FISCALNOTE HOLDINGS INC NOTEW
*W EXP 07/29/202 · Equity WRT · CUSIP 337655112
- SectorIndustrials
- IndustryServices-Business Services, NEC
- HeadquartersWashington, DC
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $2.58. Options: 1 managers hold calls ($983.0k notional), 0 hold puts (—).
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 22 |
| Q4 2022 | 19 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $683.0k | $0 | 0.00 |
| Q4 2022 | $983.0k | $0 | 0.00 |
Biggest buyers
| LMR Partners LLP | Added | +2.2m |
| Saba Capital Management, L.P. | Added | +74.8k |
| TWO SIGMA INVESTMENTS, LP | New | +22.2k |
| JANE STREET GROUP, LLC | Added | +3.1k |
Biggest sellers
| MASO CAPITAL PARTNERS Ltd | Reduced | -9.0m |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | Reduced | -885.7k |
| Ionic Capital Management LLC | Sold out | -100.0k |
| Oasis Management Co Ltd. | Sold out | -75.0k |
| MORGAN STANLEY | Sold out | -40.8k |
| AQR Arbitrage LLC | Reduced | -30.0k |
| NINE MASTS CAPITAL Ltd | Reduced | -21.4k |
| UBS Group AG | Sold out | -11.6k |
| WOLVERINE ASSET MANAGEMENT LLC | Reduced | -4.4k |
Biggest calls
| MILLENNIUM MANAGEMENT LLC | Unchanged | $983.0k799.2k shares |
Biggest puts
| None |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Insider purchases and sales in Q4 2022
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q4 2022.
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| MASO CAPITAL PARTNERS Ltd 4.01% of their portfolio | 9.0m $11.1m | Reduced -9.0m |
| LMR Partners LLP 0.43% of their portfolio | 3.5m $22.4m | Added +2.2m |
| NINE MASTS CAPITAL Ltd 0.16% of their portfolio | 408.4k $502.3k | Reduced -21.4k |
| Balyasny Asset Management L.P. 0.00% of their portfolio | 300.0k $369.0k | Unchanged |
| Saba Capital Management, L.P. 0.01% of their portfolio | 277.9k $341.9k | Added +74.8k |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC 0.01% of their portfolio | 235.4k $290.0k | Reduced -885.7k |
| Ovata Capital Management Ltd 0.08% of their portfolio | 194.5k $239.0k | Unchanged |
| Evolution Capital Management LLC 0.54% of their portfolio | 128.2k $157.7k | Unchanged |
| PEAK6 Investments LLC 0.01% of their portfolio | 96.9k $119.2k | Unchanged |
| AQR Arbitrage LLC 0.00% of their portfolio | 83.2k $102.3k | Reduced -30.0k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 66.9k $82.3k | Added +3.1k |
| HRT FINANCIAL LP 0.00% of their portfolio | 65.7k $80.0k | Unchanged |
| Walleye Capital LLC 0.00% of their portfolio | 59.0k $72.6k | Unchanged |
| ADVISORY RESEARCH INC 0.01% of their portfolio | 57.0k $70.1k | Unchanged |
| CAAS CAPITAL MANAGEMENT LP 0.01% of their portfolio | 42.8k $52.6k | Unchanged |
| Walleye Trading LLC 0.00% of their portfolio | 33.2k $40.9k | Unchanged |
| TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio | 22.2k $27.3k | New |
| WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio | 5.5k $6.8k | Reduced -4.4k |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |