FIRST TR EXCHANGE-TRADED FD DVOL
DORSY WR MOMNT · ETP · CUSIP 33741L108
27
institutional holders
-7 vs Q1 2023
1.6m
shares reported held*
$41.9mreported value*
1 new
4 added
16 reduced
7 sold out
net sold ≈ $4.0m (-153.3k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $26.40. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 33 |
| Q4 2022 | 37 |
| Q1 2023 | 34 |
| Q2 2023 | 27 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 16 | 13 |
| Q1 2023 | 12 | 17 |
| Q2 2023 | 5 | 23 |
Biggest buyers
| CWM, LLC | Added | +137.7k |
| FLOW TRADERS U.S. LLC | New | +26.5k |
| Private Advisory Group LLC | Added | +26.4k |
| ROYAL BANK OF CANADA | Added | +3.3k |
| UBS Group AG | Added | +2.3k |
Biggest sellers
| COMMONWEALTH EQUITY SERVICES, LLC | Reduced | -128.0k |
| GOLDMAN SACHS GROUP INC | Sold out | -52.9k |
| SILVER OAK SECURITIES, INCORPORATED | Sold out | -47.1k |
| AFFINITY WEALTH MANAGEMENT LLC | Reduced | -33.2k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -32.9k |
| CITADEL ADVISORS LLC | Reduced | -24.9k |
| RAYMOND JAMES & ASSOCIATES | Reduced | -7.0k |
| PRIVATE TRUST CO NA | Sold out | -5.2k |
| Prospera Financial Services Inc | Reduced | -4.7k |
| MORGAN STANLEY | Reduced | -3.4k |
Biggest calls
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio | 432.0k $11.4m | Reduced -128.0k |
| CWM, LLC 0.06% of their portfolio | 384.0k $10.1m | Added +137.7k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 165.6k $4.4m | Reduced -7.0k |
| MORGAN STANLEY 0.00% of their portfolio | 157.8k $4.2m | Reduced -3.4k |
| Private Advisory Group LLC 0.66% of their portfolio | 126.2k $3.3m | Added +26.4k |
| Prospera Financial Services Inc 0.06% of their portfolio | 61.7k $1.6m | Reduced -4.7k |
| LPL Financial LLC 0.00% of their portfolio | 35.6k $940.6k | Reduced -335 |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.00% of their portfolio | 27.1k $715.1k | Reduced -438 |
| FLOW TRADERS U.S. LLC 0.03% of their portfolio | 26.5k $700.0k | New |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 23.1k $611.0k | Reduced -1.7k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 21.3k $562.5k | Reduced -2.2k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 18.8k $496.2k | Reduced -24.9k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 15.1k $398.3k | Reduced -32.9k |
| AFFINITY WEALTH MANAGEMENT LLC 0.09% of their portfolio | 15.0k $395.8k | Reduced -33.2k |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 14.1k $371.0k | Reduced -857 |
| Weaver Consulting Group 0.15% of their portfolio | 13.1k $345.8k | Reduced -230 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 12.2k $322.7k | Reduced -465 |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 11.1k $293.0k | Added +3.3k |
| MTM Investment Management, LLC 0.14% of their portfolio | 10.7k $282.3k | Unchanged |
| Sigma Planning Corp 0.01% of their portfolio | 9.5k $250.2k | Reduced -1.2k |
| UBS Group AG 0.00% of their portfolio | 3.3k $86.5k | Added +2.3k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 1.7k $45.2k | Unchanged |
| FinTrust Capital Advisors, LLC 0.01% of their portfolio | 1.7k $43.9k | Unchanged |
| ICA Group Wealth Management, LLC 0.00% of their portfolio | 750 $19.8k | Unchanged |
| Register Financial Advisors LLC 0.00% of their portfolio | 100 $2.6k | Unchanged |
| FMR LLC 0.00% of their portfolio | 72 $1.9k | Reduced -72 |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |