Vault-13

FISKER INC SPAQ

CL A COM STK · Common Stock · CUSIP 33813J106 · ISIN US33813J1060

52 institutional holders -197 vs Q4 2023
5,630,7555.6m shares reported held*
$121.2kreported value*
14 new 7 added 9 reduced 209 sold out net sold ≈ $2.1m (-103.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.02. Options: 1 managers hold calls ($42.0k notional), 1 hold puts ($2.0k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 241Q4 22: 252Q1 23: 252Q2 23: 250Q3 23: 256Q4 23: 249Q1 24: 5252Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022241
Q4 2022252
Q1 2023252
Q2 2023250
Q3 2023256
Q4 2023249
Q1 202452

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 119 bought or addedQ4 22: 90 cut or sold outQ4 22Q1 23: 109 bought or addedQ1 23: 95 cut or sold outQ1 23Q2 23: 132 bought or addedQ2 23: 88 cut or sold outQ2 23Q3 23: 119 bought or addedQ3 23: 88 cut or sold outQ3 23Q4 23: 121 bought or addedQ4 23: 125 cut or sold outQ4 23Q1 24: 21 bought or addedQ1 24: 218 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 202211990
Q1 202310995
Q2 202313288
Q3 202311988
Q4 2023121125
Q1 202421218

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150m$200mQ2 23 calls: $49.2mQ2 23 puts: $138.2mQ2 23P/C 2.81Q3 23 calls: $103.0mQ3 23 puts: $153.0mQ3 23P/C 1.49Q4 23 calls: $19.5mQ4 23 puts: $63.7mQ4 23P/C 3.27Q1 24 calls: $42.0kQ1 24 puts: $2.0kQ1 24P/C 0.05
Numbers
QuarterCallsPutsP/C
Q2 2023$49.2m$138.2m2.81
Q3 2023$103.0m$153.0m1.49
Q4 2023$19.5m$63.7m3.27
Q1 2024$42.0k$2.0k0.05

Biggest buyers

Prentice Capital Management, LP New +2,705,000+2.7m
CLEAR STREET LLC New +500,000+500.0k
Wellspring Financial Advisors, LLC New +403,086+403.1k
Valeo Financial Advisors, LLC New +170,523+170.5k
XTX Topco Ltd Added +135,546+135.5k
Rafferty Asset Management, LLC Added +119,885+119.9k
Bogart Wealth, LLC Added +24,473+24.5k
ACT WEALTH MANAGEMENT, LLC New +12,000+12.0k
Tidal Investments LLC New +11,937+11.9k
SpiderRock Advisors, LLC New +10,580+10.6k

Biggest sellers

VANGUARD GROUP INC Sold out -19,856,791-19.9m
FIFTHDELTA Ltd Sold out -19,311,697-19.3m
BlackRock Inc. Sold out -16,286,800-16.3m
MORGAN STANLEY Sold out -8,123,858-8.1m
STATE STREET CORP Sold out -5,426,611-5.4m
Invesco Ltd. Sold out -4,933,232-4.9m
JANE STREET GROUP, LLC Sold out -4,496,511-4.5m
GEODE CAPITAL MANAGEMENT, LLC Sold out -4,256,990-4.3m
NATIONAL BANK OF CANADA /FI/ Sold out -2,017,852-2.0m
NORTHERN TRUST CORP Sold out -1,843,825-1.8m

Biggest calls

SIMPLEX TRADING, LLC Added $42.0k2.0m shares

Biggest puts

SIMPLEX TRADING, LLC Reduced $2.0k131.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Prentice Capital Management, LP 0.13% of their portfolio GREENWICH, CT 2,705,0002.7m $56.0k $56.0k 0.13% New
2 Rafferty Asset Management, LLC 0.00% of their portfolio New York, NY 588,312588.3k $12.2k $12.2k 0.00% Added +119.9k +119,885
3 CLEAR STREET LLC 0.00% of their portfolio NEW YORK, NY 500,000500.0k $10.3k $10.3k 0.00% New
4 Wellspring Financial Advisors, LLC 0.00% of their portfolio CLEVELAND, OH 403,086403.1k $8.3k $8.3k 0.00% New
5 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 316,554316.6k $6.6k $6.6k 0.00% Reduced -1.1m -1,054,041
6 XTX Topco Ltd 0.00% of their portfolio LONDON, X0 310,774310.8k $6.4k $6.4k 0.00% Added +135.5k +135,546
7 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 262,607262.6k $5.4k $5.4k 0.00% Reduced -389.5k -389,452
8 Valeo Financial Advisors, LLC 0.00% of their portfolio CARMEL, IN 170,523170.5k $6.8k $6.8k 0.00% New
9 National Philanthropic Trust 0.00% of their portfolio Jenkintown, PA 125,515125.5k $2.6k $2.6k 0.00% Unchanged
10 STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC 0.00% of their portfolio PORTLAND, OR 57,80057.8k $1.2k $1.2k 0.00% Reduced -1.2k -1,200
11 Bogart Wealth, LLC 0.00% of their portfolio MCLEAN, VA 31,12231.1k $644 $644 0.00% Added +24.5k +24,473
12 Mandatum Life Insurance Co Ltd 0.00% of their portfolio HELSINKI, H9 25,00025.0k $518 $518 0.00% Unchanged
13 NorthCoast Asset Management LLC 0.00% of their portfolio STAMFORD, CT 23,21523.2k $481 $481 0.00% Reduced -2.5k -2,493
14 ACT WEALTH MANAGEMENT, LLC 0.00% of their portfolio PLANO, TX 12,00012.0k $248 $248 0.00% New
15 Tidal Investments LLC 0.00% of their portfolio Milwaukee, WI 11,93711.9k $247 $247 0.00% New
16 SpiderRock Advisors, LLC 0.00% of their portfolio CHICAGO, IL 10,58010.6k $1.6k $1.6k 0.00% New
17 Signal Advisors Wealth, LLC 0.00% of their portfolio DETROIT, MI 10,16610.2k $210 $210 0.00% New
18 CRAWFORD INVESTMENT COUNSEL INC 0.00% of their portfolio ATLANTA, GA 10,08510.1k $209 $209 0.00% New
19 BROWN BROTHERS HARRIMAN & CO 0.00% of their portfolio NEW YORK, NY 10,00010.0k $207 $207 0.00% New
20 MARIPAU WEALTH MANAGEMENT LLC 0.00% of their portfolio FORT WAYNE, IN 10,00010.0k $207 $207 0.00% New
21 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 9,1229.1k $192 $192 0.00% Added +4.2k +4,222
22 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 5,9936.0k $124 $124 0.00% Reduced -304.8k -304,769
23 Mine & Arao Wealth Creation & Management, LLC. 0.00% of their portfolio CAMPBELL, CA 4,4744.5k $93 $93 0.00% Unchanged
24 CWM, LLC 0.00% of their portfolio OMAHA, NE 3,6533.7k $0 $0 0.00% Added +595 +595
25 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,7402.7k $57 $57 0.00% Reduced -1.9k -1,950
26 Lindbrook Capital, LLC 0.00% of their portfolio CALABASAS, CA 1,5591.6k $32 $32 0.00% Added +482 +482
27 Cornerstone Planning Group LLC 0.00% of their portfolio FAIRFIELD, NJ 1,1651.2k $61 $61 0.00% Unchanged
28 Front Row Advisors LLC 0.00% of their portfolio TIBURON, CA 1,0001.0k $21 $21 0.00% Unchanged
29 Castleview Partners, LLC 0.00% of their portfolio DALLAS, TX 817817 $17 $17 0.00% Unchanged
30 Register Financial Advisors LLC 0.00% of their portfolio ATLANTA, GA 760760 $16 $16 0.00% New
31 Laurel Wealth Advisors LLC 0.00% of their portfolio CHARLOTTE, NC 680680 $61 $61 0.00% Unchanged
32 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 600600 $12 $12 0.00% Reduced -975 -975
33 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 500500 $10 $10 0.00% Unchanged
34 Towne Trust Company, N.A 0.00% of their portfolio NEWPORT NEWS, VA 500500 $10 $10 0.00% New
35 Northwest Capital Management Inc 0.00% of their portfolio Lake Oswego, OR 382382 $8 $8 0.00% Unchanged
36 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 300300 $6 $6 0.00% Unchanged
37 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 287287 $6 $6 0.00% Unchanged
38 HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio NEWPORT BEACH, CA 250250 $5 $5 0.00% Unchanged
39 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 250250 $13 $13 0.00% Unchanged
40 SOA Wealth Advisors, LLC. 0.00% of their portfolio NEW YORK, NY 250250 $5 $5 0.00% Added +150 +150
41 Gould Capital, LLC 0.00% of their portfolio TACOMA, WA 250250 $5 $5 0.00% Unchanged
42 Rise Advisors, LLC 0.00% of their portfolio ROCHESTER, NY 184184 $4 $4 0.00% Unchanged
43 Bear Mountain Capital, Inc. 0.00% of their portfolio SEATTLE, WA 162162 $8 $8 0.00% Unchanged
44 Asset Dedication, LLC 0.00% of their portfolio SAN FRANCISCO, CA 152152 $0 $0 0.00% Unchanged
45 Game Plan Financial Advisors, LLC 0.00% of their portfolio WESTLAKE, OH 110110 $2 $2 0.00% Unchanged
46 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 100100 $2 $2 0.00% New
47 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 9090 $2 $2 0.00% Reduced -82 -82
48 Hexagon Capital Partners LLC 0.00% of their portfolio ROGERS, AR 6262 $1 $1 0.00% Unchanged
49 NISA INVESTMENT ADVISORS, LLC 0.00% of their portfolio ST. LOUIS, MO 5050 $1 $1 0.00% Reduced -2.2k -2,190
50 Morton Brown Family Wealth, LLC 0.00% of their portfolio ALLENTOWN, PA 3030 $1 $1 0.00% Unchanged
51 CNB Bank 0.00% of their portfolio CLEARFIELD, PA 55 $0 $0 0.00% Unchanged
52 Balefire, LLC 0.00% of their portfolio DALLAS, TX 22 $0 $0 0.00% Unchanged