FIRST TR HIGH YIELD OPPRT 20 FTHY
COM · Closed-End Fund · CUSIP 33741Q107
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $14.45.
Trends to Q1 2025
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 62 |
| Q4 2022 | 81 |
| Q1 2023 | 74 |
| Q2 2023 | 75 |
| Q3 2023 | 80 |
| Q4 2023 | 84 |
| Q1 2024 | 80 |
| Q2 2024 | 81 |
| Q3 2024 | 81 |
| Q4 2024 | 89 |
| Q1 2025 | 90 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q2 2023 | 35 | 32 |
| Q3 2023 | 42 | 30 |
| Q4 2023 | 42 | 42 |
| Q1 2024 | 42 | 45 |
| Q2 2024 | 39 | 41 |
| Q3 2024 | 38 | 39 |
| Q4 2024 | 44 | 33 |
| Q1 2025 | 48 | 35 |
Biggest buyers
| Huntleigh Advisors, Inc. | Added | +959.3k |
| SIT INVESTMENT ASSOCIATES INC | Added | +489.5k |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | Added | +167.3k |
| Shaker Financial Services, LLC | Added | +70.4k |
| TRANSCEND CAPITAL ADVISORS, LLC | New | +65.1k |
| Concurrent Investment Advisors, LLC | New | +26.6k |
| LPL Financial LLC | Added | +23.4k |
| Insight Advisors, LLC/ PA | Added | +21.5k |
| Invesco Ltd. | Added | +21.3k |
| Magnus Financial Group LLC | Added | +20.1k |
Biggest sellers
| STIFEL FINANCIAL CORP | Reduced | -266.6k |
| BLACK POINT WEALTH MANAGEMENT | Sold out | -62.7k |
| WORLD EQUITY GROUP, INC. | Reduced | -31.6k |
| COMMONWEALTH EQUITY SERVICES, LLC | Reduced | -30.3k |
| UBS Group AG | Reduced | -20.0k |
| KENNEDY INVESTMENT GROUP, INC. | Reduced | -17.0k |
| Kestra Advisory Services, LLC | Reduced | -15.7k |
| Integrated Wealth Concepts LLC | Reduced | -15.5k |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Sold out | -15.3k |
| NorthCoast Asset Management LLC | Reduced | -13.7k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| MORGAN STANLEY 13G · institution +1.3 pts · filed 2026-05-12 | 8.9% |
| SIT INVESTMENT ASSOCIATES INC 13G · institution new · filed 2026-01-06 | 6.6% |
Insider purchases and sales in Q1 2025
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q2 2023 | 0 | — | 0 | — | — |
| Q3 2023 | 0 | — | 0 | — | — |
| Q4 2023 | 0 | — | 0 | — | — |
| Q1 2024 | 1 | $725.0k | 0 | — | — |
| Q2 2024 | 3 | $755.6k | 0 | — | — |
| Q3 2024 | 1 | $317.2k | 0 | — | — |
| Q4 2024 | 1 | $183.0k | 0 | — | — |
| Q1 2025 | 1 | $433.8k | 0 | — | — |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2025-03-12 | BOWEN JAMES A Director | Bought | $433.8k30.0k shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q1 2025
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.00% of their portfolio | 3.0m $42.7m | Added +6.5k |
| Huntleigh Advisors, Inc. 3.62% of their portfolio | 1.5m $21.7m | Added +959.3k |
| SIT INVESTMENT ASSOCIATES INC 0.44% of their portfolio | 1.3m $18.9m | Added +489.5k |
| KENNEDY INVESTMENT GROUP, INC. 7.73% of their portfolio | 1.2m $16.7m | Reduced -17.0k |
| RIVERNORTH CAPITAL MANAGEMENT, LLC 0.83% of their portfolio | 1.1m $15.7m | Added +167.3k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 741.4k $10.7m | Reduced -8.5k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio | 668.0k $9.7m | Reduced -30.3k |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 0.53% of their portfolio | 555.9k $8.0m | Reduced -9.9k |
| Arete Wealth Advisors, LLC 0.57% of their portfolio | 518.5k $7.5m | Added +2.2k |
| D.A. DAVIDSON & CO. 0.05% of their portfolio | 451.5k $6.5m | Added +12.0k |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.56% of their portfolio | 364.5k $5.3m | Added +18.0k |
| Penserra Capital Management LLC 0.09% of their portfolio | 352.2k $5.1m | Added +6.3k |
| WINEBRENNER CAPITAL MANAGEMENT LLC 4.43% of their portfolio | 339.5k $4.9m | Added +891 |
| NewEdge Advisors, LLC 0.03% of their portfolio | 337.4k $4.9m | Added +4.0k |
| LPL Financial LLC 0.00% of their portfolio | 239.1k $3.5m | Added +23.4k |
| OSAIC HOLDINGS, INC. 0.01% of their portfolio | 223.8k $3.2m | Added +14.3k |
| Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio | 154.8k $2.2m | Added +4.8k |
| Oder Investment Management, LLC 1.86% of their portfolio | 151.8k $2.2m | Added +1.9k |
| Private Advisory Group LLC 0.24% of their portfolio | 145.5k $2.1m | Unchanged |
| Kestra Advisory Services, LLC 0.01% of their portfolio | 145.3k $2.1m | Reduced -15.7k |
| INDEPENDENT FINANCIAL GROUP, LLC 0.07% of their portfolio | 142.1k $2.1m | Reduced -4.6k |
| Aurora Private Wealth, Inc. 1.49% of their portfolio | 128.8k $1.9m | Added +11.2k |
| WEDBUSH SECURITIES INC 0.07% of their portfolio | 123.0k $1.8m | Added +19.8k |
| Shaker Financial Services, LLC 0.67% of their portfolio | 119.8k $1.7m | Added +70.4k |
| Integrated Wealth Concepts LLC 0.02% of their portfolio | 114.6k $1.7m | Reduced -15.5k |
| TFB Advisors LLC 0.46% of their portfolio | 110.6k $1.6m | Added +2.8k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 94.8k $1.4m | Reduced -266.6k |
| WORLD EQUITY GROUP, INC. 0.37% of their portfolio | 90.6k $1.3m | Reduced -31.6k |
| NorthCoast Asset Management LLC 0.01% of their portfolio | 85.5k $1.2m | Reduced -13.7k |
| OPPENHEIMER & CO INC 0.02% of their portfolio | 79.7k $1.2m | Added +2.9k |
| UBS Group AG 0.00% of their portfolio | 76.9k $1.1m | Reduced -20.0k |
| Bullseye Investment Management, LLC 0.63% of their portfolio | 72.0k $1.0m | Reduced -1.5k |
| TRANSCEND CAPITAL ADVISORS, LLC 0.07% of their portfolio | 65.1k $940.9k | New |
| KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio | 61.4k $886.5k | Added +12.1k |
| Insight Advisors, LLC/ PA 0.15% of their portfolio | 59.2k $856.1k | Added +21.5k |
| 1607 Capital Partners, LLC 0.07% of their portfolio | 58.2k $840.7k | Unchanged |
| Magnus Financial Group LLC 0.07% of their portfolio | 53.5k $773.6k | Added +20.1k |
| BlueChip Wealth Advisors LLC 0.37% of their portfolio | 52.2k $754.2k | Reduced -2.7k |
| Invesco Ltd. 0.00% of their portfolio | 50.1k $723.5k | Added +21.3k |
| CoreCap Advisors, LLC 0.03% of their portfolio | 44.1k $636.6k | Reduced -1.4k |
| RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio | 42.8k $618.7k | Reduced -12.1k |
| Camelot Portfolios, LLC 0.36% of their portfolio | 40.4k $583.6k | Added +12.4k |
| Advisory Services Network, LLC 0.01% of their portfolio | 34.6k $499.6k | Reduced -2.0k |
| THOROUGHBRED FINANCIAL SERVICES, LLC 0.03% of their portfolio | 31.5k $455.0k | Unchanged |
| First Financial Group Corp 0.47% of their portfolio | 28.8k $415.5k | Unchanged |
| PVG ASSET MANAGEMENT CORP 1.73% of their portfolio | 27.5k $397.6k | Added +745 |
| Concurrent Investment Advisors, LLC 0.01% of their portfolio | 26.6k $383.8k | New |
| Balboa Wealth Partners 0.08% of their portfolio | 24.2k $349.8k | Unchanged |
| CreativeOne Wealth, LLC 0.01% of their portfolio | 24.0k $347.5k | Reduced -7.9k |
| Apollon Wealth Management, LLC 0.01% of their portfolio | 23.7k $342.6k | Reduced -2.0k |
| Fortitude Advisory Group L.L.C. 0.21% of their portfolio | 21.3k $292.6k | Added +4.6k |
| Atria Wealth Solutions, Inc. 0.00% of their portfolio | 21.0k $302.8k | Added +539 |
| Consolidated Portfolio Review Corp 0.05% of their portfolio | 19.8k $286.1k | Added +239 |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 18.4k $265.0k | Added +380 |
| N.E.W. Advisory Services LLC 0.02% of their portfolio | 16.6k $239.6k | New |
| Cetera Investment Advisers 0.00% of their portfolio | 16.6k $239.3k | Added +3.5k |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio | 16.3k $235.1k | Added +170 |
| Stratos Wealth Partners, LTD. 0.00% of their portfolio | 15.5k $224.2k | Added +724 |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 14.9k $216.0k | Added +565 |
| CWM, LLC 0.00% of their portfolio | 14.9k $216.0k | Unchanged |
| COMERICA BANK 0.00% of their portfolio | 14.8k $213.5k | Added +4 |
| Perigon Wealth Management, LLC 0.01% of their portfolio | 14.0k $201.8k | Reduced -415 |
| NovaPoint Capital, LLC 0.06% of their portfolio | 13.8k $199.0k | Reduced -1.0k |
| Stablepoint Partners, LLC 0.03% of their portfolio | 12.9k $186.3k | Unchanged |
| FULTON BREAKEFIELD BROENNIMAN LLC 0.01% of their portfolio | 10.6k $152.7k | Unchanged |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 10.3k $148.4k | Reduced -3.4k |
| Future Financial Wealth Managment LLC 0.10% of their portfolio | 9.4k $135.8k | Unchanged |
| Sunbelt Securities, Inc. 0.00% of their portfolio | 3.5k $51.0k | Added +12 |
| NCP Inc. 0.06% of their portfolio | 3.2k $46.9k | Added +82 |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 2.8k $39.7k | New |
| Allworth Financial LP 0.00% of their portfolio | 2.3k $32.1k | Reduced -2.5k |
| PRIVATE TRUST CO NA 0.00% of their portfolio | 1.5k $21.7k | Unchanged |
| Financial Perspectives, Inc 0.01% of their portfolio | 1.4k $19.7k | Unchanged |
| Rise Advisors, LLC 0.01% of their portfolio | 1.3k $19.1k | Added +33 |
| LANARK FINANCIAL, INC. 0.00% of their portfolio | 1.2k $17.0k | Added +1.2k |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 1.2k $16.9k | New |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 1.1k $15.5k | Reduced -1.0k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 1.0k $14.9k | New |
| Noble Wealth Management PBC 0.01% of their portfolio | 800 $11.6k | New |
| Arax Advisory Partners 0.00% of their portfolio | 553 $8.0k | New |
| Glass Jacobson Investment Advisors llc 0.00% of their portfolio | 405 $5.9k | Unchanged |
| HUNTINGTON NATIONAL BANK 0.00% of their portfolio | 392 $5.7k | Unchanged |
| WPG Advisers, LLC 0.00% of their portfolio | 120 $1.7k | New |
| Asset Dedication, LLC 0.00% of their portfolio | 107 $1.5k | Unchanged |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.00% of their portfolio | 70 $1.0k | Unchanged |
| EverSource Wealth Advisors, LLC 0.00% of their portfolio | 48 $688 | Reduced -367 |
| ASSETMARK, INC 0.00% of their portfolio | 41 $592 | Unchanged |
| COLDSTREAM CAPITAL MANAGEMENT INC 0.00% of their portfolio | 26 $376 | New |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 0 $2 | Reduced -1 |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio | 0 $0 | Reduced -5.9k |