Vault-13

FIRST TR EXCHANGE-TRADED FD SDVY

SMID RISNG ETF · ETP · CUSIP 33741X102

578 institutional holders +10 vs Q1 2026
212,089,768212.1m shares reported held*
$9.2bnreported value*
48 new 310 added 156 reduced 37 sold out net bought ≈ $365.0m (+8.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($14.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $43.15. Options: 1 managers hold calls ($737.7k notional), 1 hold puts ($2.0m).

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 146Q4 22: 154Q1 23: 164Q2 23: 168Q3 23: 179Q4 23: 237Q1 24: 306Q2 24: 340Q3 24: 404Q4 24: 505Q1 25: 487Q2 25: 476Q3 25: 484Q4 25: 535Q1 26: 568Q2 26: 578578Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 2022146
Q4 2022154
Q1 2023164
Q2 2023168
Q3 2023179
Q4 2023237
Q1 2024306
Q2 2024340
Q3 2024404
Q4 2024505
Q1 2025487
Q2 2025476
Q3 2025484
Q4 2025535
Q1 2026568
Q2 2026578

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q3 24: 301 bought or addedQ3 24: 89 cut or sold outQ4 24: 348 bought or addedQ4 24: 101 cut or sold outQ4 24Q1 25: 320 bought or addedQ1 25: 173 cut or sold outQ2 25: 273 bought or addedQ2 25: 203 cut or sold outQ2 25Q3 25: 302 bought or addedQ3 25: 161 cut or sold outQ4 25: 320 bought or addedQ4 25: 163 cut or sold outQ4 25Q1 26: 343 bought or addedQ1 26: 187 cut or sold outQ2 26: 358 bought or addedQ2 26: 193 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 202430189
Q4 2024348101
Q1 2025320173
Q2 2025273203
Q3 2025302161
Q4 2025320163
Q1 2026343187
Q2 2026358193

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 25 calls: $0Q3 25 puts: $0Q3 25P/C —Q4 25 calls: $0Q4 25 puts: $0Q4 25P/C —Q1 26 calls: $674.3kQ1 26 puts: $1.9mQ1 26P/C 2.75Q2 26 calls: $737.7kQ2 26 puts: $2.0mQ2 26P/C 2.77
Numbers
QuarterCallsPutsP/C
Q3 2025$0$0—
Q4 2025$0$0—
Q1 2026$674.3k$1.9m2.75
Q2 2026$737.7k$2.0m2.77

Biggest buyers

Cambridge Investment Research Advisors, Inc. Added +2,357,842+2.4m
LPL Financial LLC Added +1,168,999+1.2m
MGO ONE SEVEN LLC Added +817,253+817.3k
WELLS FARGO & COMPANY/MN Added +635,315+635.3k
BANK OF AMERICA CORP /DE/ Added +478,207+478.2k
Csenge Advisory Group Added +467,130+467.1k
UBS Group AG Added +424,879+424.9k
OSAIC HOLDINGS, INC. Added +410,028+410.0k
JONES FINANCIAL COMPANIES LLLP Added +333,908+333.9k
MML INVESTORS SERVICES, LLC Added +315,346+315.3k

Biggest sellers

Independent Advisor Alliance Sold out -824,540-824.5k
ELEVATION POINT WEALTH PARTNERS, LLC Reduced -782,084-782.1k
Vestmark Advisory Solutions, Inc. Reduced -777,483-777.5k
Arkadios Wealth Advisors Reduced -426,419-426.4k
ENVESTNET ASSET MANAGEMENT INC Reduced -261,009-261.0k
Richmond Investment Services, LLC Reduced -194,186-194.2k
Mariner, LLC Reduced -187,200-187.2k
Steward Partners Investment Advisory, LLC Reduced -174,692-174.7k
Gateway Wealth Partners, LLC Reduced -171,535-171.5k
SSI INVESTMENT MANAGEMENT LLC Sold out -166,963-167.0k

Biggest calls

CITADEL ADVISORS LLC Unchanged $737.7k17.1k shares

Biggest puts

JANE STREET GROUP, LLC Added $2.0m47.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.25% of their portfolio FORT MILL, SC 26,039,85126.0m $1.1bn $1.1bn 0.25% Added +1.2m +1,168,999
2 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 18,464,59318.5m $796.6m $796.6m 0.04% Reduced -119.4k -119,398
3 RAYMOND JAMES FINANCIAL INC 0.18% of their portfolio ST. PETERSBURG, FL 15,391,13715.4m $664.0m $664.0m 0.18% Added +66.2k +66,170
4 WELLS FARGO & COMPANY/MN 0.10% of their portfolio SAN FRANCISCO, CA 13,258,92413.3m $572.0m $572.0m 0.10% Added +635.3k +635,315
5 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 9,941,7929.9m $428.9m $428.9m 0.03% Added +478.2k +478,207
6 Cetera Investment Advisers 0.32% of their portfolio SCHAUMBURG, IL 8,255,1308.3m $356.1m $356.1m 0.32% Added +311.8k +311,768
7 ROYAL BANK OF CANADA 0.05% of their portfolio TORONTO, A6 6,772,0066.8m $292.1m $292.1m 0.05% Added +101.1k +101,095
8 UBS Group AG 0.05% of their portfolio ZURICH, V8 6,713,8896.7m $289.6m $289.6m 0.05% Added +424.9k +424,879
9 Cambridge Investment Research Advisors, Inc. 0.24% of their portfolio FAIRFIELD, IA 4,955,6255.0m $213.8m $213.8m 0.24% Added +2.4m +2,357,842
10 Capital Investment Advisors, LLC 2.69% of their portfolio ATLANTA, GA 4,730,7854.7m $204.1m $204.1m 2.69% Added +155.7k +155,699
11 HARBOUR INVESTMENTS, INC. 2.33% of their portfolio MADISON, WI 4,017,8294.0m $173.3m $173.3m 2.33% Added +187.4k +187,438
12 STIFEL FINANCIAL CORP 0.14% of their portfolio ST. LOUIS, MO 3,948,1623.9m $170.3m $170.3m 0.14% Added +2.7k +2,733
13 COMMONWEALTH EQUITY SERVICES, LLC 0.20% of their portfolio WALTHAM, MA 3,647,5083.6m $157.4m $157.4m 0.20% Added +192.2k +192,180
14 PARK NATIONAL CORP /OH/ 4.27% of their portfolio NEWARK, OH 3,530,5383.5m $152.3m $152.3m 4.27% Added +58.5k +58,497
15 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 3,360,2843.4m $145.0m $145.0m 0.03% Reduced -261.0k -261,009
16 OSAIC HOLDINGS, INC. 0.16% of their portfolio SCOTTSDALE, AZ 3,223,0893.2m $139.1m $139.1m 0.16% Added +410.0k +410,028
17 HighTower Advisors, LLC 0.13% of their portfolio CHICAGO, IL 3,164,6603.2m $136.5m $136.5m 0.13% Added +190.7k +190,700
18 TRUIST FINANCIAL CORP 0.14% of their portfolio CHARLOTTE, NC 2,753,5132.8m $118.8m $118.8m 0.14% Added +99.7k +99,715
19 LVZ, Inc. 11.85% of their portfolio Holland, MI 2,704,0722.7m $116.7m $116.7m 11.85% Added +29.8k +29,776
20 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.06% of their portfolio MILWAUKEE, WI 2,573,8132.6m $111.0m $111.0m 0.06% Added +75.1k +75,103
21 JONES FINANCIAL COMPANIES LLLP 0.03% of their portfolio DES PERES, MO 1,839,4341.8m $79.2m $79.2m 0.03% Added +333.9k +333,908
22 BLAIR WILLIAM & CO/IL 0.20% of their portfolio CHICAGO, IL 1,792,2121.8m $77.3m $77.3m 0.20% Added +311.7k +311,654
23 Baird Financial Group, Inc. 0.10% of their portfolio MILWAUKEE, WI 1,760,3391.8m $75.9m $75.9m 0.10% Added +71.1k +71,063
24 Kestra Advisory Services, LLC 0.24% of their portfolio AUSTIN, TX 1,701,5251.7m $73.4m $73.4m 0.24% Added +41.8k +41,837
25 MML INVESTORS SERVICES, LLC 0.15% of their portfolio SPRINGFIELD, MA 1,683,3981.7m $72.6m $72.6m 0.15% Added +315.3k +315,346
26 Southern Financial Group, LLC 14.41% of their portfolio BIRMINGHAM, AL 1,308,4341.3m $56.4m $56.4m 14.41% Added +4.9k +4,932
27 Private Advisor Group, LLC 0.25% of their portfolio MORRISTOWN, NJ 1,282,9021.3m $55.3m $55.3m 0.25% Reduced -162.1k -162,058
28 NewEdge Advisors, LLC 0.15% of their portfolio NEW ORLEANS, LA 1,197,5861.2m $51.7m $51.7m 0.15% Added +265.2k +265,188
29 Rockefeller Capital Management L.P. 0.08% of their portfolio NEW YORK, NY 1,164,4541.2m $50.2m $50.2m 0.08% Reduced -117.7k -117,740
30 Janney Montgomery Scott LLC 0.08% of their portfolio PHILADELPHIA, PA 944,146944.1k $40.7m $40.7m 0.08% Added +32.5k +32,466
31 MGO ONE SEVEN LLC 0.64% of their portfolio Beachwood, OH 897,391897.4k $38.7m $38.7m 0.64% Added +817.3k +817,253
32 JSF Financial, LLC 6.16% of their portfolio LOS ANGELES, CA 886,168886.2k $38.2m $38.2m 6.16% Reduced -5.5k -5,463
33 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.06% of their portfolio PLYMOUTH, MN 870,714870.7k $37.2m $37.2m 0.06% Added +299.7k +299,703
34 D.A. DAVIDSON & CO. 0.20% of their portfolio GREAT FALLS, MT 850,035850.0k $36.7m $36.7m 0.20% Added +113.1k +113,062
35 Integrated Wealth Concepts LLC 0.18% of their portfolio WALTHAM, MA 838,033838.0k $36.2m $36.2m 0.18% Added +184.6k +184,602
36 Western Wealth Management, LLC 1.18% of their portfolio GOLDEN, CO 837,131837.1k $36.1m $36.1m 1.18% Reduced -12.0k -12,047
37 Prospera Financial Services Inc 0.50% of their portfolio Dallas, TX 796,153796.2k $34.4m $34.4m 0.50% Reduced -56.4k -56,359
38 GW HENSSLER & ASSOCIATES LTD 1.33% of their portfolio KENNESAW, GA 690,450690.5k $29.8m $29.8m 1.33% Added +5.2k +5,243
39 Decker Wealth Management LLC 5.97% of their portfolio NASHVILLE, TN 650,826650.8k $28.1m $28.1m 5.97% Added +22.1k +22,141
40 Csenge Advisory Group 1.14% of their portfolio CLEARWATER, FL 650,365650.4k $28.1m $28.1m 1.14% Added +467.1k +467,130
41 Private Wealth Asset Management, LLC 2.67% of their portfolio OMAHA, NE 639,969640.0k $27.7m $27.7m 2.67% Added +129.4k +129,379
42 FIRST TRUST ADVISORS LP 0.02% of their portfolio Wheaton, IL 634,332634.3k $27.3m $27.3m 0.02% Added +98.7k +98,652
43 Blue Chip Partners, LLC 1.70% of their portfolio FARMINGTON HILLS, MI 623,257623.3k $26.9m $26.9m 1.70% Added +15.7k +15,706
44 Sanctuary Advisors, LLC 0.12% of their portfolio INDIANAPOLIS, IN 611,352611.4k $26.4m $26.4m 0.12% Added +23.4k +23,386
45 Aptus Capital Advisors, LLC 0.19% of their portfolio FAIRHOPE, AL 600,056600.1k $25.9m $25.9m 0.19% Added +21.5k +21,467
46 Trilogy Capital Inc. 0.98% of their portfolio IRVINE, CA 583,903583.9k $25.2m $25.2m 0.98% Added +21.3k +21,253
47 GUARDIAN WEALTH ADVISORS, LLC / NC 1.40% of their portfolio RALEIGH, NC 571,663571.7k $24.7m $24.7m 1.40% Added +24.3k +24,311
48 Summit Financial, LLC 0.26% of their portfolio PARSIPPANY, NJ 543,993544.0k $23.5m $23.5m 0.26% Added +11.1k +11,131
49 Equitable Holdings, Inc. 0.14% of their portfolio NEW YORK, NY 539,195539.2k $23.3m $23.3m 0.14% Added +2.2k +2,193
50 Focus Partners Wealth 0.02% of their portfolio ST LOUIS, MO 505,502505.5k $21.8m $21.8m 0.02% Added +21.7k +21,704
51 Wagner Wealth Management, LLC 4.00% of their portfolio GREENVILLE, SC 501,563501.6k $21.6m $21.6m 4.00% Added +12.9k +12,898
52 Crumly & Associates Inc. 3.87% of their portfolio SPRINGFIELD, IL 468,829468.8k $20.2m $20.2m 3.87% Added +35.3k +35,322
53 Sanchez Wealth Management Group 3.53% of their portfolio JACKSONVILLE, FL 466,604466.6k $20.1m $20.1m 3.53% Added +14.9k +14,879
54 &PARTNERS 0.08% of their portfolio NASHVILLE, TN 459,054459.1k $19.8m $19.8m 0.08% Added +24.4k +24,446
55 Focus Financial Network, Inc. 0.59% of their portfolio MINNEAPOLIS, MN 442,090442.1k $19.1m $19.1m 0.59% Added +27.0k +26,976
56 Advantage Trust Co 6.67% of their portfolio SALINA, KS 439,357439.4k $19.0m $19.0m 6.67% Reduced -4.1k -4,143
57 Arkadios Wealth Advisors 0.29% of their portfolio ATLANTA, GA 435,309435.3k $18.8m $18.8m 0.29% Reduced -426.4k -426,419
58 DAGCO, INC. 3.41% of their portfolio WESTLAKE, OH 428,281428.3k $18.5m $18.5m 3.41% Added +15.1k +15,098
59 INDEPENDENT FINANCIAL GROUP, LLC 0.34% of their portfolio SAN DIEGO, CA 418,522418.5k $18.1m $18.1m 0.34% Added +432 +432
60 Solano Wealth Investment Advisors LLC 8.19% of their portfolio Fairfield, CA 416,944416.9k $18.0m $18.0m 8.19% Reduced -8.2k -8,163
61 Pine Valley Investments Ltd Liability Co 0.74% of their portfolio MARLTON, NJ 404,553404.6k $17.5m $17.5m 0.74% Added +18.3k +18,342
62 B & T Capital Management DBA Alpha Capital Management 2.06% of their portfolio AUSTIN, TX 364,252364.3k $15.7m $15.7m 2.06% Added +1.2k +1,219
63 Randall & Associates Wealth Management 9.47% of their portfolio BUTLER, PA 354,958355.0k $15.3m $15.3m 9.47% Added +73.3k +73,284
64 Steward Partners Investment Advisory, LLC 0.08% of their portfolio STAMFORD, CT 346,846346.8k $15.0m $15.0m 0.08% Reduced -174.7k -174,692
65 PRECEDENT WEALTH PARTNERS, LLC 2.39% of their portfolio HOUSTON, TX 333,482333.5k $14.4m $14.4m 2.39% Added +40.2k +40,226
66 J.W. COLE ADVISORS, INC. 0.25% of their portfolio TAMPA, FL 332,601332.6k $14.3m $14.3m 0.25% Reduced -1.3k -1,319
67 Aft, Forsyth & Sober, LLC 4.06% of their portfolio VALRICO, FL 329,600329.6k $13.0m $13.0m 4.06% Unchanged
68 Wealthcare Advisory Partners LLC 0.26% of their portfolio WEST CHESTER, PA 323,604323.6k $14.0m $14.0m 0.26% Added +4.9k +4,872
69 Sigma Planning Corp 0.35% of their portfolio ANN ARBOR, MI 318,247318.2k $13.7m $13.7m 0.35% Added +17.5k +17,549
70 Foundations Investment Advisors, LLC 0.14% of their portfolio PHOENIX, AZ 315,054315.1k $13.6m $13.6m 0.14% Added +21.1k +21,148
71 Procyon Advisors, LLC 0.58% of their portfolio SHELTON, CT 313,162313.2k $13.5m $13.5m 0.58% Added +21.8k +21,757
72 AXXCESS WEALTH MANAGEMENT, LLC 0.21% of their portfolio CARLSBAD, CA 312,080312.1k $13.5m $13.5m 0.21% Added +15.0k +14,973
73 PINNACLE ASSOCIATES LTD 0.14% of their portfolio NEW YORK, NY 306,445306.4k $13.2m $13.2m 0.14% Added +26.7k +26,665
74 Arax Advisory Partners 0.09% of their portfolio NEW YORK, NY 299,996300.0k $12.9m $12.9m 0.09% Added +62.5k +62,450
75 BENJAMIN EDWARDS INC 0.12% of their portfolio Clayton, MO 298,897298.9k $12.9m $12.9m 0.12% Added +34.3k +34,295
76 Stratos Wealth Advisors, LLC 0.70% of their portfolio BEACHWOOD, OH 295,081295.1k $12.7m $12.7m 0.70% Added +8.2k +8,249
77 S Harris Financial Group, LLC 9.85% of their portfolio SAN ANTONIO, TX 294,596294.6k $12.7m $12.7m 9.85% Added +10.2k +10,176
78 KESTRA PRIVATE WEALTH SERVICES, LLC 0.14% of their portfolio AUSTIN, TX 289,358289.4k $12.5m $12.5m 0.14% Reduced -9.9k -9,899
79 TrueWealth Advisors, LLC 2.70% of their portfolio BIRMINGHAM, AL 277,141277.1k $12.0m $12.0m 2.70% Added +10.5k +10,504
80 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 277,064277.1k $12.0m $12.0m 0.01% Added +19.4k +19,370
81 Golden State Wealth Management, LLC 1.07% of their portfolio SANTA ANA, CA 270,892270.9k $11.7m $11.7m 1.07% Reduced -26.2k -26,166
82 RFG Advisory, LLC 0.18% of their portfolio BIRMINGHAM, AL 265,289265.3k $11.4m $11.4m 0.18% Reduced -35.0k -35,004
83 ELEVATION POINT WEALTH PARTNERS, LLC 0.21% of their portfolio DENVER, CO 257,778257.8k $11.1m $11.1m 0.21% Reduced -782.1k -782,084
84 Vestmark Advisory Solutions, Inc. 0.10% of their portfolio Wakefield, MA 252,468252.5k $10.9m $10.9m 0.10% Reduced -777.5k -777,483
85 Hobart Private Capital, LLC 1.87% of their portfolio CHARLOTTE, NC 252,038252.0k $10.9m $10.9m 1.87% Added +7.8k +7,774
86 PSI Advisors, LLC 2.52% of their portfolio TAMPA, FL 251,602251.6k $10.9m $10.9m 2.52% Reduced -7.2k -7,151
87 Atria Investments, Inc 0.10% of their portfolio Charlotte, NC 241,287241.3k $10.4m $10.4m 0.10% Added +500 +500
88 OPPENHEIMER & CO INC 0.11% of their portfolio NEW YORK, NY 237,709237.7k $10.3m $10.3m 0.11% Added +14.8k +14,829
89 MCF Advisors LLC 0.35% of their portfolio LEXINGTON, KY 224,900224.9k $9.7m $9.7m 0.35% New
90 Richmond Investment Services, LLC 3.01% of their portfolio Mequon, WI 220,506220.5k $9.5m $9.5m 3.01% Reduced -194.2k -194,186
91 GREAT VALLEY ADVISOR GROUP, INC. 0.15% of their portfolio WILMINGTON, DE 220,121220.1k $9.5m $9.5m 0.15% Added +8.3k +8,344
92 ARVEST INVESTMENTS, INC. 1.15% of their portfolio LOWELL, AR 220,001220.0k $9.5m $9.5m 1.15% Added +22.2k +22,154
93 LCW Services, LLC 4.08% of their portfolio VIRGINIA BEACH, VA 217,064217.1k $9.4m $9.4m 4.08% Added +12.0k +11,980
94 First Heartland Consultants, Inc. 0.61% of their portfolio LAKE ST. LOUIS, MO 216,902216.9k $9.4m $9.4m 0.61% Added +10.3k +10,287
95 PRINCIPAL SECURITIES, INC. 0.11% of their portfolio DES MOINES, IA 216,768216.8k $9.4m $9.4m 0.11% Added +17.8k +17,785
96 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.44% of their portfolio CEDAR RAPIDS, IA 214,270214.3k $9.2m $9.2m 0.44% Reduced -10.7k -10,727
97 Baron Wealth Management LLC 2.39% of their portfolio TROY, MI 213,371213.4k $9.2m $9.2m 2.39% Added +25.4k +25,440
98 Pinnacle Wealth Management Advisory Group, LLC 0.55% of their portfolio RED BANK, NJ 212,206212.2k $9.2m $9.2m 0.55% Added +18.8k +18,769
99 Certified Advisory Corp 0.74% of their portfolio ALTAMONTE SPRINGS, FL 211,593211.6k $9.1m $9.1m 0.74% Reduced -3.8k -3,781
100 Southland Equity Partners LLC 1.55% of their portfolio WILDWOOD, MO 205,509205.5k $8.9m $8.9m 1.55% Added +607 +607