Vault-13

FIRST TR HIGH YIELD OPPRT 20 FTHY

COM · Closed-End Fund · CUSIP 33741Q107

90 institutional holders +1 vs Q4 2024
15,658,07515.7m shares reported held*
$226.3mreported value*
10 new 38 added 26 reduced 9 sold out net bought ≈ $20.6m (+1.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $14.45.

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 62Q4 22: 81Q1 23: 74Q2 23: 75Q3 23: 80Q4 23: 84Q1 24: 80Q2 24: 81Q3 24: 81Q4 24: 89Q1 25: 9090Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 202262
Q4 202281
Q1 202374
Q2 202375
Q3 202380
Q4 202384
Q1 202480
Q2 202481
Q3 202481
Q4 202489
Q1 202590

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q2 23: 35 bought or addedQ2 23: 32 cut or sold outQ3 23: 42 bought or addedQ3 23: 30 cut or sold outQ3 23Q4 23: 42 bought or addedQ4 23: 42 cut or sold outQ1 24: 42 bought or addedQ1 24: 45 cut or sold outQ1 24Q2 24: 39 bought or addedQ2 24: 41 cut or sold outQ3 24: 38 bought or addedQ3 24: 39 cut or sold outQ3 24Q4 24: 44 bought or addedQ4 24: 33 cut or sold outQ1 25: 48 bought or addedQ1 25: 35 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 20233532
Q3 20234230
Q4 20234242
Q1 20244245
Q2 20243941
Q3 20243839
Q4 20244433
Q1 20254835

Biggest buyers

Huntleigh Advisors, Inc. Added +959,281+959.3k
SIT INVESTMENT ASSOCIATES INC Added +489,469+489.5k
RIVERNORTH CAPITAL MANAGEMENT, LLC Added +167,348+167.3k
Shaker Financial Services, LLC Added +70,421+70.4k
TRANSCEND CAPITAL ADVISORS, LLC New +65,117+65.1k
Concurrent Investment Advisors, LLC New +26,560+26.6k
LPL Financial LLC Added +23,429+23.4k
Insight Advisors, LLC/ PA Added +21,473+21.5k
Invesco Ltd. Added +21,342+21.3k
Magnus Financial Group LLC Added +20,128+20.1k

Biggest sellers

STIFEL FINANCIAL CORP Reduced -266,606-266.6k
BLACK POINT WEALTH MANAGEMENT Sold out -62,707-62.7k
WORLD EQUITY GROUP, INC. Reduced -31,602-31.6k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -30,261-30.3k
UBS Group AG Reduced -19,966-20.0k
KENNEDY INVESTMENT GROUP, INC. Reduced -17,025-17.0k
Kestra Advisory Services, LLC Reduced -15,672-15.7k
Integrated Wealth Concepts LLC Reduced -15,454-15.5k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Sold out -15,297-15.3k
NorthCoast Asset Management LLC Reduced -13,721-13.7k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
MORGAN STANLEY 13G · institution +1.3 pts · filed 2026-05-12 8.9% +1.3 pts 3.3m≈ $45.1m 2026-05-12
SIT INVESTMENT ASSOCIATES INC 13G · institution new · filed 2026-01-06 6.6% new 2.4m≈ $33.2m 2026-01-06

Insider purchases and sales in Q1 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
404Q2 23: 0 buyingQ2 23: 0 sellingQ3 23: 0 buyingQ3 23: 0 sellingQ3 23Q4 23: 0 buyingQ4 23: 0 sellingQ1 24: 1 buyingQ1 24: 0 sellingQ1 24Q2 24: 3 buyingQ2 24: 0 sellingQ3 24: 1 buyingQ3 24: 0 sellingQ3 24Q4 24: 1 buyingQ4 24: 0 sellingQ1 25: 1 buyingQ1 25: 0 sellingQ1 25
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q2 20230—0——
Q3 20230—0——
Q4 20230—0——
Q1 20241$725.0k0——
Q2 20243$755.6k0——
Q3 20241$317.2k0——
Q4 20241$183.0k0——
Q1 20251$433.8k0——
DateInsiderTradeSharesPrice ValueTheir holding
2025-03-12 BOWEN JAMES A Director Bought 30,000 $14.46 $433.8k30.0k shares +22%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,953,0473.0m $42.7m $42.7m 0.00% Added +6.5k +6,506
2 Huntleigh Advisors, Inc. 3.62% of their portfolio ST. LOUIS, MO 1,499,7541.5m $21.7m $21.7m 3.62% Added +959.3k +959,281
3 SIT INVESTMENT ASSOCIATES INC 0.44% of their portfolio Minneapolis, MN 1,307,4271.3m $18.9m $18.9m 0.44% Added +489.5k +489,469
4 KENNEDY INVESTMENT GROUP, INC. 7.73% of their portfolio WEST DEPTFORD, NJ 1,152,9461.2m $16.7m $16.7m 7.73% Reduced -17.0k -17,025
5 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.83% of their portfolio WEST PALM BEACH, FL 1,085,9151.1m $15.7m $15.7m 0.83% Added +167.3k +167,348
6 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 741,415741.4k $10.7m $10.7m 0.00% Reduced -8.5k -8,544
7 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 668,024668.0k $9.7m $9.7m 0.01% Reduced -30.3k -30,261
8 PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 0.53% of their portfolio EDINA, MN 555,898555.9k $8.0m $8.0m 0.53% Reduced -9.9k -9,856
9 Arete Wealth Advisors, LLC 0.57% of their portfolio CHICAGO, IL 518,451518.5k $7.5m $7.5m 0.57% Added +2.2k +2,224
10 D.A. DAVIDSON & CO. 0.05% of their portfolio GREAT FALLS, MT 451,466451.5k $6.5m $6.5m 0.05% Added +12.0k +11,985
11 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.56% of their portfolio London, X0 364,498364.5k $5.3m $5.3m 0.56% Added +18.0k +18,021
12 Penserra Capital Management LLC 0.09% of their portfolio ORINDA, CA 352,213352.2k $5.1m $5.1m 0.09% Added +6.3k +6,268
13 WINEBRENNER CAPITAL MANAGEMENT LLC 4.43% of their portfolio LOUISVILLE, KY 339,530339.5k $4.9m $4.9m 4.43% Added +891 +891
14 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 337,379337.4k $4.9m $4.9m 0.03% Added +4.0k +3,982
15 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 239,057239.1k $3.5m $3.5m 0.00% Added +23.4k +23,429
16 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 223,770223.8k $3.2m $3.2m 0.01% Added +14.3k +14,314
17 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 154,777154.8k $2.2m $2.2m 0.01% Added +4.8k +4,794
18 Oder Investment Management, LLC 1.86% of their portfolio WOODLAND HILLS, CA 151,804151.8k $2.2m $2.2m 1.86% Added +1.9k +1,881
19 Private Advisory Group LLC 0.24% of their portfolio REDMOND, WA 145,532145.5k $2.1m $2.1m 0.24% Unchanged
20 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 145,345145.3k $2.1m $2.1m 0.01% Reduced -15.7k -15,672
21 INDEPENDENT FINANCIAL GROUP, LLC 0.07% of their portfolio SAN DIEGO, CA 142,107142.1k $2.1m $2.1m 0.07% Reduced -4.6k -4,627
22 Aurora Private Wealth, Inc. 1.49% of their portfolio ROCKAWAY, NJ 128,801128.8k $1.9m $1.9m 1.49% Added +11.2k +11,210
23 WEDBUSH SECURITIES INC 0.07% of their portfolio PASADENA, CA 123,045123.0k $1.8m $1.8m 0.07% Added +19.8k +19,766
24 Shaker Financial Services, LLC 0.67% of their portfolio Arlington, VA 119,808119.8k $1.7m $1.7m 0.67% Added +70.4k +70,421
25 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 114,569114.6k $1.7m $1.7m 0.02% Reduced -15.5k -15,454
26 TFB Advisors LLC 0.46% of their portfolio OVERLAND PARK, KS 110,644110.6k $1.6m $1.6m 0.46% Added +2.8k +2,831
27 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 94,75394.8k $1.4m $1.4m 0.00% Reduced -266.6k -266,606
28 WORLD EQUITY GROUP, INC. 0.37% of their portfolio SCHAUMBURG, IL 90,59390.6k $1.3m $1.3m 0.37% Reduced -31.6k -31,602
29 NorthCoast Asset Management LLC 0.01% of their portfolio STAMFORD, CT 85,52685.5k $1.2m $1.2m 0.01% Reduced -13.7k -13,721
30 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 79,67679.7k $1.2m $1.2m 0.02% Added +2.9k +2,850
31 UBS Group AG 0.00% of their portfolio ZURICH, V8 76,94676.9k $1.1m $1.1m 0.00% Reduced -20.0k -19,966
32 Bullseye Investment Management, LLC 0.63% of their portfolio CINCINNATI, OH 72,04172.0k $1.0m $1.0m 0.63% Reduced -1.5k -1,546
33 TRANSCEND CAPITAL ADVISORS, LLC 0.07% of their portfolio MADISON, NJ 65,11765.1k $940.9k $940.9k 0.07% New
34 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 61,35261.4k $886.5k $886.5k 0.01% Added +12.1k +12,108
35 Insight Advisors, LLC/ PA 0.15% of their portfolio Newtown, PA 59,24859.2k $856.1k $856.1k 0.15% Added +21.5k +21,473
36 1607 Capital Partners, LLC 0.07% of their portfolio Richmond, VA 58,18258.2k $840.7k $840.7k 0.07% Unchanged
37 Magnus Financial Group LLC 0.07% of their portfolio NEW YORK, NY 53,53553.5k $773.6k $773.6k 0.07% Added +20.1k +20,128
38 BlueChip Wealth Advisors LLC 0.37% of their portfolio Milton, GA 52,19552.2k $754.2k $754.2k 0.37% Reduced -2.7k -2,708
39 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 50,06750.1k $723.5k $723.5k 0.00% Added +21.3k +21,342
40 CoreCap Advisors, LLC 0.03% of their portfolio SOUTHFIELD, MI 44,05844.1k $636.6k $636.6k 0.03% Reduced -1.4k -1,380
41 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 42,81942.8k $618.7k $618.7k 0.00% Reduced -12.1k -12,105
42 Camelot Portfolios, LLC 0.36% of their portfolio Maumee, OH 40,39040.4k $583.6k $583.6k 0.36% Added +12.4k +12,421
43 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 34,57234.6k $499.6k $499.6k 0.01% Reduced -2.0k -1,982
44 THOROUGHBRED FINANCIAL SERVICES, LLC 0.03% of their portfolio BRENTWOOD, TN 31,50031.5k $455.0k $455.0k 0.03% Unchanged
45 First Financial Group Corp 0.47% of their portfolio RALEIGH, NC 28,75528.8k $415.5k $415.5k 0.47% Unchanged
46 PVG ASSET MANAGEMENT CORP 1.73% of their portfolio GOLDEN, CO 27,51527.5k $397.6k $397.6k 1.73% Added +745 +745
47 Concurrent Investment Advisors, LLC 0.01% of their portfolio Tampa, FL 26,56026.6k $383.8k $383.8k 0.01% New
48 Balboa Wealth Partners 0.08% of their portfolio SCOTTSDALE, AZ 24,21124.2k $349.8k $349.8k 0.08% Unchanged
49 CreativeOne Wealth, LLC 0.01% of their portfolio OVERLAND PARK, KS 24,04524.0k $347.5k $347.5k 0.01% Reduced -7.9k -7,905
50 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 23,70823.7k $342.6k $342.6k 0.01% Reduced -2.0k -2,000
51 Fortitude Advisory Group L.L.C. 0.21% of their portfolio GIG HARBOR, WA 21,34121.3k $292.6k $292.6k 0.21% Added +4.6k +4,612
52 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 20,95321.0k $302.8k $302.8k 0.00% Added +539 +539
53 Consolidated Portfolio Review Corp 0.05% of their portfolio WOODBURY, NY 19,79919.8k $286.1k $286.1k 0.05% Added +239 +239
54 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 18,35518.4k $265.0k $265.0k 0.00% Added +380 +380
55 N.E.W. Advisory Services LLC 0.02% of their portfolio DE PERE, WI 16,58216.6k $239.6k $239.6k 0.02% New
56 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 16,56016.6k $239.3k $239.3k 0.00% Added +3.5k +3,456
57 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio ORLANDO, FL 16,27216.3k $235.1k $235.1k 0.02% Added +170 +170
58 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 15,51915.5k $224.2k $224.2k 0.00% Added +724 +724
59 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 14,94514.9k $216.0k $216.0k 0.00% Added +565 +565
60 CWM, LLC 0.00% of their portfolio OMAHA, NE 14,92814.9k $216.0k $216.0k 0.00% Unchanged
61 COMERICA BANK 0.00% of their portfolio DALLAS, TX 14,77214.8k $213.5k $213.5k 0.00% Added +4 +4
62 Perigon Wealth Management, LLC 0.01% of their portfolio SAN FRANCISCO, CA 13,96514.0k $201.8k $201.8k 0.01% Reduced -415 -415
63 NovaPoint Capital, LLC 0.06% of their portfolio ATLANTA, GA 13,77513.8k $199.0k $199.0k 0.06% Reduced -1.0k -1,000
64 Stablepoint Partners, LLC 0.03% of their portfolio BRAINTREE, MA 12,89012.9k $186.3k $186.3k 0.03% Unchanged
65 FULTON BREAKEFIELD BROENNIMAN LLC 0.01% of their portfolio Bethesda, MD 10,57010.6k $152.7k $152.7k 0.01% Unchanged
66 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 10,27210.3k $148.4k $148.4k 0.00% Reduced -3.4k -3,419
67 Future Financial Wealth Managment LLC 0.10% of their portfolio CINCINNATI, OH 9,4009.4k $135.8k $135.8k 0.10% Unchanged
68 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 3,5273.5k $51.0k $51.0k 0.00% Added +12 +12
69 NCP Inc. 0.06% of their portfolio WILMINGTON, NC 3,2493.2k $46.9k $46.9k 0.06% Added +82 +82
70 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,7502.8k $39.7k $39.7k 0.00% New
71 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 2,2582.3k $32.1k $32.1k 0.00% Reduced -2.5k -2,540
72 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 1,5001.5k $21.7k $21.7k 0.00% Unchanged
73 Financial Perspectives, Inc 0.01% of their portfolio MINNEAPOLIS, MN 1,3601.4k $19.7k $19.7k 0.01% Unchanged
74 Rise Advisors, LLC 0.01% of their portfolio ROCHESTER, NY 1,3241.3k $19.1k $19.1k 0.01% Added +33 +33
75 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 1,1811.2k $17.0k $17.0k 0.00% Added +1.2k +1,180
76 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 1,1691.2k $16.9k $16.9k 0.00% New
77 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 1,0731.1k $15.5k $15.5k 0.00% Reduced -1.0k -1,000
78 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,0301.0k $14.9k $14.9k 0.00% New
79 Noble Wealth Management PBC 0.01% of their portfolio GREENWOOD VILLAGE, CO 800800 $11.6k $11.6k 0.01% New
80 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 553553 $8.0k $8.0k 0.00% New
81 Glass Jacobson Investment Advisors llc 0.00% of their portfolio OWINGS MILLS, MD 405405 $5.9k $5.9k 0.00% Unchanged
82 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 392392 $5.7k $5.7k 0.00% Unchanged
83 WPG Advisers, LLC 0.00% of their portfolio BALTIMORE, MD 120120 $1.7k $1.7k 0.00% New
84 Asset Dedication, LLC 0.00% of their portfolio SAN FRANCISCO, CA 107107 $1.5k $1.5k 0.00% Unchanged
85 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.00% of their portfolio BLUE BELL, PA 7070 $1.0k $1.0k 0.00% Unchanged
86 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 4848 $688 $688 0.00% Reduced -367 -367
87 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 4141 $592 $592 0.00% Unchanged
88 COLDSTREAM CAPITAL MANAGEMENT INC 0.00% of their portfolio BELLEVUE, WA 2626 $376 $376 0.00% New
89 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 00 $2 $2 0.00% Reduced -1 -1
90 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Reduced -5.9k -5,900