Vault-13

FIVE9 INC FIVN 0.5 06.01.25

NOTE 0.500% 6/0 · US DOMESTIC · CUSIP 338307AD3

33 institutional holders +2 vs Q3 2024
11,020,93111.0m shares reported held*
$427.6mreported value*
5 new 7 added 8 reduced 3 sold out net bought ≈ $5.2m (-10.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($26.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $38.80.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 62Q4 22: 56Q1 23: 58Q2 23: 57Q3 23: 54Q4 23: 55Q1 24: 40Q2 24: 40Q3 24: 31Q4 24: 3333Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202262
Q4 202256
Q1 202358
Q2 202357
Q3 202354
Q4 202355
Q1 202440
Q2 202440
Q3 202431
Q4 202433

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q1 23: 24 bought or addedQ1 23: 26 cut or sold outQ2 23: 22 bought or addedQ2 23: 27 cut or sold outQ2 23Q3 23: 23 bought or addedQ3 23: 30 cut or sold outQ4 23: 22 bought or addedQ4 23: 28 cut or sold outQ4 23Q1 24: 14 bought or addedQ1 24: 37 cut or sold outQ2 24: 13 bought or addedQ2 24: 20 cut or sold outQ2 24Q3 24: 10 bought or addedQ3 24: 20 cut or sold outQ4 24: 12 bought or addedQ4 24: 11 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20232426
Q2 20232227
Q3 20232330
Q4 20232228
Q1 20241437
Q2 20241320
Q3 20241020
Q4 20241211

Biggest buyers

LORD, ABBETT & CO. LLC New +21,331,000+21.3m
Radcliffe Capital Management, L.P. New +19,329,000+19.3m
PIPER SANDLER & CO. Added +6,607,000+6.6m
TRUIST FINANCIAL CORP Added +2,258,000+2.3m
STATE STREET CORP Added +2,000,000+2.0m
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS New +1,929,000+1.9m
LAZARD ASSET MANAGEMENT LLC Added +1,512,000+1.5m
JPMORGAN CHASE & CO Added +1,261,000+1.3m
BlackRock, Inc. Added +1,000,000+1.0m
MORGAN STANLEY New +1,000,000+1.0m

Biggest sellers

MILLENNIUM MANAGEMENT LLC Reduced -21,961,000-22.0m
LORD, ABBETT & CO. LLC Sold out -14,188,000-14.2m
Calamos Advisors LLC Reduced -6,607,000-6.6m
BANK OF AMERICA CORP /DE/ Reduced -3,000,000-3.0m
OAKTREE CAPITAL MANAGEMENT LP Reduced -2,155,000-2.2m
Nicholas Investment Partners, LP Sold out -1,800,000-1.8m
BNP PARIBAS FINANCIAL MARKETS Reduced -1,093,000-1.1m
Russell Investments Group, Ltd. Reduced -1,076,000-1.1m
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main Reduced -800,000-800.0k
Amundi Sold out -307,000-307.0k

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 TENOR CAPITAL MANAGEMENT Co., L.P. 1.51% of their portfolio NEW YORK, NY 109,805,000109.8m $107.4m $107.4m 1.51% Unchanged
2 Opti Capital Management, LP 2.72% of their portfolio New York, NY 62,115,00062.1m $60.8m $60.8m 2.72% Unchanged
3 D. E. Shaw & Co., Inc. 0.05% of their portfolio New York, NY 45,519,00045.5m $44.4m $44.4m 0.05% Unchanged
4 LAZARD ASSET MANAGEMENT LLC 0.05% of their portfolio NEW YORK, NY 37,220,00037.2m $36.2m $36.2m 0.05% Added +1.5m +1,512,000
5 CAPSTONE INVESTMENT ADVISORS, LLC 0.31% of their portfolio NEW YORK, NY 32,357,00032.4m $31.4m $31.4m 0.31% Unchanged
6 LORD, ABBETT & CO. LLC 0.07% of their portfolio JERSEY CITY, NJ 21,331,00021.3m $20.7m $20.7m 0.07% New
7 Radcliffe Capital Management, L.P. 2.14% of their portfolio BALA CYNWYD, PA 19,329,00019.3m $18.7m $18.7m 2.14% New
8 Calamos Advisors LLC 0.07% of their portfolio NAPERVILLE, IL 15,167,00015.2m $14.8m $14.8m 0.07% Reduced -6.6m -6,607,000
9 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 13,850,00013.8m $13.5m $13.5m 0.01% Reduced -22.0m -21,961,000
10 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 13,199,00013.2m $12.8m $12.8m 0.00% Reduced -3.0m -3,000,000
11 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 11,345,00011.3m $11.0m $11.0m 0.00% Added +1.3m +1,261,000
12 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 10,233,00010.2m $10.0m $10.0m 0.00% Added +2.0m +2,000,000
13 PIPER SANDLER & CO. 6.82% of their portfolio MINNEAPOLIS, MN 9,212,0009.2m $8.9m $8.9m 6.82% Added +6.6m +6,607,000
14 PALISADE CAPITAL MANAGEMENT, LP 0.17% of their portfolio FORT LEE, NJ 6,574,0006.6m $6.4m $6.4m 0.17% Reduced -7.0k -7,000
15 TORONTO DOMINION BANK 0.01% of their portfolio TORONTO, ONTARIO, A6 4,570,0004.6m $4.4m $4.4m 0.01% Unchanged
16 BlackRock, Inc. 0.00% of their portfolio New York, NY 4,490,0004.5m $4.4m $4.4m 0.00% Added +1.0m +1,000,000
17 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 4,320,0004.3m $4.2m $4.2m 0.01% Added +2.3m +2,258,000
18 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.00% of their portfolio FRANKFURT AM MAIN, 2M 2,000,0002.0m $2.0m $2.0m 0.00% Reduced -800.0k -800,000
19 ADVENT CAPITAL MANAGEMENT /DE/ 0.04% of their portfolio NEW YORK, NY 1,963,0002.0m $1.9m $1.9m 0.04% Unchanged
20 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 1,936,0001.9m $1.9m $1.9m 0.00% Reduced -1.1m -1,093,000
21 COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 0.01% of their portfolio HARRISBURG, PA 1,929,0001.9m $1.9m $1.9m 0.01% New
22 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,000,0001.0m $969.4k $969.4k 0.00% New
23 OAKTREE CAPITAL MANAGEMENT LP 0.01% of their portfolio LOS ANGELES, CA 724,000724.0k $703.7k $703.7k 0.01% Reduced -2.2m -2,155,000
24 Pinnacle Holdings, LLC 0.18% of their portfolio TULSA, OK 500,000500.0k $484.7k $484.7k 0.18% Unchanged
25 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 412,000412.0k $400.4k $400.4k 0.00% Added +63.0k +63,000
26 ZAZOVE ASSOCIATES LLC 0.04% of their portfolio INCLINE VILLAGE, NV 395,000395.0k $386.2k $386.2k 0.04% Unchanged
27 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 276,000276.0k $269.9k $269.9k 0.00% Reduced -1.1m -1,076,000
28 NOMURA HOLDINGS INC 0.03% of their portfolio TOKYO, M0 161,931161.9k $6.6m $6.6m 0.03% Unchanged
29 Argent Trust Co 0.00% of their portfolio NASHVILLE, TN 29,00029.0k $28.1k $28.1k 0.00% Unchanged
30 Stonegate Investment Group, LLC 0.00% of their portfolio BIRMINGHAM, AL 26,00026.0k $25.2k $25.2k 0.00% Unchanged
31 Fox Hill Wealth Management 0.01% of their portfolio DEDHAM, MA 14,00014.0k $13.6k $13.6k 0.01% Unchanged
32 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 5,0005.0k $4.9k $4.9k 0.00% New
33 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged