Vault-13

FLAHERTY & CRUMRINE TOTAL RE FLC

COM · Closed-End Fund · CUSIP 338479108

51 institutional holders +0 vs Q1 2026
3,603,5423.6m shares reported held*
$60.9mreported value*
9 new 19 added 8 reduced 8 sold out net bought ≈ $1.4m (+85.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $16.90.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 28Q4 22: 33Q1 23: 33Q2 23: 32Q3 23: 34Q4 23: 37Q1 24: 42Q2 24: 38Q3 24: 36Q4 24: 44Q1 25: 47Q2 25: 50Q3 25: 45Q4 25: 44Q1 26: 51Q2 26: 5151Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202228
Q4 202233
Q1 202333
Q2 202332
Q3 202334
Q4 202337
Q1 202442
Q2 202438
Q3 202436
Q4 202444
Q1 202547
Q2 202550
Q3 202545
Q4 202544
Q1 202651
Q2 202651

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 24: 20 bought or addedQ3 24: 13 cut or sold outQ4 24: 18 bought or addedQ4 24: 16 cut or sold outQ4 24Q1 25: 18 bought or addedQ1 25: 22 cut or sold outQ2 25: 26 bought or addedQ2 25: 18 cut or sold outQ2 25Q3 25: 22 bought or addedQ3 25: 21 cut or sold outQ4 25: 22 bought or addedQ4 25: 18 cut or sold outQ4 25Q1 26: 24 bought or addedQ1 26: 20 cut or sold outQ2 26: 28 bought or addedQ2 26: 16 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20242013
Q4 20241816
Q1 20251822
Q2 20252618
Q3 20252221
Q4 20252218
Q1 20262420
Q2 20262816

Biggest buyers

SIT INVESTMENT ASSOCIATES INC Added +91,436+91.4k
Hennion & Walsh Asset Management, Inc. Added +42,263+42.3k
CEERA INVESTMENTS, LLC Added +36,260+36.3k
Farther Finance Advisors, LLC Added +25,000+25.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +17,578+17.6k
READYSTATE ASSET MANAGEMENT LP New +15,420+15.4k
Logan Stone Capital, LLC New +14,218+14.2k
Traub Capital Management LLC New +12,886+12.9k
Capital Investment Advisors, LLC New +11,196+11.2k
Noble Wealth Management PBC Added +8,257+8.3k

Biggest sellers

Pathstone Holdings, LLC Sold out -72,097-72.1k
Independent Advisor Alliance Sold out -44,242-44.2k
ENVESTNET ASSET MANAGEMENT INC Sold out -30,192-30.2k
Cetera Investment Advisers Sold out -28,839-28.8k
BANK OF AMERICA CORP /DE/ Reduced -13,222-13.2k
Kovack Advisors, Inc. Sold out -12,946-12.9k
Advisors Asset Management, Inc. Reduced -6,441-6.4k
Sowell Financial Services LLC Reduced -3,111-3.1k
Smith Asset Management Co., LLC Reduced -2,120-2.1k
WELLS FARGO & COMPANY/MN Reduced -1,886-1.9k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
SIT INVESTMENT ASSOCIATES INC 13G · institution +5.0 pts · filed 2026-02-04 10.4% +5.0 pts 1.1m≈ $18.4m 2026-02-04

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported since 1 Apr 2026.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 SIT INVESTMENT ASSOCIATES INC 0.41% of their portfolio Minneapolis, MN 1,270,6561.3m $21.5m $21.5m 0.41% Added +91.4k +91,436
2 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 261,186261.2k $4.4m $4.4m 0.00% Reduced -13.2k -13,222
3 Hennion & Walsh Asset Management, Inc. 0.12% of their portfolio Parsippany, NJ 241,468241.5k $4.1m $4.1m 0.12% Added +42.3k +42,263
4 Advisors Asset Management, Inc. 0.06% of their portfolio Monument, CO 230,907230.9k $3.9m $3.9m 0.06% Reduced -6.4k -6,441
5 Noble Wealth Management PBC 1.74% of their portfolio GREENWOOD VILLAGE, CO 225,747225.7k $3.8m $3.8m 1.74% Added +8.3k +8,257
6 Sowell Financial Services LLC 0.11% of their portfolio NORTH LITTLE ROCK, AR 204,611204.6k $3.5m $3.5m 0.11% Reduced -3.1k -3,111
7 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 157,596157.6k $2.7m $2.7m 0.00% Added +1.1k +1,083
8 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 129,884129.9k $2.2m $2.2m 0.00% Added +5.1k +5,117
9 Smith Asset Management Co., LLC 1.65% of their portfolio Chiefland, FL 124,011124.0k $2.1m $2.1m 1.65% Reduced -2.1k -2,120
10 GUGGENHEIM CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 100,671100.7k $1.7m $1.7m 0.01% Added +4.7k +4,665
11 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 97,21897.2k $1.6m $1.6m 0.00% Added +4.2k +4,214
12 CEERA INVESTMENTS, LLC 0.50% of their portfolio BELLAIRE, TX 69,93069.9k $1.2m $1.2m 0.50% Added +36.3k +36,260
13 Fiera Capital Corp 0.00% of their portfolio MONTREAL, A8 69,76169.8k $1.2m $1.2m 0.00% Added +1.9k +1,871
14 Closed-End Fund Advisors, Inc. 0.77% of their portfolio RICHMOND, VA 46,52746.5k $786.3k $786.3k 0.77% Added +1.5k +1,460
15 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 43,33443.3k $732.3k $732.3k 0.00% Added +229 +229
16 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 42,36042.4k $715.9k $715.9k 0.00% Reduced -1.9k -1,886
17 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 40,37940.4k $682.4k $682.4k 0.00% Reduced -597 -597
18 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 25,35425.4k $428.5k $428.5k 0.00% Added +25.0k +25,000
19 SEAMOUNT FINANCIAL GROUP INC 0.14% of their portfolio COLORADO SPRINGS, CO 20,79020.8k $351.4k $351.4k 0.14% Unchanged
20 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 19,46819.5k $329.0k $329.0k 0.00% Added +2.3k +2,326
21 Mallini Complete Financial Planning LLC 0.23% of their portfolio GAINESVILLE, FL 18,75218.8k $316.9k $316.9k 0.23% Added +181 +181
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 17,57817.6k $297.1k $297.1k 0.00% New
23 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 16,78216.8k $283.6k $283.6k 0.00% Added +15 +15
24 READYSTATE ASSET MANAGEMENT LP 0.01% of their portfolio CHICAGO, IL 15,42015.4k $260.6k $260.6k 0.01% New
25 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 14,65014.7k $247.6k $247.6k 0.00% Unchanged
26 Logan Stone Capital, LLC 0.05% of their portfolio CHICAGO, IL 14,21814.2k $240.3k $240.3k 0.05% New
27 Traub Capital Management LLC 0.19% of their portfolio NEEDHAM, MA 12,88612.9k $217.8k $217.8k 0.19% New
28 Koshinski Asset Management, Inc. 0.01% of their portfolio DECATUR, IL 12,56012.6k $212.3k $212.3k 0.01% Unchanged
29 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 12,53012.5k $212.0k $212.0k 0.01% Unchanged
30 Capital Investment Advisors, LLC 0.00% of their portfolio ATLANTA, GA 11,19611.2k $189.2k $189.2k 0.00% New
31 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 7,6727.7k $130.0k $130.0k 0.00% Added +152 +152
32 UBS Group AG 0.00% of their portfolio ZURICH, V8 6,6356.6k $112.1k $112.1k 0.00% Reduced -14 -14
33 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 5,0785.1k $85.8k $85.8k 0.00% Added +4.2k +4,179
34 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 3,3823.4k $57.1k $57.1k 0.00% First filing
35 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 2,8682.9k $48.5k $48.5k 0.00% Unchanged
36 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,7101.7k $28.9k $28.9k 0.00% Added +1 +1
37 IFG Advisory, LLC 0.00% of their portfolio ATLANTA, GA 1,6801.7k $28.4k $28.4k 0.00% Added +650 +650
38 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 1,0151.0k $17.2k $17.2k 0.00% Reduced -250 -250
39 SRH ADVISORS, LLC 0.00% of their portfolio SALINA, KS 1,0001.0k $16.9k $16.9k 0.00% Unchanged
40 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.00% of their portfolio BLUE BELL, PA 732732 $12.4k $12.4k 0.00% Unchanged
41 GHP Investment Advisors, Inc. 0.00% of their portfolio Denver, CO 561561 $9.5k $9.5k 0.00% Unchanged
42 Nalls Sherbakoff Group, LLC 0.01% of their portfolio KNOXVILLE, TN 495495 $8.4k $8.4k 0.01% Unchanged
43 Luminist Capital LLC 0.01% of their portfolio GRAND RAPIDS, MI 414414 $7.0k $7.0k 0.01% New
44 Chung Wu Investment Group, LLC 0.00% of their portfolio SUGAR LAND, TX 400400 $6.8k $6.8k 0.00% Unchanged
45 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 345345 $5.8k $5.8k 0.00% Unchanged
46 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 309309 $5.2k $5.2k 0.00% Unchanged
47 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 272272 $4.6k $4.6k 0.00% New
48 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 176176 $3.0k $3.0k 0.00% New
49 HIGHLINE WEALTH PARTNERS LLC 0.00% of their portfolio SHERMAN OAKS, CA 170170 $2.9k $2.9k 0.00% Unchanged
50 FIRST HORIZON CORP 0.00% of their portfolio MEMPHIS, TN 100100 $1.7k $1.7k 0.00% New
51 Strategic Advocates LLC 0.01% of their portfolio SACRAMENTO, CA 9898 $1.7k $1.7k 0.01% Unchanged