FIRST TR EXCHANGE-TRADED FD LEGR
INDXX INOVTV ETF · ETP · CUSIP 33741X201
58
institutional holders
-7 vs Q4 2023
849.5k
shares reported held*
$36.5mreported value*
2 new
16 added
19 reduced
7 sold out
net bought ≈ $2.0m (+47.2k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $42.94. Options: 2 managers hold calls ($0 notional), 1 hold puts ($0).
Trends to Q1 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 64 |
| Q4 2022 | 69 |
| Q1 2023 | 62 |
| Q2 2023 | 60 |
| Q3 2023 | 62 |
| Q4 2023 | 65 |
| Q1 2024 | 58 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 25 | 30 |
| Q1 2023 | 21 | 38 |
| Q2 2023 | 27 | 27 |
| Q3 2023 | 26 | 24 |
| Q4 2023 | 27 | 23 |
| Q1 2024 | 18 | 26 |
Biggest buyers
| Financial Engines Advisors L.L.C. | Added | +25.8k |
| Gradient Investments LLC | Added | +20.3k |
| JANE STREET GROUP, LLC | Added | +10.4k |
| EUDAIMONIA ADVISORS LLC | Added | +9.6k |
| Alpha Omega Group, Inc. | Added | +8.9k |
| Arax Advisory Partners | Added | +7.8k |
| Cetera Investment Advisers | New | +5.8k |
| Belpointe Asset Management LLC | New | +4.7k |
| LPL Financial LLC | Added | +2.9k |
| Kestra Advisory Services, LLC | Added | +2.3k |
Biggest sellers
| BANK OF AMERICA CORP /DE/ | Reduced | -13.3k |
| HighTower Advisors, LLC | Reduced | -10.3k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -7.6k |
| AE Wealth Management LLC | Sold out | -6.5k |
| Cambridge Investment Research Advisors, Inc. | Reduced | -5.6k |
| Raymond James Financial Services Advisors, Inc. | Reduced | -2.5k |
| UBS Group AG | Reduced | -1.6k |
| Eudaimonia Partners, LLC | Reduced | -1.5k |
| OSAIC HOLDINGS, INC. | Reduced | -1.1k |
| WELLS FARGO & COMPANY/MN | Reduced | -931 |
Biggest calls
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
| SIMPLEX TRADING, LLC | New | $0100 shares |
Biggest puts
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q1 2024
| Manager | Shares | Change |
|---|---|---|
| Financial Engines Advisors L.L.C. 0.01% of their portfolio | 112.3k $4.8m | Added +25.8k |
| LPL Financial LLC 0.00% of their portfolio | 109.0k $4.7m | Added +2.9k |
| Alpha Omega Group, Inc. 5.65% of their portfolio | 93.9k $4.0m | Added +8.9k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 51.0k $2.2m | Reduced -13.3k |
| EUDAIMONIA ADVISORS LLC 0.91% of their portfolio | 39.9k $1.7m | Added +9.6k |
| FIRST TRUST ADVISORS LP 0.00% of their portfolio | 37.7k $1.6m | Reduced -38 |
| Gradient Investments LLC 0.04% of their portfolio | 37.5k $1.6m | Added +20.3k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 36.0k $1.5m | Added +617 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 35.8k $1.5m | Reduced -7.6k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 27.9k $1.2m | Reduced -1.1k |
| Eudaimonia Partners, LLC 0.23% of their portfolio | 22.9k $981.6k | Reduced -1.5k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 20.0k $858.3k | Added +10.4k |
| OPPENHEIMER ASSET MANAGEMENT INC. 0.01% of their portfolio | 19.8k $848.7k | Reduced -427 |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 17.1k $734.5k | Reduced -2.5k |
| Arax Advisory Partners 0.08% of their portfolio | 17.0k $728.9k | Added +7.8k |
| Equitable Holdings, Inc. 0.01% of their portfolio | 16.6k $713.4k | Unchanged |
| Vontobel Holding Ltd. 0.01% of their portfolio | 15.0k $644.2k | Unchanged |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 14.9k $639.0k | Added +54 |
| HighTower Advisors, LLC 0.00% of their portfolio | 14.1k $605.0k | Reduced -10.3k |
| FLAGSTAR SECURITIES, INC 0.16% of their portfolio | 13.8k $592.3k | Added +1.0k |
| WealthCare Investment Partners, LLC 0.24% of their portfolio | 11.4k $491.7k | Reduced -340 |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 11.0k $473.0k | Reduced -5.6k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 10.2k $438.0k | Reduced -242 |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 9.9k $424.3k | Added +2.3k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 8.1k $347.5k | Reduced -126 |
| Cetera Investment Advisers 0.00% of their portfolio | 5.8k $248.8k | New |
| Corient Private Wealth LP 0.00% of their portfolio | 5.1k $220.8k | Unchanged |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 4.9k $211.0k | Unchanged |
| MORGAN STANLEY 0.00% of their portfolio | 4.8k $205.4k | Added +2.0k |
| Belpointe Asset Management LLC 0.02% of their portfolio | 4.7k $202.3k | New |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 3.7k $158.0k | Reduced -393 |
| PIN OAK INVESTMENT ADVISORS INC 0.10% of their portfolio | 2.5k $107.0k | Unchanged |
| ICA Group Wealth Management, LLC 0.02% of their portfolio | 2.3k $100.3k | Added +1 |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio | 2.0k $87.0k | Reduced -50 |
| CWM, LLC 0.00% of their portfolio | 2.0k $84.0k | Reduced -600 |
| CENTRAL TRUST Co 0.00% of their portfolio | 1.6k $70.2k | Unchanged |
| Tyler-Stone Wealth Management 0.02% of their portfolio | 1.2k $50.5k | Unchanged |
| Capital Investment Advisory Services, LLC 0.01% of their portfolio | 1.1k $47.3k | Unchanged |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 913 $39.2k | Added +157 |
| Millburn Ridgefield LLC /DE/ 0.00% of their portfolio | 773 $33.2k | Unchanged |
| LANARK FINANCIAL, INC. 0.00% of their portfolio | 590 $25.0k | Reduced -260 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 475 $20.4k | Added +247 |
| IFP Advisors, Inc 0.00% of their portfolio | 455 $19.5k | Added +1 |
| Global Retirement Partners, LLC 0.00% of their portfolio | 449 $19.3k | Reduced -3 |
| ARMSTRONG ADVISORY GROUP, INC 0.00% of their portfolio | 288 $11.8k | Unchanged |
| UBS Group AG 0.00% of their portfolio | 263 $11.3k | Reduced -1.6k |
| PSI Advisors, LLC 0.00% of their portfolio | 203 $8.7k | Unchanged |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 159 $6.8k | Unchanged |
| Cedar Mountain Advisors, LLC 0.00% of their portfolio | 131 $5.6k | Unchanged |
| DHJJ Financial Advisors, Ltd. 0.00% of their portfolio | 105 $4.5k | Unchanged |
| BLAIR WILLIAM & CO/IL 0.00% of their portfolio | 100 $4.3k | Unchanged |
| TD Waterhouse Canada Inc. 0.00% of their portfolio | 100 $4.3k | Unchanged |
| CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio | 68 $2.9k | Unchanged |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 45 $1.9k | Unchanged |
| HANTZ FINANCIAL SERVICES, INC. 0.00% of their portfolio | 11 $0 | Unchanged |
| VALLEY WEALTH MANAGERS, INC. 0.00% of their portfolio | 9 $387 | Unchanged |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 1 $47 | Reduced -931 |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |