Vault-13

FIRST TR EXCHANGE TRAD FD VI FAAR

ALT ABSLT STRG · ETP · CUSIP 33740Y101

65 institutional holders -12 vs Q1 2026
4,633,7924.6m shares reported held*
$137.4mreported value*
6 new 24 added 27 reduced 18 sold out net bought ≈ $22.8m (+1.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($739.3k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $29.66.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 78Q4 22: 76Q1 23: 89Q2 23: 83Q3 23: 85Q4 23: 87Q1 24: 81Q2 24: 77Q3 24: 72Q4 24: 70Q1 25: 70Q2 25: 67Q3 25: 65Q4 25: 68Q1 26: 77Q2 26: 6565Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202278
Q4 202276
Q1 202389
Q2 202383
Q3 202385
Q4 202387
Q1 202481
Q2 202477
Q3 202472
Q4 202470
Q1 202570
Q2 202567
Q3 202565
Q4 202568
Q1 202677
Q2 202665

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 24: 38 bought or addedQ3 24: 40 cut or sold outQ4 24: 37 bought or addedQ4 24: 37 cut or sold outQ4 24Q1 25: 35 bought or addedQ1 25: 38 cut or sold outQ2 25: 37 bought or addedQ2 25: 33 cut or sold outQ2 25Q3 25: 33 bought or addedQ3 25: 31 cut or sold outQ4 25: 52 bought or addedQ4 25: 18 cut or sold outQ4 25Q1 26: 43 bought or addedQ1 26: 33 cut or sold outQ2 26: 30 bought or addedQ2 26: 45 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20243840
Q4 20243737
Q1 20253538
Q2 20253733
Q3 20253331
Q4 20255218
Q1 20264333
Q2 20263045

Biggest buyers

FIRST TRUST ADVISORS LP Added +1,432,463+1.4m
Coppell Advisory Solutions LLC New +297,893+297.9k
MORGAN STANLEY Added +241,093+241.1k
ASSETMARK, INC Added +64,402+64.4k
RFG Advisory, LLC Added +48,676+48.7k
Simplicity Wealth,LLC Added +29,001+29.0k
Integrated Wealth Concepts LLC New +28,539+28.5k
OSAIC HOLDINGS, INC. Added +15,631+15.6k
Advisors Preferred, LLC Added +15,109+15.1k
RAYMOND JAMES FINANCIAL INC Added +12,103+12.1k

Biggest sellers

LPL Financial LLC Reduced -328,859-328.9k
ENVESTNET ASSET MANAGEMENT INC Reduced -309,913-309.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -99,397-99.4k
BENJAMIN EDWARDS INC Reduced -85,914-85.9k
Cetera Investment Advisers Reduced -71,154-71.2k
Gateway Wealth Partners, LLC Reduced -62,483-62.5k
Bank of New York Mellon Corp Sold out -47,811-47.8k
Orion Porfolio Solutions, LLC Sold out -44,203-44.2k
Janney Montgomery Scott LLC Sold out -36,140-36.1k
IFP Advisors, Inc Reduced -17,477-17.5k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +5.4 pts · filed 2026-10-07 36.1% +5.4 pts 2.6m≈ $82.1m 2026-10-07

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FIRST TRUST ADVISORS LP 0.03% of their portfolio Wheaton, IL 1,735,1021.7m $54.9m $54.9m 0.03% Added +1.4m +1,432,463
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 524,216524.2k $16.6m $16.6m 0.00% Added +241.1k +241,093
3 ASSETMARK, INC 0.02% of their portfolio CONCORD, CA 342,239342.2k $10.8m $10.8m 0.02% Added +64.4k +64,402
4 Coppell Advisory Solutions LLC 0.02% of their portfolio COPPELL, TX 297,893297.9k $269.4k $269.4k 0.02% New
5 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 196,874196.9k $6.2m $6.2m 0.00% Reduced -328.9k -328,859
6 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 176,439176.4k $5.6m $5.6m 0.01% Reduced -71.2k -71,154
7 RFG Advisory, LLC 0.08% of their portfolio BIRMINGHAM, AL 169,240169.2k $5.4m $5.4m 0.08% Added +48.7k +48,676
8 Center For Asset Management LLC 1.69% of their portfolio PALM BEACH GARDENS, FL 120,665120.7k $3.8m $3.8m 1.69% Added +8.6k +8,567
9 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 108,427108.4k $3.4m $3.4m 0.00% Added +15.6k +15,631
10 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 90,43890.4k $2.9m $2.9m 0.00% Added +12.1k +12,103
11 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 88,24788.2k $2.8m $2.8m 0.00% Added +214 +214
12 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 81,79881.8k $2.6m $2.6m 0.00% Added +892 +892
13 Simplicity Wealth,LLC 0.09% of their portfolio SUMMIT, NJ 81,18681.2k $2.6m $2.6m 0.09% Added +29.0k +29,001
14 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 80,57180.6k $2.5m $2.5m 0.00% Reduced -309.9k -309,913
15 CreativeOne Wealth, LLC 0.04% of their portfolio OVERLAND PARK, KS 54,37254.4k $1.7m $1.7m 0.04% Reduced -1.3k -1,301
16 LexAurum Advisors, LLC 0.19% of their portfolio OVERLAND PARK, KS 52,64052.6k $1.7m $1.7m 0.19% Added +7.4k +7,436
17 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 48,56048.6k $1.5m $1.5m 0.01% Added +2.8k +2,831
18 VIMA LLC 1.02% of their portfolio TROY, MI 32,97433.0k $1.0m $1.0m 1.02% First filing
19 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 28,53928.5k $902.4k $902.4k 0.00% New
20 Pinnacle Family Advisors, LLC 0.37% of their portfolio Springfield, MO 27,91427.9k $882.6k $882.6k 0.37% Reduced -3.6k -3,599
21 GeoWealth Management, LLC 0.02% of their portfolio CHICAGO, IL 23,38223.4k $739.3k $739.3k 0.02% Reduced -5.8k -5,849
22 Advisors Preferred, LLC 0.11% of their portfolio ROCKVILLE, MD 22,67122.7k $712.7k $712.7k 0.11% Added +15.1k +15,109
23 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 22,07422.1k $698.0k $698.0k 0.00% Added +11.1k +11,087
24 NewEdge Wealth, LLC 0.01% of their portfolio STAMFORD, CT 17,92217.9k $566.7k $566.7k 0.01% Reduced -253 -253
25 Balboa Wealth Partners 0.08% of their portfolio SCOTTSDALE, AZ 17,79317.8k $562.6k $562.6k 0.08% Reduced -73 -73
26 World Investment Advisors 0.01% of their portfolio LINCROFT, NJ 17,35417.4k $585.6k $585.6k 0.01% Reduced -3.5k -3,526
27 BlueChip Wealth Advisors LLC 0.18% of their portfolio Milton, GA 15,41115.4k $487.3k $487.3k 0.18% Reduced -794 -794
28 LaSalle St. Investment Advisors, LLC 0.06% of their portfolio ELMHURST, IL 15,26415.3k $482.6k $482.6k 0.06% Reduced -34 -34
29 IAMS WEALTH MANAGEMENT, LLC 0.13% of their portfolio OMAHA, NE 13,49213.5k $426.7k $426.7k 0.13% Reduced -684 -684
30 Gateway Wealth Partners, LLC 0.02% of their portfolio APPLETON, WI 13,09013.1k $413.9k $413.9k 0.02% Reduced -62.5k -62,483
31 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 12,25612.3k $387.5k $387.5k 0.01% Reduced -17.5k -17,477
32 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 11,34511.3k $358.7k $358.7k 0.00% Reduced -5.4k -5,408
33 BENJAMIN EDWARDS INC 0.00% of their portfolio Clayton, MO 10,09110.1k $319.1k $319.1k 0.00% Reduced -85.9k -85,914
34 FSB PREMIER WEALTH MANAGEMENT, INC. 0.09% of their portfolio WATERLOO, IA 10,07110.1k $318.4k $318.4k 0.09% Reduced -151 -151
35 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 9,4569.5k $299.0k $299.0k 0.01% Reduced -1.8k -1,756
36 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 8,4418.4k $266.9k $266.9k 0.01% Added +107 +107
37 Richmond Investment Services, LLC 0.08% of their portfolio Mequon, WI 8,4328.4k $266.6k $266.6k 0.08% Reduced -9.8k -9,782
38 HBW ADVISORY SERVICES LLC 0.02% of their portfolio SIMI VALLEY, CA 8,0838.1k $255.6k $255.6k 0.02% Added +55 +55
39 Signal Advisors Wealth, LLC 0.01% of their portfolio DETROIT, MI 7,3107.3k $231.1k $231.1k 0.01% Reduced -1.9k -1,869
40 Triad Wealth Partners, LLC 0.01% of their portfolio LAWRENCE, KS 6,9106.9k $212.4k $212.4k 0.01% Added +216 +216
41 MARIPAU WEALTH MANAGEMENT LLC 0.08% of their portfolio FORT WAYNE, IN 6,7136.7k $212.3k $212.3k 0.08% Reduced -1.2k -1,237
42 Apollon Wealth Management, LLC 0.00% of their portfolio MOUNT PLEASANT, SC 6,4376.4k $203.5k $203.5k 0.00% Reduced -115 -115
43 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 6,3006.3k $199.2k $199.2k 0.00% Reduced -839 -839
44 Rossby Financial, LCC 0.03% of their portfolio MELBOURNE, FL 5,0295.0k $159.0k $159.0k 0.03% Added +42 +42
45 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 3,6493.6k $116.0k $116.0k 0.00% Added +252 +252
46 Ascentis Independent Advisors 0.30% of their portfolio DALLAS, TX 3,5553.6k $112.4k $112.4k 0.30% Unchanged
47 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 3,4193.4k $108.1k $108.1k 0.00% Added +527 +527
48 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio ORLANDO, FL 3,0183.0k $94.7k $94.7k 0.01% New
49 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,7502.8k $87.0k $87.0k 0.00% Added +2.7k +2,744
50 Synergy Investment Management, LLC 0.02% of their portfolio ALTAMONTE SPRINGS, FL 2,4142.4k $76.3k $76.3k 0.02% Unchanged
51 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 2,3292.3k $73.7k $73.7k 0.00% Reduced -3.5k -3,520
52 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 803803 $25.4k $25.4k 0.00% First filing
53 MCGUIRE CAPITAL ADVISORS INC 0.01% of their portfolio BETHANY, OK 402402 $12.7k $12.7k 0.01% Unchanged
54 IFG Advisory, LLC 0.00% of their portfolio ATLANTA, GA 366366 $11.6k $11.6k 0.00% New
55 GILPIN WEALTH MANAGEMENT, LLC 0.01% of their portfolio DENVER, CO 349349 $11.0k $11.0k 0.01% Unchanged
56 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 223223 $7.1k $7.1k 0.00% Reduced -30 -30
57 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 109109 $3.4k $3.4k 0.00% New
58 MPWM ADVISORY SOLUTIONS, LLC 0.00% of their portfolio ALPHARETTA, GA 8484 $2.7k $2.7k 0.00% Reduced -30 -30
59 Medallion Wealth Advisors, LLC 0.00% of their portfolio FARMINGTON, CT 7676 $2.4k $2.4k 0.00% Added +1 +1
60 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 5050 $1.6k $1.6k 0.00% Unchanged
61 Strive Financial Group ,LLC 0.00% of their portfolio CARMEL, IN 1414 $443 $443 0.00% New
62 DHJJ Financial Advisors, Ltd. 0.00% of their portfolio NAPERVILLE, IL 1010 $317 $317 0.00% Unchanged
63 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 11 $60 $60 0.00% Added +1 +1
64 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $29 $29 0.00% Added +1 +1
65 Cullen/Frost Bankers, Inc. 0.00% of their portfolio San Antonio, TX 00 $0 $0 0.00% Reduced -534 -534