Vault-13

FLEXSHARES TR GUNR

MORNSTAR UPSTR · ETP · CUSIP 33939L407

278 institutional holders +4 vs Q3 2022
153,407,829153.4m shares reported held*
$6.7bnreported value*
32 new 96 added 98 reduced 33 sold out net bought ≈ $53.9m (+1.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $43.44. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 274Q4 22: 278278Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022274
Q4 2022278

Biggest buyers

NORTHERN TRUST CORP Added +3,873,942+3.9m
1832 Asset Management L.P. New +592,160+592.2k
BlueCrest Capital Management Ltd New +574,760+574.8k
Cambria Investment Management, L.P. New +313,648+313.6k
EVOKE WEALTH, LLC Added +259,378+259.4k
EQUITABLE TRUST CO Added +233,373+233.4k
BANK OF AMERICA CORP /DE/ Added +164,323+164.3k
Cullen/Frost Bankers, Inc. Added +127,740+127.7k
WELLS FARGO & COMPANY/MN Added +101,883+101.9k
MORGAN STANLEY Added +94,102+94.1k

Biggest sellers

JANE STREET GROUP, LLC Sold out -1,692,485-1.7m
UBS Group AG Reduced -1,364,898-1.4m
Valmark Advisers, Inc. Reduced -1,090,713-1.1m
Money Design Co.,Ltd. Reduced -188,659-188.7k
Omega Financial Group, LLC Sold out -159,013-159.0k
BNP PARIBAS FINANCIAL MARKETS Sold out -108,078-108.1k
HRT FINANCIAL LP Reduced -95,170-95.2k
ROYAL BANK OF CANADA Reduced -93,429-93.4k
BESSEMER GROUP INC Reduced -85,584-85.6k
TUDOR INVESTMENT CORP ET AL Sold out -65,034-65.0k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NORTHERN TRUST CORP 1.02% of their portfolio CHICAGO, IL 112,206,229112.2m $4.9bn $4.9bn 1.02% Added +3.9m +3,873,942
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,810,2092.8m $122.2m $122.2m 0.01% Added +94.1k +94,102
3 BESSEMER GROUP INC 0.27% of their portfolio WOODBRIDGE, NJ 2,566,2692.6m $111.6m $111.6m 0.27% Reduced -85.6k -85,584
4 Valmark Advisers, Inc. 2.53% of their portfolio AKRON, OH 2,525,0812.5m $109.8m $109.8m 2.53% Reduced -1.1m -1,090,713
5 EVOKE WEALTH, LLC 3.56% of their portfolio Los Angeles, CA 2,374,1922.4m $98.4m $98.4m 3.56% Added +259.4k +259,378
6 Cullen/Frost Bankers, Inc. 1.52% of their portfolio San Antonio, TX 1,832,5581.8m $79.7m $79.7m 1.52% Added +127.7k +127,740
7 Advance Capital Management, Inc. 9.94% of their portfolio SOUTHFIELD, MI 1,726,9941.7m $75.1m $75.1m 9.94% Added +26.9k +26,893
8 Capital Analysts, LLC 2.94% of their portfolio FORT WASHINGTON, PA 1,109,1711.1m $48.2m $48.2m 2.94% Reduced -7.8k -7,772
9 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 1,084,8161.1m $47.2m $47.2m 0.02% Added +61.8k +61,774
10 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,078,1601.1m $46.9m $46.9m 0.02% Reduced -1.4m -1,364,898
11 NBT BANK, N.A. 6.66% of their portfolio NORWICH, NY 1,051,6291.1m $45.7m $45.7m 6.66% Reduced -29.7k -29,705
12 CONNABLE OFFICE INC 5.87% of their portfolio KALAMAZOO, MI 943,043943.0k $41.0m $41.0m 5.87% Reduced -31.0k -30,980
13 Hills Bank & Trust Co 5.98% of their portfolio North Liberty, IA 931,148931.1k $40.5m $40.5m 5.98% Added +10.8k +10,809
14 SVB WEALTH LLC 0.53% of their portfolio BOSTON, MA 900,252900.3k $39.1m $39.1m 0.53% Added +47.2k +47,215
15 EQUITABLE TRUST CO 2.83% of their portfolio NASHVILLE, TN 825,103825.1k $35.9m $35.9m 2.83% Added +233.4k +233,373
16 MOLLER WEALTH PARTNERS 10.71% of their portfolio NORTHFIELD, IL 767,103767.1k $33.3m $33.3m 10.71% Reduced -12.0k -12,042
17 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 713,849713.8k $31.0m $31.0m 0.01% Reduced -20.6k -20,627
18 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 637,031637.0k $27.7m $27.7m 0.00% Added +164.3k +164,323
19 1832 Asset Management L.P. 0.05% of their portfolio TORONTO, A6 592,160592.2k $25.7m $25.7m 0.05% New
20 BlueCrest Capital Management Ltd 3.03% of their portfolio ST HELIER, Y9 574,760574.8k $25.0m $25.0m 3.03% New
21 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 556,811556.8k $24.2m $24.2m 0.05% Added +20.5k +20,509
22 TORONTO DOMINION BANK 0.04% of their portfolio TORONTO, ONTARIO, A6 544,000544.0k $23.6m $23.6m 0.04% Reduced -56.0k -56,000
23 CITIZENS & NORTHERN CORP 8.89% of their portfolio WELLSBORO, PA 495,277495.3k $21.5m $21.5m 8.89% Reduced -15.6k -15,609
24 VPR Management LLC 4.53% of their portfolio HOUSTON, TX 482,500482.5k $21.0m $21.0m 4.53% Unchanged
25 Landmark Financial Advisors, LLC 8.30% of their portfolio Bowling Green, KY 413,725413.7k $18.0m $18.0m 8.30% Added +533 +533
26 Pure Financial Advisors, LLC 0.90% of their portfolio SAN DIEGO, CA 400,470400.5k $17.4m $17.4m 0.90% Added +1.9k +1,892
27 Versant Capital Management, Inc 6.24% of their portfolio PHOENIX, AZ 396,259396.3k $17.2m $17.2m 6.24% Reduced -9.7k -9,739
28 Beacon Pointe Advisors, LLC 0.33% of their portfolio NEWPORT BEACH, CA 389,693389.7k $16.9m $16.9m 0.33% Reduced -20.1k -20,131
29 Pasadena Private Wealth, LLC 5.20% of their portfolio PASADENA, CA 387,844387.8k $16.9m $16.9m 5.20% Added +14.0k +13,988
30 Aaron Wealth Advisors LLC 2.37% of their portfolio Chicago, IL 368,495368.5k $16.0m $16.0m 2.37% Reduced -12.2k -12,182
31 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 358,925358.9k $15.6m $15.6m 0.00% Added +101.9k +101,883
32 VICTORY CAPITAL MANAGEMENT INC 0.02% of their portfolio San Antonio, TX 341,011341.0k $14.8m $14.8m 0.02% Not comparable
33 Colony Family Offices, LLC 5.81% of their portfolio CHARLOTTE, NC 320,967321.0k $14.0m $14.0m 5.81% Added +7.6k +7,612
34 Cornerstone National Bank & Trust Co 7.70% of their portfolio PALATINE, IL 316,955317.0k $13.8m $13.8m 7.70% Reduced -16.4k -16,410
35 Cambria Investment Management, L.P. 1.14% of their portfolio Manhattan Beach, CA 313,648313.6k $13.6m $13.6m 1.14% New
36 Enterprise Bank & Trust Co 6.15% of their portfolio LOWELL, MA 298,899298.9k $13.0m $13.0m 6.15% Added +13.7k +13,709
37 Navalign, LLC 5.28% of their portfolio ENCINO, CA 294,677294.7k $12.8m $12.8m 5.28% Reduced -9.9k -9,881
38 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 290,082290.1k $12.6m $12.6m 0.01% Added +8.4k +8,374
39 Centerpoint Advisors, LLC 5.80% of their portfolio NEEDHAM, MA 284,767284.8k $12.4m $12.4m 5.80% Added +15.9k +15,865
40 GREENLEAF TRUST 0.15% of their portfolio KALAMAZOO, MI 273,634273.6k $11.9m $11.9m 0.15% Added +36.0k +36,026
41 Farmers National Bank 3.92% of their portfolio DANVILLE, KY 253,121253.1k $11.0m $11.0m 3.92% Added +7.5k +7,510
42 WCG Wealth Advisors LLC 1.41% of their portfolio LAS VEGAS, NV 236,383236.4k $10.3m $10.3m 1.41% Added +19.6k +19,565
43 Money Design Co.,Ltd. 0.34% of their portfolio TOKYO, M0 230,376230.4k $10.0m $10.0m 0.34% Reduced -188.7k -188,659
44 Latigo Investments, LLC 7.63% of their portfolio FORT LAUDERDALE, FL 230,000230.0k $10.0m $10.0m 7.63% Unchanged
45 VeraBank, N.A. 4.85% of their portfolio HENDERSON, TX 223,551223.6k $9.7m $9.7m 4.85% Added +489 +489
46 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 223,459223.5k $9.7m $9.7m 0.00% Reduced -93.4k -93,429
47 Pathway Financial Advisors LLC 2.78% of their portfolio SOUTH BURLINGTON, VT 207,189207.2k $9.0m $9.0m 2.78% Reduced -18.7k -18,703
48 Brio Consultants, LLC 1.73% of their portfolio SAN FRANCISCO, CA 199,713199.7k $8.7m $8.7m 1.73% Added +9.2k +9,246
49 PINNACLE ASSOCIATES LTD 0.19% of their portfolio NEW YORK, NY 197,957198.0k $8.6m $8.6m 0.19% Reduced -13.8k -13,798
50 Alaska Permanent Capital Management, LLC 0.84% of their portfolio ANCHORAGE, AK 187,321187.3k $8.1m $8.1m 0.84% Added +70 +70
51 United Bank 4.57% of their portfolio Zebulon, GA 171,312171.3k $7.4m $7.4m 4.57% Reduced -36.9k -36,931
52 Walkner Condon Financial Advisors LLC 2.17% of their portfolio MADISON, WI 167,219167.2k $7.3m $7.3m 2.17% Reduced -77 -77
53 Paragon Capital Management Ltd 1.89% of their portfolio DENVER, CO 162,904162.9k $7.1m $7.1m 1.89% Added +8.3k +8,307
54 Wealthcare Advisory Partners LLC 0.33% of their portfolio WEST CHESTER, PA 158,257158.3k $6.9m $6.9m 0.33% Added +9.8k +9,756
55 Traverso Chambers Private Wealth Management, LLC 1.97% of their portfolio SANTA ROSA, CA 157,396157.4k $6.8m $6.8m 1.97% Reduced -613 -613
56 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 156,962157.0k $6.8m $6.8m 0.00% Added +41.5k +41,525
57 Black Swift Group, LLC 2.60% of their portfolio BOULDER, CO 149,582149.6k $6.5m $6.5m 2.60% Reduced -8.2k -8,167
58 Fortis Advisors, LLC 3.41% of their portfolio WAYNE, PA 135,138135.1k $4.5m $4.5m 3.41% Added +3.9k +3,862
59 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 127,096127.1k $5.5m $5.5m 0.01% Added +17.7k +17,734
60 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 122,257122.3k $5.3m $5.3m 0.00% Reduced -18.4k -18,417
61 LAKE STREET ADVISORS GROUP, LLC 0.35% of their portfolio PORTSMOUTH, NH 120,709120.7k $5.2m $5.2m 0.35% Added +660 +660
62 TD PRIVATE CLIENT WEALTH LLC 0.25% of their portfolio NEW YORK, NY 119,316119.3k $5.2m $5.2m 0.25% Reduced -9.5k -9,453
63 Boltwood Capital Management 2.08% of their portfolio WALNUT CREEK, CA 117,683117.7k $5.1m $5.1m 2.08% Added +6.9k +6,891
64 LaSalle St. Investment Advisors, LLC 2.30% of their portfolio ELMHURST, IL 112,226112.2k $4.9m $4.9m 2.30% First filing
65 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 107,536107.5k $4.7m $4.7m 0.01% Reduced -6.7k -6,743
66 FDx Advisors, Inc. 0.19% of their portfolio BERWYN, PA 99,81699.8k $4.3m $4.3m 0.19% Reduced -6.1k -6,108
67 CoreCap Advisors, LLC 0.30% of their portfolio SOUTHFIELD, MI 98,13398.1k $4.3m $4.3m 0.30% Reduced -11.6k -11,553
68 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 97,15897.2k $4.2m $4.2m 0.04% Added +22.1k +22,109
69 CVA Family Office, LLC 1.01% of their portfolio DENVER, CO 96,05596.1k $4.2m $4.2m 1.01% Reduced -47.1k -47,133
70 ARKANSAS FINANCIAL GROUP, INC. 0.91% of their portfolio LITTLE ROCK, AR 95,34295.3k $4.1m $4.1m 0.91% Added +6.0k +6,043
71 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 94,47894.5k $4.1m $4.1m 0.03% Reduced -15.7k -15,666
72 Fermata Advisors, LLC 1.21% of their portfolio SONOMA, CA 94,01994.0k $4.1m $4.1m 1.21% Added +2.2k +2,217
73 WEST MICHIGAN ADVISORS, LLC 2.89% of their portfolio HOLLAND, MI 91,47391.5k $4.0m $4.0m 2.89% Added +15.5k +15,486
74 NICOLET ADVISORY SERVICES, LLC 0.53% of their portfolio GREEN BAY, WI 89,51089.5k $4.0m $4.0m 0.53% Reduced -6.6k -6,634
75 S. R. Schill & Associates 1.92% of their portfolio MERCER ISLAND, WA 88,85688.9k $3.9m $3.9m 1.92% Reduced -11.2k -11,204
76 Alaska Wealth Advisors, LLC 0.66% of their portfolio ANCHORAGE, AK 84,20484.2k $3.7m $3.7m 0.66% Reduced -1.1k -1,087
77 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 83,58883.6k $3.6m $3.6m 0.00% Added +351 +351
78 Clark Capital Management Group, Inc. 0.03% of their portfolio PHILADELPHIA, PA 83,39983.4k $3.6m $3.6m 0.03% Reduced -7.1k -7,118
79 PARK NATIONAL CORP /OH/ 0.16% of their portfolio NEWARK, OH 80,87380.9k $3.5m $3.5m 0.16% Added +19.6k +19,551
80 Denver PWM, LLC 1.52% of their portfolio DENVER, CO 73,94873.9k $3.2m $3.2m 1.52% Added +13.5k +13,490
81 AXXCESS WEALTH MANAGEMENT, LLC 0.26% of their portfolio CARLSBAD, CA 72,46572.5k $3.2m $3.2m 0.26% Added +322 +322
82 Independence Bank of Kentucky 1.39% of their portfolio OWENSBORO, KY 71,45071.5k $3.1m $3.1m 1.39% Added +3.2k +3,170
83 ADVANCED RESEARCH INVESTMENT SOLUTIONS, LLC 1.90% of their portfolio Los Angeles, CA 69,63269.6k $3.0m $3.0m 1.90% Added +25.7k +25,707
84 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 65,01365.0k $2.8m $2.8m 0.01% Reduced -4.4k -4,366
85 Regis Management CO LLC 0.65% of their portfolio MENLO PARK, CA 64,73564.7k $2.8m $2.8m 0.65% Reduced -2.2k -2,175
86 Stelac Advisory Services LLC 1.28% of their portfolio NEW YORK, NY 64,44164.4k $2.8m $2.8m 1.28% Reduced -8.7k -8,726
87 Pinnacle Wealth Management Advisory Group, LLC 0.41% of their portfolio RED BANK, NJ 63,29063.3k $2.8m $2.8m 0.41% Reduced -9.5k -9,465
88 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 63,28763.3k $2.8m $2.8m 0.00% Added +2.0k +1,993
89 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 59,10059.1k $2.6m $2.6m 0.01% Added +25.5k +25,500
90 Provident Wealth Management, LLC 1.51% of their portfolio BRENTWOOD, TN 59,00359.0k $2.6m $2.6m 1.51% Added +2.6k +2,646
91 STAPP WEALTH MANAGEMENT, PLLC 5.71% of their portfolio OLYMPIA, WA 54,80254.8k $2.4m $2.4m 5.71% Reduced -441 -441
92 Israel Discount Bank of New York 1.98% of their portfolio NEW YORK, NY 53,92753.9k $2.3m $2.3m 1.98% Added +6.3k +6,287
93 Financial Advocates Investment Management 0.17% of their portfolio OLYMPIA, WA 52,75352.8k $2.3m $2.3m 0.17% Reduced -494 -494
94 TIEDEMANN ADVISORS, LLC 0.11% of their portfolio NEW YORK, NY 50,91950.9k $2.2m $2.2m 0.11% Added +287 +287
95 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 50,91350.9k $2.2m $2.2m 0.02% Added +18.6k +18,572
96 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 50,82950.8k $2.2m $2.2m 0.01% Added +1.5k +1,469
97 Sowell Financial Services LLC 0.14% of their portfolio NORTH LITTLE ROCK, AR 50,52250.5k $2.2m $2.2m 0.14% Reduced -1.0k -1,006
98 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 46,48946.5k $2.0m $2.0m 0.00% Added +13.8k +13,790
99 SeaBridge Investment Advisors LLC 0.72% of their portfolio SUMMIT, NJ 46,30546.3k $2.0m $2.0m 0.72% Reduced -35.0k -34,973
100 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 46,18446.2k $2.0m $2.0m 0.00% Reduced -5.4k -5,352