Vault-13

FLEXSHARES TR GUNR

MORNSTAR UPSTR · ETP · CUSIP 33939L407

268 institutional holders -15 vs Q2 2024
121,256,905121.3m shares reported held*
$5.0bnreported value*
25 new 82 added 103 reduced 37 sold out net sold ≈ $224.7m (-5.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($330.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $41.20. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 274Q4 22: 278Q1 23: 294Q2 23: 290Q3 23: 287Q4 23: 295Q1 24: 282Q2 24: 283Q3 24: 268268Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022274
Q4 2022278
Q1 2023294
Q2 2023290
Q3 2023287
Q4 2023295
Q1 2024282
Q2 2024283
Q3 2024268

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 128 bought or addedQ4 22: 131 cut or sold outQ1 23: 165 bought or addedQ1 23: 99 cut or sold outQ1 23Q2 23: 130 bought or addedQ2 23: 140 cut or sold outQ3 23: 129 bought or addedQ3 23: 131 cut or sold outQ3 23Q4 23: 121 bought or addedQ4 23: 129 cut or sold outQ1 24: 108 bought or addedQ1 24: 149 cut or sold outQ1 24Q2 24: 109 bought or addedQ2 24: 142 cut or sold outQ3 24: 107 bought or addedQ3 24: 140 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022128131
Q1 202316599
Q2 2023130140
Q3 2023129131
Q4 2023121129
Q1 2024108149
Q2 2024109142
Q3 2024107140

Biggest buyers

EVOKE WEALTH, LLC Added +3,494,938+3.5m
1832 Asset Management L.P. Added +632,711+632.7k
FLOW TRADERS U.S. LLC Added +237,285+237.3k
Barry Investment Advisors, LLC Added +229,638+229.6k
ALLIANCEBERNSTEIN L.P. New +197,080+197.1k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +134,838+134.8k
WELLS FARGO & COMPANY/MN Added +84,524+84.5k
Colony Family Offices, LLC Added +55,739+55.7k
JANE STREET GROUP, LLC New +48,368+48.4k
Aaron Wealth Advisors LLC Added +41,547+41.5k

Biggest sellers

NORTHERN TRUST CORP Reduced -5,881,590-5.9m
BESSEMER GROUP INC Reduced -2,455,277-2.5m
Cullen/Frost Bankers, Inc. Reduced -259,738-259.7k
HORIZON BANCORP INC /IN/ Reduced -251,102-251.1k
M Holdings Securities, Inc. Sold out -241,133-241.1k
SVB WEALTH LLC Sold out -233,201-233.2k
OLD MISSION CAPITAL LLC Sold out -203,588-203.6k
Paragon Capital Management Ltd Sold out -165,242-165.2k
Strategic Financial Concepts, LLC Sold out -164,248-164.2k
CITADEL ADVISORS LLC Reduced -70,271-70.3k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NORTHERN TRUST CORP 0.60% of their portfolio CHICAGO, IL 88,991,85789.0m $3.7bn $3.7bn 0.60% Reduced -5.9m -5,881,590
2 EVOKE WEALTH, LLC 3.96% of their portfolio Los Angeles, CA 3,520,9323.5m $145.2m $145.2m 3.96% Added +3.5m +3,494,938
3 Valmark Advisers, Inc. 2.04% of their portfolio AKRON, OH 3,164,9823.2m $130.6m $130.6m 2.04% Reduced -37.3k -37,293
4 1832 Asset Management L.P. 0.18% of their portfolio TORONTO, A6 2,647,8742.6m $109.2m $109.2m 0.18% Added +632.7k +632,711
5 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,071,8422.1m $85.5m $85.5m 0.01% Reduced -51.7k -51,652
6 NBT BANK, N.A. 3.18% of their portfolio NORWICH, NY 1,142,9531.1m $47.1m $47.1m 3.18% Reduced -7.5k -7,485
7 MOLLER WEALTH PARTNERS 9.85% of their portfolio NORTHFIELD, IL 955,652955.7k $39.4m $39.4m 9.85% Added +22.1k +22,112
8 Hills Bank & Trust Co 2.50% of their portfolio North Liberty, IA 802,117802.1k $33.1m $33.1m 2.50% Reduced -7.7k -7,707
9 Cullen/Frost Bankers, Inc. 0.45% of their portfolio San Antonio, TX 797,316797.3k $32.9m $32.9m 0.45% Reduced -259.7k -259,738
10 CONNABLE OFFICE INC 3.09% of their portfolio KALAMAZOO, MI 744,510744.5k $30.7m $30.7m 3.09% Added +8.6k +8,581
11 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 631,956632.0k $26.1m $26.1m 0.01% Added +27.2k +27,210
12 UBS Group AG 0.01% of their portfolio ZURICH, V8 620,335620.3k $25.6m $25.6m 0.01% Reduced -18.7k -18,656
13 Aaron Wealth Advisors LLC 2.99% of their portfolio Chicago, IL 607,992608.0k $25.1m $25.1m 2.99% Added +41.5k +41,547
14 VPR Management LLC 7.59% of their portfolio HOUSTON, TX 528,203528.2k $21.8m $21.8m 7.59% Unchanged
15 CITIZENS & NORTHERN CORP 6.52% of their portfolio WELLSBORO, PA 526,604526.6k $21.7m $21.7m 6.52% Added +27.9k +27,945
16 Versant Capital Management, Inc 4.81% of their portfolio PHOENIX, AZ 511,715511.7k $21.1m $21.1m 4.81% Added +19.1k +19,067
17 Enterprise Bank & Trust Co 6.16% of their portfolio LOWELL, MA 463,711463.7k $19.1m $19.1m 6.16% Added +5.2k +5,238
18 Pure Financial Advisors, LLC 0.44% of their portfolio SAN DIEGO, CA 445,948445.9k $18.4m $18.4m 0.44% Added +31.0k +30,955
19 CENTRAL TRUST Co 0.41% of their portfolio JEFFERSON CITY, MO 427,784427.8k $17.6m $17.6m 0.41% Reduced -471 -471
20 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 423,227423.2k $17.5m $17.5m 0.02% Reduced -13.0k -12,962
21 Colony Family Offices, LLC 5.31% of their portfolio CHARLOTTE, NC 414,421414.4k $17.1m $17.1m 5.31% Added +55.7k +55,739
22 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 350,792350.8k $14.5m $14.5m 0.00% Reduced -12.3k -12,258
23 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 350,427350.4k $14.5m $14.5m 0.00% Reduced -3.0k -2,993
24 Navalign, LLC 3.99% of their portfolio ENCINO, CA 328,595328.6k $13.6m $13.6m 3.99% Added +4.9k +4,878
25 Barry Investment Advisors, LLC 4.00% of their portfolio NEW BEDFORD, MA 317,596317.6k $13.1m $13.1m 4.00% Added +229.6k +229,638
26 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 311,607311.6k $12.9m $12.9m 0.00% Reduced -21.7k -21,675
27 STEPH & CO 4.06% of their portfolio MARINETTE, WI 309,355309.4k $12.8m $12.8m 4.06% Added +3.1k +3,074
28 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 304,669304.7k $12.6m $12.6m 0.01% Reduced -30.4k -30,430
29 FLOW TRADERS U.S. LLC 0.61% of their portfolio NEW YORK, NY 291,698291.7k $12.0m $12.0m 0.61% Added +237.3k +237,285
30 Pasadena Private Wealth, LLC 2.38% of their portfolio PASADENA, CA 271,206271.2k $11.2m $11.2m 2.38% Added +19.2k +19,180
31 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 246,843246.8k $10.2m $10.2m 0.02% Reduced -26.9k -26,919
32 Envestnet Portfolio Solutions, Inc. 0.03% of their portfolio BERWYN, PA 236,828236.8k $9.8m $9.8m 0.03% Reduced -13.5k -13,544
33 Latigo Investments, LLC 4.63% of their portfolio FORT LAUDERDALE, FL 230,000230.0k $9.5m $9.5m 4.63% Unchanged
34 ARKANSAS FINANCIAL GROUP, INC. 1.53% of their portfolio LITTLE ROCK, AR 227,048227.0k $9.4m $9.4m 1.53% Added +4.5k +4,520
35 VeraBank, N.A. 2.73% of their portfolio HENDERSON, TX 226,527226.5k $9.3m $9.3m 2.73% Reduced -28.4k -28,377
36 GREENLEAF TRUST 0.08% of their portfolio KALAMAZOO, MI 214,555214.6k $8.9m $8.9m 0.08% Reduced -209 -209
37 Pathway Financial Advisors LLC 2.20% of their portfolio SOUTH BURLINGTON, VT 207,647207.6k $8.6m $8.6m 2.20% Added +6.5k +6,542
38 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 197,635197.6k $8.2m $8.2m 0.02% Reduced -3.2k -3,211
39 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 197,080197.1k $8.1m $8.1m 0.00% New
40 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 188,924188.9k $7.8m $7.8m 0.00% Added +84.5k +84,524
41 Wealthcare Advisory Partners LLC 0.22% of their portfolio WEST CHESTER, PA 186,215186.2k $7.7m $7.7m 0.22% Reduced -27.4k -27,354
42 IAG Wealth Partners, LLC 1.27% of their portfolio WAUKESHA, WI 166,801166.8k $6.9m $6.9m 1.27% Added +16.9k +16,888
43 Boltwood Capital Management 2.02% of their portfolio WALNUT CREEK, CA 165,296165.3k $6.8m $6.8m 2.02% Added +7.8k +7,834
44 Brio Consultants, LLC 1.07% of their portfolio SAN FRANCISCO, CA 163,457163.5k $6.7m $6.7m 1.07% Added +679 +679
45 MAI Capital Management 0.06% of their portfolio INDEPENDENCE, OH 156,785156.8k $6.5m $6.5m 0.06% Added +3.0k +3,003
46 United Bank 2.86% of their portfolio Zebulon, GA 150,287150.3k $6.2m $6.2m 2.86% Reduced -10.9k -10,905
47 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio ORLANDO, FL 135,031135.0k $2.0k $2.0k 0.01% Added +134.8k +134,838
48 Beacon Pointe Advisors, LLC 0.06% of their portfolio NEWPORT BEACH, CA 133,368133.4k $5.5m $5.5m 0.06% Reduced -9.7k -9,716
49 EQUITABLE TRUST CO 0.35% of their portfolio NASHVILLE, TN 133,271133.3k $5.5m $5.5m 0.35% Reduced -63.4k -63,403
50 Austin Wealth Management, LLC 1.17% of their portfolio Austin, TX 128,091128.1k $5.3m $5.3m 1.17% Added +6.5k +6,474
51 Cornerstone National Bank & Trust Co 2.38% of their portfolio PALATINE, IL 127,679127.7k $5.3m $5.3m 2.38% Reduced -62.2k -62,156
52 BESSEMER GROUP INC 0.01% of their portfolio WOODBRIDGE, NJ 124,213124.2k $5.1m $5.1m 0.01% Reduced -2.5m -2,455,277
53 LAKE STREET ADVISORS GROUP, LLC 0.23% of their portfolio PORTSMOUTH, NH 121,697121.7k $5.0m $5.0m 0.23% Added +2 +2
54 CoreCap Advisors, LLC 0.23% of their portfolio SOUTHFIELD, MI 119,782119.8k $4.9m $4.9m 0.23% Added +5.5k +5,526
55 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 116,989117.0k $4.8m $4.8m 0.01% Added +831 +831
56 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 112,170112.2k $4.6m $4.6m 0.00% Reduced -4.4k -4,358
57 S. R. Schill & Associates 3.03% of their portfolio MERCER ISLAND, WA 103,771103.8k $4.3m $4.3m 3.03% Reduced -8.2k -8,164
58 Fermata Advisors, LLC 0.85% of their portfolio SONOMA, CA 101,934101.9k $4.2m $4.2m 0.85% Added +8.5k +8,529
59 Econ Financial Services Corp 2.28% of their portfolio HARRISBURG, PA 99,00199.0k $4.1m $4.1m 2.28% Added +11.1k +11,149
60 HORIZON BANCORP INC /IN/ 1.85% of their portfolio MICHIGAN CITY, IN 96,71196.7k $4.0m $4.0m 1.85% Reduced -251.1k -251,102
61 CAPITAL WEALTH MANAGEMENT, LLC 1.69% of their portfolio W. WARWICK, RI 95,59195.6k $3.9m $3.9m 1.69% Reduced -30.3k -30,275
62 Money Design Co.,Ltd. 0.19% of their portfolio TOKYO, M0 90,92290.9k $3.8m $3.8m 0.19% Reduced -8.8k -8,825
63 AXXCESS WEALTH MANAGEMENT, LLC 0.09% of their portfolio CARLSBAD, CA 89,57989.6k $3.7m $3.7m 0.09% Added +2.4k +2,408
64 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 86,55086.5k $3.6m $3.6m 0.01% Reduced -40.8k -40,823
65 Walkner Condon Financial Advisors LLC 0.67% of their portfolio MADISON, WI 79,94379.9k $3.3m $3.3m 0.67% Reduced -48.0k -48,043
66 NICOLET ADVISORY SERVICES, LLC 0.31% of their portfolio GREEN BAY, WI 78,74678.7k $3.3m $3.3m 0.31% Reduced -1.1k -1,072
67 CVA Family Office, LLC 0.47% of their portfolio DENVER, CO 70,63270.6k $2.9m $2.9m 0.47% Reduced -3.6k -3,636
68 FDx Advisors, Inc. 0.78% of their portfolio BERWYN, PA 69,42969.4k $2.9m $2.9m 0.78% Reduced -1.1k -1,083
69 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 63,69963.7k $2.6m $2.6m 0.01% Reduced -4.6k -4,621
70 Missouri Trust & Investment Co 0.89% of their portfolio SPRINGFIELD, MO 62,05462.1k $2.6m $2.6m 0.89% Added +6.0k +6,033
71 TUDOR INVESTMENT CORP ET AL 0.03% of their portfolio STAMFORD, CT 61,64061.6k $2.5m $2.5m 0.03% Added +25.1k +25,121
72 Wealthfront Advisers LLC 0.01% of their portfolio Palo Alto, CA 58,66958.7k $2.4m $2.4m 0.01% Reduced -3.8k -3,775
73 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 58,45358.5k $2.4m $2.4m 0.00% Added +16.0k +16,047
74 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 55,46255.5k $2.3m $2.3m 0.00% Reduced -70.3k -70,271
75 AlTi Global, Inc. 0.05% of their portfolio NEW YORK, NY 53,95854.0k $2.2m $2.2m 0.05% Added +421 +421
76 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 50,59550.6k $2.1m $2.1m 0.01% Reduced -23.6k -23,566
77 Etesian Wealth Advisors, Inc. 0.91% of their portfolio West Linn, OR 48,63248.6k $2.0m $2.0m 0.91% Added +1.2k +1,205
78 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 48,36848.4k $2.0m $2.0m 0.00% New
79 COMERICA BANK 0.01% of their portfolio DALLAS, TX 48,26948.3k $2.0m $2.0m 0.01% Added +24.7k +24,656
80 Independence Bank of Kentucky 0.38% of their portfolio OWENSBORO, KY 42,38042.4k $1.7m $1.7m 0.38% Reduced -4.8k -4,835
81 Community Bank, N.A. 0.21% of their portfolio DeWitt, NY 40,35440.4k $1.7m $1.7m 0.21% Added +150 +150
82 PARK NATIONAL CORP /OH/ 0.06% of their portfolio NEWARK, OH 38,49538.5k $1.6m $1.6m 0.06% Reduced -15.9k -15,862
83 Aspen Grove Capital, LLC 0.34% of their portfolio AVON, CO 37,18437.2k $1.5m $1.5m 0.34% Unchanged
84 CHOREO, LLC 0.02% of their portfolio ROCKFORD, IL 36,36536.4k $1.5m $1.5m 0.02% Added +9.1k +9,110
85 Noble Family Wealth, LLC 0.40% of their portfolio Clearwater, FL 36,05136.1k $1.5m $1.5m 0.40% Reduced -14.5k -14,517
86 Stelac Advisory Services LLC 0.57% of their portfolio NEW YORK, NY 33,78833.8k $1.4m $1.4m 0.57% Added +340 +340
87 Advisory Services Network, LLC 0.03% of their portfolio ATLANTA, GA 33,36233.4k $1.3m $1.3m 0.03% Unchanged
88 Smallwood Wealth Investment Management, LLC 0.95% of their portfolio RED BANK, NJ 32,27432.3k $1.3m $1.3m 0.95% Added +559 +559
89 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 31,81031.8k $1.3m $1.3m 0.00% Reduced -1.9k -1,909
90 BLACK POINT WEALTH MANAGEMENT 1.47% of their portfolio NAPLES, FL 30,84830.8k $1.3m $1.3m 1.47% Added +677 +677
91 INSIGNEO ADVISORY SERVICES, LLC 0.12% of their portfolio MIAMI, FL 30,01430.0k $1.2m $1.2m 0.12% Added +9.6k +9,576
92 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 29,12229.1k $1.2m $1.2m 0.00% Added +1.1k +1,147
93 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 28,94928.9k $1.2m $1.2m 0.00% Reduced -12.2k -12,234
94 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 28,44028.4k $1.2m $1.2m 0.00% Added +1.8k +1,816
95 STUDIO INVESTMENT MANAGEMENT LLC 0.23% of their portfolio CHICAGO, IL 27,04827.0k $1.1m $1.1m 0.23% Added +463 +463
96 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 26,60026.6k $1.1m $1.1m 0.00% Unchanged
97 KEYBANK NATIONAL ASSOCIATION/OH 0.00% of their portfolio BROOKLYN, OH 25,11425.1k $1.0m $1.0m 0.00% Unchanged
98 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 24,57124.6k $1.0m $1.0m 0.00% Reduced -4.5k -4,482
99 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 24,23424.2k $999.6k $999.6k 0.00% Reduced -5.8k -5,833
100 Keeley-Teton Advisors, LLC 0.11% of their portfolio Chicago, IL 23,51623.5k $970.0k $970.0k 0.11% Added +14 +14