FIRST TR EXCHANGE-TRADED FD DVOL
DORSY WR MOMNT · ETP · CUSIP 33741L108
37
institutional holders
+4 vs Q3 2022
1.8m
shares reported held*
$48.5mreported value*
5 new
11 added
12 reduced
1 sold out
net sold ≈ $15.3m (-580.5k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($799.5k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $26.28. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 33 |
| Q4 2022 | 37 |
Biggest buyers
| SILVER OAK SECURITIES, INCORPORATED | New | +45.6k |
| GOLDMAN SACHS GROUP INC | Added | +20.1k |
| CITADEL ADVISORS LLC | Added | +8.4k |
| OSAIC HOLDINGS, INC. | Added | +7.8k |
| Prospera Financial Services Inc | Added | +5.0k |
| ROYAL BANK OF CANADA | Added | +4.9k |
| AFFINITY WEALTH MANAGEMENT LLC | Added | +4.0k |
| UBS Group AG | Added | +3.8k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | +3.4k |
| NewEdge Advisors, LLC | New | +2.9k |
Biggest sellers
| CWM, LLC | Reduced | -569.9k |
| MORGAN STANLEY | Reduced | -27.9k |
| Private Advisory Group LLC | Reduced | -27.0k |
| RAYMOND JAMES & ASSOCIATES | Reduced | -25.4k |
| FLOW TRADERS U.S. LLC | Sold out | -18.0k |
| HARVEST GROUP WEALTH MANAGEMENT, LLC | Reduced | -13.1k |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | Reduced | -3.3k |
| BANK OF AMERICA CORP /DE/ | Reduced | -1.4k |
| LPL Financial LLC | Reduced | -1.2k |
| Weaver Consulting Group | Reduced | -1.2k |
Biggest calls
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio | 557.4k $14.7m | Added +1.3k |
| MORGAN STANLEY 0.00% of their portfolio | 293.8k $7.7m | Reduced -27.9k |
| CWM, LLC 0.05% of their portfolio | 248.7k $6.5m | Reduced -569.9k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 177.1k $4.7m | Reduced -25.4k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 75.2k $2.0m | Reduced -1.4k |
| Prospera Financial Services Inc 0.09% of their portfolio | 67.1k $1.8m | Added +5.0k |
| AFFINITY WEALTH MANAGEMENT LLC 0.30% of their portfolio | 48.1k $1.3m | Added +4.0k |
| SILVER OAK SECURITIES, INCORPORATED 0.22% of their portfolio | 45.6k $1.2m | New |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 41.0k $1.1m | Added +20.1k |
| Private Advisory Group LLC 0.23% of their portfolio | 40.4k $1.1m | Reduced -27.0k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 37.6k $989.3k | Added +3.4k |
| LPL Financial LLC 0.00% of their portfolio | 35.9k $943.5k | Reduced -1.2k |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.00% of their portfolio | 30.4k $799.5k | Reduced -3.3k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 26.0k $682.1k | Added +231 |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 24.5k $644.0k | Added +4.9k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 21.6k $567.5k | Added +8.4k |
| HARVEST GROUP WEALTH MANAGEMENT, LLC 0.37% of their portfolio | 21.2k $556.4k | Reduced -13.1k |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 13.5k $356.0k | Reduced -815 |
| Weaver Consulting Group 0.18% of their portfolio | 13.3k $350.3k | Reduced -1.2k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 12.7k $334.0k | Added +7.8k |
| MTM Investment Management, LLC 0.16% of their portfolio | 11.5k $303.0k | Unchanged |
| Sigma Planning Corp 0.01% of their portfolio | 10.8k $282.9k | Reduced -852 |
| PRIVATE TRUST CO NA 0.02% of their portfolio | 5.2k $135.0k | Unchanged |
| UBS Group AG 0.00% of their portfolio | 4.8k $125.1k | Added +3.8k |
| NewEdge Advisors, LLC 0.00% of their portfolio | 2.9k $77.2k | New |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 1.7k $45.0k | Unchanged |
| FinTrust Capital Advisors, LLC 0.01% of their portfolio | 1.7k $43.9k | Unchanged |
| Destiny Wealth Partners, LLC 0.01% of their portfolio | 1.5k $40.6k | Unchanged |
| Advisory Services Network, LLC 0.00% of their portfolio | 1.1k $29.0k | New |
| ICA Group Wealth Management, LLC 0.00% of their portfolio | 750 $19.7k | New |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 727 $19.0k | Added +175 |
| IFP Advisors, Inc 0.00% of their portfolio | 137 $3.0k | Unchanged |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 125 $3.3k | Unchanged |
| MONEY CONCEPTS CAPITAL CORP 0.00% of their portfolio | 116 $3.0k | New |
| Register Financial Advisors LLC 0.00% of their portfolio | 100 $2.6k | First filing |
| FMR LLC 0.00% of their portfolio | 89 $2.3k | Reduced -66 |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |