 0.02% of their portfolio KALAMAZOO, MI 63,52263.5k $1.5m $1.5m 0.02% Reduced -80.9k -80,905
43 Empirical Asset Management, LLC 1.46% of their portfolio WELLESLEY, MA 58,86058.9k $1.4m $1.4m 1.46% Reduced -4.6k -4,613
44 Delos Wealth Advisors, LLC 1.87% of their portfolio DALLAS, TX 51,41451.4k $1.2m $1.2m 1.87% Reduced -112.9k -112,881
45 EisnerAmper Wealth Management Corporate Benefits, LLC 0.61% of their portfolio ISELIN, NJ 50,84150.8k $1.2m $1.2m 0.61% New
46 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 47,82147.8k $1.1m $1.1m 0.00% Reduced -112.9k -112,909
47 INTERACTIVE FINANCIAL ADVISORS, INC. 0.67% of their portfolio New Lenox, IL 47,58947.6k $1.1m $1.1m 0.67% Reduced -5.5k -5,515
48 SVB WEALTH LLC 0.01% of their portfolio BOSTON, MA 46,99947.0k $1.1m $1.1m 0.01% Reduced -26.9k -26,874
49 Sonoma Private Wealth LLC 2.06% of their portfolio San Francisco, CA 39,58139.6k $930.9k $930.9k 2.06% First filing
50 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 33,20033.2k $781.0k $781.0k 0.00% Reduced -121.8k -121,800
51 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 29,15729.2k $686.0k $686.0k 0.00% New
52 Capital Financial Services, LLC 0.94% of their portfolio CLIFTON PARK, NY 29,00029.0k $682.1k $682.1k 0.94% Unchanged
53 VestGen Investment Management 0.23% of their portfolio EGG HARBOR TOWNSHIP, NJ 28,38928.4k $667.7k $667.7k 0.23% Added +5.5k +5,528
54 Gerber Kawasaki Wealth & Investment Management 0.06% of their portfolio SANTA MONICA, CA 28,17528.2k $662.7k $662.7k 0.06% Reduced -2.0k -2,000
55 Hills Bank & Trust Co 0.09% of their portfolio North Liberty, IA 26,95527.0k $634.0k $634.0k 0.09% Reduced -300 -300
56 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 26,56726.6k $624.9k $624.9k 0.00% New
57 Kovack Advisors, Inc. 0.09% of their portfolio FT. LAUDERDALE, FL 25,50025.5k $599.8k $599.8k 0.09% Reduced -1.0k -1,000
58 Colonial River Investments, LLC 0.36% of their portfolio MIDLOTHIAN, VA 23,66723.7k $556.7k $556.7k 0.36% Reduced -3.4k -3,441
59 Passive Capital Management, LLC. 0.23% of their portfolio BALTIMORE, MD 21,57421.6k $507.4k $507.4k 0.23% Reduced -5.7k -5,654
60 INDEPENDENT FINANCIAL GROUP, LLC 0.04% of their portfolio SAN DIEGO, CA 20,75020.8k $488.0k $488.0k 0.04% New
61 Herold Advisors, Inc. 0.20% of their portfolio New York, NY 20,33520.3k $478.3k $478.3k 0.20% Added +6.4k +6,405
62 Virtue Capital Management, LLC 0.07% of their portfolio BRENTWOOD, TN 19,77219.8k $465.0k $465.0k 0.07% New
63 Norris Financial Group, LLC 0.37% of their portfolio GREENVILLE, SC 18,56618.6k $436.7k $436.7k 0.37% Added +5.8k +5,848
64 FIDUCIENT ADVISORS LLC 0.12% of their portfolio Chicago, IL 16,94016.9k $398.4k $398.4k 0.12% Reduced -4.5k -4,541
65 First Heartland Consultants, Inc. 0.06% of their portfolio LAKE ST. LOUIS, MO 16,86716.9k $396.7k $396.7k 0.06% Added +2.5k +2,495
66 NAPLES GLOBAL ADVISORS, LLC 0.05% of their portfolio NAPLES, FL 16,60616.6k $390.6k $390.6k 0.05% Unchanged
67 OneAscent Wealth Management LLC 0.17% of their portfolio BIRMINGHAM, AL 15,80315.8k $372.0k $372.0k 0.17% New
68 Endowment Wealth Management, Inc. 0.40% of their portfolio APPLETON, WI 15,53615.5k $365.4k $365.4k 0.40% Added +58 +58
69 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 14,16614.2k $333.2k $333.2k 0.00% Reduced -3.4k -3,350
70 Forza Wealth Management, LLC 0.22% of their portfolio SARASOTA, FL 14,00014.0k $329.3k $329.3k 0.22% First filing
71 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 13,79413.8k $324.4k $324.4k 0.00% New
72 Continuum Advisory, LLC 0.06% of their portfolio EAGLE, ID 13,61413.6k $320.2k $320.2k 0.06% New
73 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 13,34013.3k $313.8k $313.8k 0.00% Unchanged
74 Rehmann Capital Advisory Group 0.03% of their portfolio LANSING, MI 13,14613.1k $309.2k $309.2k 0.03% Added +1.4k +1,391
75 SAXON INTERESTS, INC. 0.18% of their portfolio HOUSTON, TX 13,12213.1k $310.2k $310.2k 0.18% Unchanged
76 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 12,28312.3k $288.9k $288.9k 0.00% Reduced -1.7k -1,653
77 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 12,02412.0k $282.8k $282.8k 0.00% Reduced -610 -610
78 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 11,83211.8k $278.3k $278.3k 0.01% Reduced -199 -199
79 COURIER CAPITAL LLC 0.03% of their portfolio BUFFALO, NY 11,51711.5k $270.9k $270.9k 0.03% Reduced -785 -785
80 Archer Investment Corp 0.10% of their portfolio Carmel, IN 11,06511.1k $260.2k $260.2k 0.10% Unchanged
81 Mariner, LLC 0.00% of their portfolio Overland Park, KS 10,91810.9k $257.0k $257.0k 0.00% New
82 Cullen/Frost Bankers, Inc. 0.00% of their portfolio San Antonio, TX 10,77410.8k $253.4k $253.4k 0.00% Unchanged
83 Parallel Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 10,60710.6k $249.5k $249.5k 0.01% Reduced -3 -3
84 KLR INVESTMENT ADVISORS, LLC 0.20% of their portfolio PROVIDENCE, RI 10,53410.5k $247.8k $247.8k 0.20% First filing
85 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 10,43710.4k $246.0k $246.0k 0.00% Reduced -309 -309
86 3D/L Capital Management, LLC 0.06% of their portfolio Hartford, CT 9,5389.5k $224.3k $224.3k 0.06% Reduced -1.2k -1,188
87 Castle Rock Wealth Management, LLC 0.10% of their portfolio WALNUT CREEK, CA 9,1309.1k $217.6k $217.6k 0.10% Reduced -7.1k -7,148
88 J.W. COLE ADVISORS, INC. 0.02% of their portfolio TAMPA, FL 9,1139.1k $214.4k $214.4k 0.02% Reduced -1.6k -1,599
89 BFSG, LLC 0.04% of their portfolio IRVINE, CA 8,9859.0k $211.0k $211.0k 0.04% Unchanged
90 Wealthcare Advisory Partners LLC 0.01% of their portfolio WEST CHESTER, PA 8,9348.9k $210.1k $210.1k 0.01% New
91 MATHER GROUP, LLC. 0.00% of their portfolio CHICAGO, IL 8,8328.8k $207.7k $207.7k 0.00% New
92 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 5,4565.5k $128.3k $128.3k 0.00% Reduced -10.5k -10,514
93 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 4,5054.5k $106.0k $106.0k 0.00% Reduced -52.4k -52,368
94 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 4,5004.5k $105.8k $105.8k 0.00% New
95 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 4,3674.4k $102.7k $102.7k 0.00% Reduced -1.0k -1,000
96 CWM, LLC 0.00% of their portfolio OMAHA, NE 4,2514.3k $100.0k $100.0k 0.00% Added +3.4k +3,400
97 North Star Investment Management Corp. 0.01% of their portfolio CHICAGO, IL 4,2484.2k $99.9k $99.9k 0.01% New
98 Caldwell Trust Co 0.01% of their portfolio Venice, FL 3,6743.7k $86.4k $86.4k 0.01% Reduced -1.2k -1,180
99 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 3,0973.1k $76.0k $76.0k 0.00% Reduced -4.0k -4,000
100 High Net Worth Advisory Group LLC 0.02% of their portfolio NAPLES, FL 2,0002.0k $47.0k $47.0k 0.02% Unchanged