FIRST TR EXCHANGE-TRADED FD DVOL
DORSY WR MOMNT · ETP · CUSIP 33741L108
34
institutional holders
-3 vs Q4 2022
1.7m
shares reported held*
$44.3mreported value*
1 new
11 added
13 reduced
4 sold out
net sold ≈ $2.9m (-115.4k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($703.3k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $25.57. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).
Trends to Q1 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 33 |
| Q4 2022 | 37 |
| Q1 2023 | 34 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 16 | 13 |
| Q1 2023 | 12 | 17 |
Biggest buyers
| Private Advisory Group LLC | Added | +59.5k |
| CITADEL ADVISORS LLC | Added | +22.1k |
| GOLDMAN SACHS GROUP INC | Added | +11.9k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | +10.3k |
| COMMONWEALTH EQUITY SERVICES, LLC | Added | +2.7k |
| SILVER OAK SECURITIES, INCORPORATED | Added | +1.6k |
| MML INVESTORS SERVICES, LLC | Added | +1.4k |
| Ameritas Advisory Services, LLC | New | +400 |
| Tower Research Capital LLC (TRC) | Added | +193 |
| LPL Financial LLC | Added | +69 |
Biggest sellers
| MORGAN STANLEY | Reduced | -132.6k |
| BANK OF AMERICA CORP /DE/ | Reduced | -51.6k |
| ROYAL BANK OF CANADA | Reduced | -16.7k |
| RAYMOND JAMES & ASSOCIATES | Reduced | -4.5k |
| HARVEST GROUP WEALTH MANAGEMENT, LLC | Reduced | -3.8k |
| UBS Group AG | Reduced | -3.8k |
| NewEdge Advisors, LLC | Sold out | -2.9k |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | Reduced | -2.9k |
| CWM, LLC | Reduced | -2.4k |
| Destiny Wealth Partners, LLC | Sold out | -1.5k |
Biggest calls
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q1 2023
| Manager | Shares | Change |
|---|---|---|
| COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio | 560.0k $14.3m | Added +2.7k |
| CWM, LLC 0.04% of their portfolio | 246.4k $6.3m | Reduced -2.4k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 172.7k $4.4m | Reduced -4.5k |
| MORGAN STANLEY 0.00% of their portfolio | 161.2k $4.1m | Reduced -132.6k |
| Private Advisory Group LLC 0.54% of their portfolio | 99.8k $2.6m | Added +59.5k |
| Prospera Financial Services Inc 0.07% of their portfolio | 66.4k $1.7m | Reduced -641 |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 52.9k $1.4m | Added +11.9k |
| AFFINITY WEALTH MANAGEMENT LLC 0.29% of their portfolio | 48.1k $1.2m | Added +2 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 48.0k $1.2m | Added +10.3k |
| SILVER OAK SECURITIES, INCORPORATED 0.20% of their portfolio | 47.1k $1.2m | Added +1.6k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 43.6k $1.1m | Added +22.1k |
| LPL Financial LLC 0.00% of their portfolio | 36.0k $919.0k | Added +69 |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.00% of their portfolio | 27.5k $703.3k | Reduced -2.9k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 24.9k $635.6k | Reduced -1.1k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 23.6k $601.8k | Reduced -51.6k |
| HARVEST GROUP WEALTH MANAGEMENT, LLC 0.28% of their portfolio | 17.4k $445.1k | Reduced -3.8k |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 14.9k $381.0k | Added +1.4k |
| Weaver Consulting Group 0.16% of their portfolio | 13.3k $340.6k | Unchanged |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 12.7k $324.3k | Reduced -4 |
| MTM Investment Management, LLC 0.14% of their portfolio | 10.7k $273.3k | Reduced -835 |
| Sigma Planning Corp 0.01% of their portfolio | 10.7k $272.9k | Reduced -85 |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 7.8k $198.0k | Reduced -16.7k |
| PRIVATE TRUST CO NA 0.02% of their portfolio | 5.2k $131.7k | Unchanged |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 1.7k $43.8k | Unchanged |
| FinTrust Capital Advisors, LLC 0.01% of their portfolio | 1.7k $43.9k | Unchanged |
| Advisory Services Network, LLC 0.00% of their portfolio | 1.1k $28.2k | Unchanged |
| UBS Group AG 0.00% of their portfolio | 1.0k $25.8k | Reduced -3.8k |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 920 $24.0k | Added +193 |
| ICA Group Wealth Management, LLC 0.00% of their portfolio | 750 $19.2k | Unchanged |
| Ameritas Advisory Services, LLC 0.00% of their portfolio | 400 $10.2k | New |
| FMR LLC 0.00% of their portfolio | 144 $3.7k | Added +55 |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 125 $3.2k | Unchanged |
| Register Financial Advisors LLC 0.00% of their portfolio | 100 $2.6k | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |