Vault-13

FLEXSHARES TR GUNR

MORNSTAR UPSTR · ETP · CUSIP 33939L407

282 institutional holders -13 vs Q4 2023
149,937,693149.9m shares reported held*
$6.2bnreported value*
20 new 88 added 118 reduced 31 sold out net sold ≈ $230.4m (-5.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($410.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $41.07. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 274Q4 22: 278Q1 23: 294Q2 23: 290Q3 23: 287Q4 23: 295Q1 24: 282282Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022274
Q4 2022278
Q1 2023294
Q2 2023290
Q3 2023287
Q4 2023295
Q1 2024282

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 128 bought or addedQ4 22: 131 cut or sold outQ4 22Q1 23: 165 bought or addedQ1 23: 99 cut or sold outQ1 23Q2 23: 130 bought or addedQ2 23: 140 cut or sold outQ2 23Q3 23: 129 bought or addedQ3 23: 131 cut or sold outQ3 23Q4 23: 121 bought or addedQ4 23: 129 cut or sold outQ4 23Q1 24: 108 bought or addedQ1 24: 149 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022128131
Q1 202316599
Q2 2023130140
Q3 2023129131
Q4 2023121129
Q1 2024108149

Biggest buyers

EVOKE WEALTH, LLC Added +3,425,298+3.4m
MORGAN STANLEY Added +1,731,808+1.7m
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +459,342+459.3k
AMERIPRISE FINANCIAL INC Added +442,200+442.2k
JANE STREET GROUP, LLC Added +246,248+246.2k
D. E. Shaw & Co., Inc. Added +160,909+160.9k
MAI Capital Management New +153,175+153.2k
Valmark Advisers, Inc. Added +134,227+134.2k
Cetera Investment Advisers Added +116,362+116.4k
Aaron Wealth Advisors LLC Added +102,862+102.9k

Biggest sellers

NORTHERN TRUST CORP Reduced -8,773,507-8.8m
Capital Analysts, LLC Reduced -521,251-521.3k
OLD MISSION CAPITAL LLC Reduced -473,949-473.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -335,235-335.2k
Orion Porfolio Solutions, LLC Reduced -296,816-296.8k
Orion Portfolio Solutions, LLC Reduced -296,816-296.8k
Centerpoint Advisors, LLC Reduced -268,117-268.1k
Hills Bank & Trust Co Reduced -195,401-195.4k
ROYAL BANK OF CANADA Reduced -124,345-124.3k
CITADEL ADVISORS LLC Reduced -122,126-122.1k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NORTHERN TRUST CORP 0.77% of their portfolio CHICAGO, IL 107,876,754107.9m $4.4bn $4.4bn 0.77% Reduced -8.8m -8,773,507
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 6,293,7966.3m $258.5m $258.5m 0.01% Added +1.7m +1,731,808
3 EVOKE WEALTH, LLC 4.20% of their portfolio Los Angeles, CA 3,433,3613.4m $141.0m $141.0m 4.20% Added +3.4m +3,425,298
4 Valmark Advisers, Inc. 2.19% of their portfolio AKRON, OH 3,059,6623.1m $125.7m $125.7m 2.19% Added +134.2k +134,227
5 BESSEMER GROUP INC 0.19% of their portfolio WOODBRIDGE, NJ 2,587,1552.6m $106.3m $106.3m 0.19% Reduced -58.1k -58,085
6 1832 Asset Management L.P. 0.17% of their portfolio TORONTO, A6 2,280,9462.3m $93.7m $93.7m 0.17% Added +56.3k +56,272
7 Cullen/Frost Bankers, Inc. 1.18% of their portfolio San Antonio, TX 1,937,6181.9m $79.6m $79.6m 1.18% Reduced -38.7k -38,718
8 NBT BANK, N.A. 3.53% of their portfolio NORWICH, NY 1,174,5211.2m $48.2m $48.2m 3.53% Added +37.6k +37,563
9 MOLLER WEALTH PARTNERS 10.39% of their portfolio NORTHFIELD, IL 933,679933.7k $38.3m $38.3m 10.39% Added +70.6k +70,639
10 Hills Bank & Trust Co 2.92% of their portfolio North Liberty, IA 838,952839.0k $34.5m $34.5m 2.92% Reduced -195.4k -195,401
11 CONNABLE OFFICE INC 3.40% of their portfolio KALAMAZOO, MI 731,426731.4k $30.0m $30.0m 3.40% Added +38.9k +38,857
12 JANE STREET GROUP, LLC 0.04% of their portfolio NEW YORK, NY 714,399714.4k $29.3m $29.3m 0.04% Added +246.2k +246,248
13 UBS Group AG 0.01% of their portfolio ZURICH, V8 643,784643.8k $26.4m $26.4m 0.01% Added +8.4k +8,368
14 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 616,132616.1k $25.3m $25.3m 0.01% Added +442.2k +442,200
15 Aaron Wealth Advisors LLC 3.39% of their portfolio Chicago, IL 575,391575.4k $23.6m $23.6m 3.39% Added +102.9k +102,862
16 CITIZENS & NORTHERN CORP 7.90% of their portfolio WELLSBORO, PA 569,117569.1k $23.4m $23.4m 7.90% Added +27.8k +27,778
17 VPR Management LLC 6.02% of their portfolio HOUSTON, TX 528,203528.2k $21.7m $21.7m 6.02% Added +26.0k +26,000
18 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 523,061523.1k $21.5m $21.5m 0.01% Reduced -45.5k -45,548
19 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.05% of their portfolio PLYMOUTH, MN 469,539469.5k $19.3m $19.3m 0.05% Added +459.3k +459,342
20 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 468,567468.6k $19.2m $19.2m 0.03% Reduced -40.9k -40,923
21 Versant Capital Management, Inc 5.33% of their portfolio PHOENIX, AZ 454,153454.2k $18.7m $18.7m 5.33% Reduced -19.8k -19,830
22 Enterprise Bank & Trust Co 6.09% of their portfolio LOWELL, MA 432,183432.2k $17.7m $17.7m 6.09% Added +42.9k +42,940
23 Pure Financial Advisors, LLC 0.54% of their portfolio SAN DIEGO, CA 418,473418.5k $17.2m $17.2m 0.54% Added +16.8k +16,806
24 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 411,521411.5k $16.9m $16.9m 0.00% Reduced -82.8k -82,807
25 CENTRAL TRUST Co 0.40% of their portfolio JEFFERSON CITY, MO 395,011395.0k $16.2m $16.2m 0.40% Added +9.9k +9,937
26 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 362,476362.5k $14.9m $14.9m 0.01% Reduced -11.1k -11,050
27 Colony Family Offices, LLC 4.77% of their portfolio CHARLOTTE, NC 359,162359.2k $14.8m $14.8m 4.77% Added +19.6k +19,557
28 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 340,220340.2k $14.0m $14.0m 0.00% Reduced -124.3k -124,345
29 Navalign, LLC 4.29% of their portfolio ENCINO, CA 315,467315.5k $13.0m $13.0m 4.29% Reduced -9.9k -9,942
30 STEPH & CO 4.35% of their portfolio MARINETTE, WI 307,961308.0k $12.6m $12.6m 4.35% Added +13.3k +13,303
31 SVB WEALTH LLC 0.26% of their portfolio BOSTON, MA 288,470288.5k $11.8m $11.8m 0.26% Reduced -86.4k -86,440
32 Farmers National Bank 3.39% of their portfolio DANVILLE, KY 277,072277.1k $11.4m $11.4m 3.39% Reduced -24.5k -24,451
33 EQUITABLE TRUST CO 0.78% of their portfolio NASHVILLE, TN 275,050275.1k $11.3m $11.3m 0.78% Reduced -109.6k -109,586
34 Envestnet Portfolio Solutions, Inc. 0.04% of their portfolio BERWYN, PA 255,657255.7k $10.5m $10.5m 0.04% Added +17.5k +17,461
35 VeraBank, N.A. 3.26% of their portfolio HENDERSON, TX 254,830254.8k $10.5m $10.5m 3.26% Reduced -37 -37
36 Pasadena Private Wealth, LLC 2.24% of their portfolio PASADENA, CA 237,559237.6k $9.8m $9.8m 2.24% Added +17.8k +17,797
37 Cornerstone National Bank & Trust Co 4.76% of their portfolio PALATINE, IL 230,035230.0k $9.4m $9.4m 4.76% Reduced -100.0k -99,950
38 Latigo Investments, LLC 4.84% of their portfolio FORT LAUDERDALE, FL 230,000230.0k $9.4m $9.4m 4.84% Unchanged
39 HORIZON BANCORP INC /IN/ 4.45% of their portfolio MICHIGAN CITY, IN 227,199227.2k $9.3m $9.3m 4.45% Added +18.7k +18,737
40 United Bank 4.61% of their portfolio Zebulon, GA 220,966221.0k $9.1m $9.1m 4.61% Reduced -54.4k -54,421
41 GREENLEAF TRUST 0.08% of their portfolio KALAMAZOO, MI 215,468215.5k $8.8m $8.8m 0.08% Added +2.1k +2,136
42 D. E. Shaw & Co., Inc. 0.01% of their portfolio New York, NY 214,288214.3k $8.8m $8.8m 0.01% Added +160.9k +160,909
43 ARKANSAS FINANCIAL GROUP, INC. 1.47% of their portfolio LITTLE ROCK, AR 203,698203.7k $8.4m $8.4m 1.47% Added +22.5k +22,474
44 Wealthcare Advisory Partners LLC 0.27% of their portfolio WEST CHESTER, PA 200,652200.7k $8.2m $8.2m 0.27% Added +25.2k +25,196
45 Pathway Financial Advisors LLC 2.20% of their portfolio SOUTH BURLINGTON, VT 198,258198.3k $8.1m $8.1m 2.20% Added +2.1k +2,141
46 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 197,339197.3k $8.1m $8.1m 0.02% Added +116.4k +116,362
47 CAPITAL WEALTH MANAGEMENT, LLC 3.78% of their portfolio W. WARWICK, RI 192,064192.1k $7.9m $7.9m 3.78% Reduced -46.2k -46,152
48 Paragon Capital Management Ltd 1.21% of their portfolio DENVER, CO 166,954167.0k $6.9m $6.9m 1.21% Reduced -4.5k -4,473
49 Brio Consultants, LLC 1.12% of their portfolio SAN FRANCISCO, CA 161,638161.6k $6.6m $6.6m 1.12% Added +4.2k +4,223
50 Beacon Pointe Advisors, LLC 0.07% of their portfolio NEWPORT BEACH, CA 161,479161.5k $6.6m $6.6m 0.07% Reduced -25.7k -25,716
51 Boltwood Capital Management 1.99% of their portfolio WALNUT CREEK, CA 156,445156.4k $6.4m $6.4m 1.99% Reduced -637 -637
52 MAI Capital Management 0.07% of their portfolio INDEPENDENCE, OH 153,175153.2k $6.3m $6.3m 0.07% New
53 Regis Acquisition Inc. 3.33% of their portfolio DENVER, CO 133,125133.1k $5.5m $5.5m 3.33% Added +15.0k +15,025
54 OLD MISSION CAPITAL LLC 0.13% of their portfolio CHICAGO, IL 127,074127.1k $5.2m $5.2m 0.13% Reduced -473.9k -473,949
55 Walkner Condon Financial Advisors LLC 1.10% of their portfolio MADISON, WI 126,350126.3k $5.2m $5.2m 1.10% Added +19.7k +19,744
56 IAG Wealth Partners, LLC 1.09% of their portfolio WAUKESHA, WI 123,760123.8k $5.1m $5.1m 1.09% Added +15.3k +15,348
57 LAKE STREET ADVISORS GROUP, LLC 0.23% of their portfolio PORTSMOUTH, NH 121,691121.7k $5.0m $5.0m 0.23% Added +2 +2
58 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 119,107119.1k $4.9m $4.9m 0.01% Reduced -278 -278
59 Austin Wealth Management, LLC 1.24% of their portfolio Austin, TX 117,490117.5k $5.0m $5.0m 1.24% Added +2.7k +2,728
60 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 113,997114.0k $4.7m $4.7m 0.00% Reduced -31.2k -31,202
61 CoreCap Advisors, LLC 0.24% of their portfolio SOUTHFIELD, MI 111,617111.6k $4.6m $4.6m 0.24% Added +5.1k +5,085
62 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 111,574111.6k $4.6m $4.6m 0.01% Added +2.8k +2,752
63 S. R. Schill & Associates 1.95% of their portfolio MERCER ISLAND, WA 108,992109.0k $4.5m $4.5m 1.95% Added +7.6k +7,632
64 Fermata Advisors, LLC 0.93% of their portfolio SONOMA, CA 100,855100.9k $4.1m $4.1m 0.93% Reduced -10.2k -10,207
65 Clark Capital Management Group, Inc. 0.03% of their portfolio PHILADELPHIA, PA 97,45897.5k $4.0m $4.0m 0.03% New
66 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 92,59292.6k $3.8m $3.8m 0.01% Reduced -335.2k -335,235
67 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 92,44592.4k $3.8m $3.8m 0.00% Reduced -96.2k -96,238
68 Econ Financial Services Corp 2.24% of their portfolio HARRISBURG, PA 87,71087.7k $3.6m $3.6m 2.24% New
69 NICOLET ADVISORY SERVICES, LLC 0.36% of their portfolio GREEN BAY, WI 83,52383.5k $3.6m $3.6m 0.36% Reduced -7.0k -6,959
70 Money Design Co.,Ltd. 0.19% of their portfolio TOKYO, M0 83,04083.0k $3.4m $3.4m 0.19% Added +6.3k +6,303
71 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 82,41682.4k $3.4m $3.4m 0.01% Reduced -33.3k -33,291
72 AXXCESS WEALTH MANAGEMENT, LLC 0.09% of their portfolio CARLSBAD, CA 81,40381.4k $3.3m $3.3m 0.09% Reduced -2.5k -2,529
73 Fortis Advisors, LLC 2.22% of their portfolio WAYNE, PA 80,78080.8k $3.3m $3.3m 2.22% Unchanged
74 PARK NATIONAL CORP /OH/ 0.12% of their portfolio NEWARK, OH 78,36078.4k $3.2m $3.2m 0.12% Reduced -28.2k -28,209
75 CVA Family Office, LLC 0.55% of their portfolio DENVER, CO 75,40275.4k $3.1m $3.1m 0.55% Reduced -5.5k -5,451
76 FDx Advisors, Inc. 0.45% of their portfolio BERWYN, PA 72,46072.5k $3.0m $3.0m 0.45% Reduced -4.2k -4,197
77 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 71,39871.4k $2.9m $2.9m 0.02% Reduced -10.0k -10,028
78 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 70,90070.9k $2.9m $2.9m 0.00% Reduced -5.9k -5,900
79 Independence Bank of Kentucky 0.78% of their portfolio OWENSBORO, KY 63,64563.6k $2.6m $2.6m 0.78% Reduced -475 -475
80 Missouri Trust & Investment Co 0.89% of their portfolio SPRINGFIELD, MO 56,21156.2k $2.3m $2.3m 0.89% Reduced -235 -235
81 AlTi Global, Inc. 0.06% of their portfolio NEW YORK, NY 53,71453.7k $2.2m $2.2m 0.06% Added +958 +958
82 Noble Family Wealth, LLC 0.62% of their portfolio Clearwater, FL 53,08053.1k $2.2m $2.2m 0.62% Reduced -21.0k -21,042
83 Wealthfront Advisers LLC 0.01% of their portfolio Palo Alto, CA 50,06650.1k $2.1m $2.1m 0.01% Added +20.0k +20,025
84 Provident Wealth Management, LLC 0.74% of their portfolio BRENTWOOD, TN 48,34648.3k $2.0m $2.0m 0.74% Reduced -695 -695
85 Barry Investment Advisors, LLC 0.65% of their portfolio NEW BEDFORD, MA 47,45047.5k $1.9m $1.9m 0.65% Added +9.4k +9,358
86 FIRST CITIZENS BANK & TRUST CO 0.04% of their portfolio RALEIGH, NC 45,82745.8k $1.9m $1.9m 0.04% New
87 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 45,17545.2k $1.9m $1.9m 0.00% Reduced -122.1k -122,126
88 Etesian Wealth Advisors, Inc. 1.04% of their portfolio West Linn, OR 44,07944.1k $1.8m $1.8m 1.04% Added +5.1k +5,117
89 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 42,35642.4k $1.7m $1.7m 0.00% Reduced -887 -887
90 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 41,96542.0k $1.7m $1.7m 0.00% Reduced -6.0k -6,018
91 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 41,43741.4k $1.7m $1.7m 0.00% Reduced -8.7k -8,741
92 Centerpoint Advisors, LLC 0.62% of their portfolio NEEDHAM, MA 40,50140.5k $1.7m $1.7m 0.62% Reduced -268.1k -268,117
93 GTS SECURITIES LLC 0.04% of their portfolio NEW YORK, NY 39,64439.6k $1.6m $1.6m 0.04% New
94 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 39,06439.1k $1.6m $1.6m 0.00% Reduced -2.6k -2,570
95 Community Bank, N.A. 0.21% of their portfolio DeWitt, NY 39,01539.0k $1.6m $1.6m 0.21% Added +925 +925
96 Capital Analysts, LLC 0.07% of their portfolio FORT WASHINGTON, PA 38,60438.6k $1.6m $1.6m 0.07% Reduced -521.3k -521,251
97 Aspen Grove Capital, LLC 0.43% of their portfolio AVON, CO 37,18437.2k $1.5m $1.5m 0.43% Unchanged
98 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 36,67636.7k $1.5m $1.5m 0.01% New
99 White Pine Investment CO 0.42% of their portfolio LIVONIA, MI 34,81434.8k $1.4m $1.4m 0.42% Added +2.5k +2,544
100 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 32,53732.5k $1.3m $1.3m 0.00% Reduced -60.4k -60,417