FIVE9 INC FIVN
COM · Common Stock · CUSIP 338307101 · ISIN US3383071012
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($8.4m this quarter). Holder counts are more reliable. Shares outstanding: 70.5m as of 2022-11-01, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $67.88. Options: 19 managers hold calls ($116.4m notional), 17 hold puts ($75.3m).
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 336 |
| Q4 2022 | 327 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $45.2m | $29.2m | 0.65 |
| Q4 2022 | $116.4m | $75.3m | 0.65 |
Biggest buyers
| BlackRock Inc. | Added | +2.8m |
| MORGAN STANLEY | Added | +1.7m |
| T. Rowe Price Investment Management, Inc. | Added | +1.5m |
| NATIXIS | Added | +1.0m |
| Sylebra Capital Ltd | Added | +837.1k |
| FMR LLC | Added | +824.8k |
| Nishkama Capital, LLC | New | +655.3k |
| JPMORGAN CHASE & CO | Added | +538.8k |
| Hood River Capital Management LLC | Added | +498.6k |
| Jericho Capital Asset Management L.P. | New | +483.0k |
Biggest sellers
| PRICE T ROWE ASSOCIATES INC /MD/ | Reduced | -1.7m |
| WELLINGTON MANAGEMENT GROUP LLP | Reduced | -1.1m |
| Dorsal Capital Management, LP | Reduced | -1.0m |
| SCGE MANAGEMENT, L.P. | Sold out | -940.0k |
| Whale Rock Capital Management LLC | Sold out | -888.5k |
| Park West Asset Management LLC | Sold out | -664.1k |
| ALKEON CAPITAL MANAGEMENT LLC | Reduced | -636.8k |
| Polar Capital Holdings Plc | Sold out | -613.3k |
| AXA S.A. | Reduced | -485.8k |
| Invesco Ltd. | Reduced | -474.9k |
Biggest calls
| SOROS FUND MANAGEMENT LLC | New | $33.9m500.0k shares |
| Jefferies Financial Group Inc. | New | $22.2m327.1k shares |
| CITADEL ADVISORS LLC | Added | $20.9m307.7k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $18.1m266.4k shares |
| Parallax Volatility Advisers, L.P. | Added | $3.2m47.4k shares |
| JANE STREET GROUP, LLC | Added | $3.0m43.9k shares |
| SIMPLEX TRADING, LLC | Added | $2.8m41.2k shares |
| HAP Trading, LLC | New | $2.6m250.0k shares |
| PEAK6 Investments LLC | Added | $2.4m35.9k shares |
| GROUP ONE TRADING LLC | Reduced | $1.5m22.5k shares |
Biggest puts
| GOLDMAN SACHS GROUP INC | New | $28.4m417.8k shares |
| SUMMIT SECURITIES GROUP LLC | New | $17.0m250.0k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $6.1m90.4k shares |
| Parallax Volatility Advisers, L.P. | Added | $4.6m68.2k shares |
| CITADEL ADVISORS LLC | Added | $4.0m58.6k shares |
| SIMPLEX TRADING, LLC | Added | $3.7m54.7k shares |
| PEAK6 Investments LLC | Added | $2.6m37.8k shares |
| Cubist Systematic Strategies, LLC | Added | $2.3m34.1k shares |
| Jefferies Financial Group Inc. | New | $1.7m25.0k shares |
| Walleye Trading LLC | Added | $1.5m21.8k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| BlackRock, Inc. 13G · institution +7.7 pts · filed 2026-08-06 | 15.5% |
| VANGUARD PORTFOLIO MANAGEMENT LLC 13G · institution +1.3 pts · filed 2026-08-06 | 10.3% |
| AMERIPRISE FINANCIAL INC 13G · institution new · filed 2026-08-14 | 5.4% |
| VANGUARD CAPITAL MANAGEMENT LLC 13G · institution new · filed 2026-04-29 | 5.1% |
Fell to 5% or below in the last year: Voss Capital, LP (4.7%, 2026-10-16), VANGUARD GROUP INC (0.0%, 2026-03-26; now reported by VANGUARD PORTFOLIO MANAGEMENT LLC), PICTET ASSET MANAGEMENT SA (3.8%, 2026-02-27), FMR LLC (0.9%, 2026-02-05)
Insider purchases and sales in Q4 2022
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q1 2021 | 0 | — | 0 | — | — |
| Q2 2021 | 0 | — | 0 | — | — |
| Q3 2021 | 0 | — | 0 | — | — |
| Q4 2021 | 0 | — | 5 | $8.5m | — |
| Q1 2022 | 0 | — | 6 | $6.5m | — |
| Q2 2022 | 0 | — | 5 | $5.2m | — |
| Q3 2022 | 0 | — | 7 | $6.0m | — |
| Q4 2022 | 0 | — | 6 | $2.3m | — |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2022-12-12 | ACOSTA JACK L Director · By Trust | Sold | $343.5k5.0k shares |
| 2022-12-12 | Kozanian Panos EVP, Product Engineering | Sold | $109.4k1.6k shares |
| 2022-12-06 | Mansharamani Leena SVP, Chief Accounting Officer | Sold | $25.9k395 shares |
| 2022-12-05 | Burkland Daniel P. Pres. & Chief Revenue Officer | Sold | $577.0k8.7k shares |
| 2022-12-05 | ZWARENSTEIN BARRY Chief Financial Officer · By Trust | Sold | $198.2k3.0k shares |
| 2022-12-05 | Kozanian Panos EVP, Product Engineering | Sold | $188.9k2.9k shares |
| 2022-12-05 | Mansharamani Leena SVP, Chief Accounting Officer | Sold | $55.5k848 shares |
| 2022-12-02 | Mansharamani Leena SVP, Chief Accounting Officer | Sold | $26.7k408 shares |
| 2022-11-11 | ACOSTA JACK L Director · By Trust | Sold | $315.8k5.0k shares |
| 2022-11-10 | Burkland Daniel P. Pres. & Chief Revenue Officer | Sold | $248.7k4.3k shares |
| 2022-10-04 | Alexy Kimberly Director | Sold | $196.7k2.5k shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| VANGUARD GROUP INC 0.01% of their portfolio | 6.7m $455.9m | Added +167.6k |
| BlackRock Inc. 0.01% of their portfolio | 6.7m $454.4m | Added +2.8m |
| FMR LLC 0.03% of their portfolio | 3.8m $259.0m | Added +824.8k |
| WELLINGTON MANAGEMENT GROUP LLP 0.05% of their portfolio | 3.7m $250.4m | Reduced -1.1m |
| WASATCH ADVISORS LP 1.63% of their portfolio | 3.6m $241.4m | Added +76.6k |
| Sylebra Capital Ltd 9.55% of their portfolio | 2.5m $169.3m | Added +837.1k |
| PICTET ASSET MANAGEMENT SA 0.23% of their portfolio | 2.3m $159.2m | Added +100.8k |
| ALLIANCEBERNSTEIN L.P. 0.07% of their portfolio | 2.2m $145.9m | Reduced -46.0k |
| MORGAN STANLEY 0.02% of their portfolio | 2.1m $143.0m | Added +1.7m |
| JPMORGAN CHASE & CO 0.02% of their portfolio | 2.1m $142.3m | Added +538.8k |
| T. Rowe Price Investment Management, Inc. 0.10% of their portfolio | 1.8m $125.4m | Added +1.5m |
| MACQUARIE GROUP LTD 0.13% of their portfolio | 1.6m $107.9m | Reduced -157.1k |
| AMERIPRISE FINANCIAL INC 0.04% of their portfolio | 1.6m $106.8m | Added +366.1k |
| Contour Asset Management LLC 5.25% of their portfolio | 1.3m $85.2m | Reduced -88.8k |
| Allspring Global Investments Holdings, LLC 0.14% of their portfolio | 1.2m $78.9m | Added +139.9k |
| GOLDMAN SACHS GROUP INC 0.02% of their portfolio | 1.1m $75.9m | Added +27.6k |
| CITADEL ADVISORS LLC 0.09% of their portfolio | 1.1m $74.8m | Reduced -28.2k |
| SOMA EQUITY PARTNERS LP 4.37% of their portfolio | 1.1m $74.6m | Reduced -150.0k |
| STATE STREET CORP 0.00% of their portfolio | 1.0m $71.1m | Reduced -2.4k |
| EVENTIDE ASSET MANAGEMENT, LLC 1.40% of their portfolio | 1.0m $70.8m | Reduced -312.1k |
| NATIXIS 0.41% of their portfolio | 1.0m $70.6m | Added +1.0m |
| GEODE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio | 985.1k $66.8m | Added +50.3k |
| EAGLE ASSET MANAGEMENT INC 0.42% of their portfolio | 984.4k $68.5m | Reduced -11.9k |
| TREMBLANT CAPITAL GROUP 5.18% of their portfolio | 874.9k $59.4m | Added +82.5k |
| NORGES BANK 0.01% of their portfolio | 815.8k $55.4m | Added +80.3k |
| Stephens Investment Management Group LLC 0.88% of their portfolio | 718.6k $48.7m | Added +167.7k |
| Hood River Capital Management LLC 1.64% of their portfolio | 664.7k $45.1m | Added +498.6k |
| Nishkama Capital, LLC 15.02% of their portfolio | 655.3k $44.5m | New |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 0.02% of their portfolio | 645.2k $43.8m | Added +227.4k |
| RIVERBRIDGE PARTNERS LLC 0.62% of their portfolio | 608.8k $41.3m | Reduced -35.6k |
| Clearbridge Investments, LLC 0.03% of their portfolio | 518.1k $35.2m | Added +767 |
| AMERICAN CENTURY COMPANIES INC 0.03% of their portfolio | 495.9k $33.7m | Added +127.2k |
| NORTHERN TRUST CORP 0.01% of their portfolio | 484.6k $32.9m | Added +134.9k |
| Jericho Capital Asset Management L.P. 2.43% of their portfolio | 483.0k $32.8m | New |
| AXA S.A. 0.11% of their portfolio | 465.2k $31.6m | Reduced -485.8k |
| SQN Investors LP 11.91% of their portfolio | 453.2k $30.8m | Reduced -123.7k |
| Nuveen Asset Management, LLC 0.01% of their portfolio | 436.7k $29.6m | Reduced -172.9k |
| Thrivent Financial for Lutherans 0.08% of their portfolio | 428.9k $29.1m | Reduced -9.6k |
| DEUTSCHE BANK AG\ 0.02% of their portfolio | 421.9k $28.6m | Reduced -325.4k |
| Mirae Asset Global Investments Co., Ltd. 0.07% of their portfolio | 417.8k $28.4m | Added +129.5k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio | 416.9k $28.3m | Added +21.8k |
| Granite Investment Partners, LLC 1.08% of their portfolio | 383.1k $26.0m | Added +302.8k |
| HSBC HOLDINGS PLC 0.03% of their portfolio | 374.7k $25.3m | Added +364.6k |
| Bank of New York Mellon Corp 0.01% of their portfolio | 371.8k $25.2m | Reduced -36.7k |
| Ophir Asset Management Pty Ltd 4.54% of their portfolio | 348.1k $23.6m | New |
| ALKEON CAPITAL MANAGEMENT LLC 0.17% of their portfolio | 339.8k $23.1m | Reduced -636.8k |
| Alyeska Investment Group, L.P. 0.23% of their portfolio | 325.1k $22.1m | New |
| JENNISON ASSOCIATES LLC 0.02% of their portfolio | 304.1k $20.6m | Reduced -5.7k |
| INTRINSIC EDGE CAPITAL MANAGEMENT LLC 2.19% of their portfolio | 300.0k $20.4m | New |
| Melqart Asset Management (UK) Ltd 1.77% of their portfolio | 296.5k $20.1m | Added +111.9k |
| Balyasny Asset Management L.P. 0.07% of their portfolio | 275.8k $18.7m | New |
| VOYA INVESTMENT MANAGEMENT LLC 0.02% of their portfolio | 275.0k $18.7m | Added +53.8k |
| Kopp Family Office, LLC 10.75% of their portfolio | 263.2k $17.9m | Added +88.0k |
| WCM INVESTMENT MANAGEMENT, LLC 0.06% of their portfolio | 257.3k $17.5m | Added +102.9k |
| SUMMIT SECURITIES GROUP LLC 3.44% of their portfolio | 250.0k $17.0m | New |
| Dorsal Capital Management, LP 1.06% of their portfolio | 250.0k $17.0m | Reduced -1.0m |
| Alta Park Capital, LP 2.31% of their portfolio | 243.5k $16.5m | Added +105.2k |
| BANK OF NOVA SCOTIA 0.04% of their portfolio | 229.0k $15.5m | Reduced -185.2k |
| PARNASSUS INVESTMENTS, LLC 0.04% of their portfolio | 225.6k $15.3m | Added +80.0k |
| GAGNON SECURITIES LLC 3.00% of their portfolio | 200.5k $13.6m | Added +45.7k |
| Coronation Fund Managers Ltd. 0.36% of their portfolio | 191.4k $13.0m | New |
| Herr Investment Group LLC 2.45% of their portfolio | 190.5k $12.9m | First filing |
| Ensign Peak Advisors, Inc 0.03% of their portfolio | 188.7k $12.8m | Added +157.8k |
| Prospect Capital Advisors, LLC 6.19% of their portfolio | 176.2k $12.0m | Added +5.1k |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.06% of their portfolio | 172.0k $11.7m | Added +104.3k |
| Swiss National Bank 0.01% of their portfolio | 169.3k $11.5m | Added +4.4k |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.01% of their portfolio | 166.8k $11.3m | Added +71.7k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 162.7k $11.0m | Added +14.0k |
| KORNITZER CAPITAL MANAGEMENT INC /KS 0.22% of their portfolio | 158.5k $10.8m | New |
| Capital Research Global Investors 0.00% of their portfolio | 156.4k $10.6m | New |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio | 156.3k $10.6m | Reduced -1.7m |
| SEI INVESTMENTS CO 0.02% of their portfolio | 149.5k $10.1m | Reduced -140.1k |
| Conestoga Capital Advisors, LLC 0.17% of their portfolio | 136.2k $9.2m | Added +3.6k |
| CAPITAL FUND MANAGEMENT S.A. 0.20% of their portfolio | 135.9k $9.2m | Added +25.0k |
| SILVERCREST ASSET MANAGEMENT GROUP LLC 0.07% of their portfolio | 130.8k $8.9m | New |
| California Public Employees Retirement System 0.01% of their portfolio | 129.5k $8.8m | Reduced -9.2k |
| Public Sector Pension Investment Board 0.07% of their portfolio | 128.0k $8.7m | New |
| ExodusPoint Capital Management, LP 0.13% of their portfolio | 127.7k $8.7m | Added +123.6k |
| Calixto Global Investors, LP 11.95% of their portfolio | 118.7k $8.1m | Reduced -100.6k |
| Walleye Capital LLC 0.17% of their portfolio | 114.1k $7.7m | New |
| NEUBERGER BERMAN GROUP LLC 0.01% of their portfolio | 113.1k $7.7m | Added +38.6k |
| Pier Capital, LLC 1.26% of their portfolio | 113.0k $7.7m | Added +28.9k |
| 1832 Asset Management L.P. 0.02% of their portfolio | 111.8k $7.6m | New |
| STATE OF WISCONSIN INVESTMENT BOARD 0.02% of their portfolio | 107.1k $7.3m | Reduced -4.2k |
| ThornTree Capital Partners LP 2.30% of their portfolio | 103.0k $7.0m | Reduced -163.1k |
| Teca Partners, LP 9.89% of their portfolio | 102.6k $7.0m | Reduced -4.7k |
| NOMURA HOLDINGS INC 0.07% of their portfolio | 101.5k $6.9m | Added +67.1k |
| NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio | 98.1k $6.7m | Added +8.8k |
| SPHERA FUNDS MANAGEMENT LTD. 2.03% of their portfolio | 95.0k $6.4m | New |
| Gagnon Advisors, LLC 4.34% of their portfolio | 94.9k $6.4m | Added +15.8k |
| RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio | 89.3k $6.1m | Reduced -7.8k |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.01% of their portfolio | 89.1k $6.0m | Added +1.8k |
| VISTA EQUITY PARTNERS MANAGEMENT, LLC 0.09% of their portfolio | 88.8k $6.0m | Reduced -275.5k |
| Atika Capital Management LLC 0.89% of their portfolio | 85.8k $5.8m | New |
| EULAV Asset Management 0.24% of their portfolio | 83.9k $5.7m | Unchanged |
| Assenagon Asset Management S.A. 0.02% of their portfolio | 82.8k $5.6m | Reduced -315.1k |
| CREDIT SUISSE AG/ 0.01% of their portfolio | 80.9k $5.5m | Added +20.3k |
| Point72 Asset Management, L.P. 0.02% of their portfolio | 78.7k $5.3m | Reduced -237.3k |
| TOBAM 0.35% of their portfolio | 78.1k $5.3m | Added +26.5k |
| RHUMBLINE ADVISERS 0.01% of their portfolio | 77.7k $5.3m | Added +5.2k |