Vault-13

FIRST TR EXCHANGE TRAD FD VI FAAR

ALT ABSLT STRG · ETP · CUSIP 33740Y101

70 institutional holders -2 vs Q3 2024
2,399,7932.4m shares reported held*
$67.2mreported value*
7 new 30 added 24 reduced 13 sold out net sold ≈ $22.1m (-789.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($11.5k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $28.01.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 78Q4 22: 76Q1 23: 89Q2 23: 83Q3 23: 85Q4 23: 87Q1 24: 81Q2 24: 77Q3 24: 72Q4 24: 7070Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202278
Q4 202276
Q1 202389
Q2 202383
Q3 202385
Q4 202387
Q1 202481
Q2 202477
Q3 202472
Q4 202470

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 48 bought or addedQ1 23: 39 cut or sold outQ2 23: 53 bought or addedQ2 23: 38 cut or sold outQ2 23Q3 23: 37 bought or addedQ3 23: 47 cut or sold outQ4 23: 45 bought or addedQ4 23: 41 cut or sold outQ4 23Q1 24: 37 bought or addedQ1 24: 46 cut or sold outQ2 24: 31 bought or addedQ2 24: 52 cut or sold outQ2 24Q3 24: 38 bought or addedQ3 24: 40 cut or sold outQ4 24: 37 bought or addedQ4 24: 37 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20234839
Q2 20235338
Q3 20233747
Q4 20234541
Q1 20243746
Q2 20243152
Q3 20243840
Q4 20243737

Biggest buyers

FIRST TRUST ADVISORS LP Added +24,035+24.0k
LPL Financial LLC Added +22,663+22.7k
Cetera Investment Advisers Added +19,436+19.4k
LaSalle St. Investment Advisors, LLC New +14,258+14.3k
Coppell Advisory Solutions LLC Added +13,673+13.7k
BENJAMIN EDWARDS INC Added +13,328+13.3k
CreativeOne Wealth, LLC Added +11,646+11.6k
ASSETMARK, INC Added +11,171+11.2k
PFG Advisors Added +9,976+10.0k
ENVESTNET ASSET MANAGEMENT INC Added +9,656+9.7k

Biggest sellers

Horizon Advisory Services, Inc. Sold out -654,551-654.6k
STIFEL FINANCIAL CORP Sold out -57,213-57.2k
OSAIC HOLDINGS, INC. Reduced -45,173-45.2k
Simplicity Wealth,LLC Sold out -34,232-34.2k
MERCER GLOBAL ADVISORS INC /ADV Sold out -24,550-24.6k
Patriot Financial Group Insurance Agency, LLC Sold out -17,819-17.8k
SMART Wealth LLC Sold out -14,236-14.2k
Bank of New York Mellon Corp Reduced -13,849-13.8k
AVANTAX ADVISORY SERVICES, INC. Reduced -13,352-13.4k
Atria Wealth Solutions, Inc. Reduced -12,976-13.0k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +5.4 pts · filed 2026-10-07 36.1% +5.4 pts 2.6m≈ $82.1m 2026-10-07

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 352,997353.0k $9.9m $9.9m 0.00% Added +9.7k +9,656
2 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 214,734214.7k $6.0m $6.0m 0.00% Added +22.7k +22,663
3 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 143,131143.1k $4.0m $4.0m 0.01% Reduced -2.5k -2,517
4 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 137,629137.6k $3.9m $3.9m 0.01% Added +19.4k +19,436
5 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 126,933126.9k $3.6m $3.6m 0.01% Added +11.2k +11,171
6 Authentikos Wealth Advisory, LLC 3.04% of their portfolio MORGAN HILL, CA 109,937109.9k $3.1m $3.1m 3.04% Reduced -3.3k -3,324
7 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 106,076106.1k $3.0m $3.0m 0.00% Added +24.0k +24,035
8 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 84,37984.4k $2.4m $2.4m 0.00% First filing
9 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 68,72268.7k $1.9m $1.9m 0.01% Reduced -13.4k -13,352
10 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 61,97662.0k $1.7m $1.7m 0.01% Added +2.1k +2,078
11 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 57,18157.2k $1.6m $1.6m 0.01% Added +2.0k +1,976
12 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 55,91355.9k $1.6m $1.6m 0.00% Reduced -45.2k -45,173
13 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 54,23854.2k $1.5m $1.5m 0.00% Reduced -13.8k -13,849
14 CreativeOne Wealth, LLC 0.04% of their portfolio OVERLAND PARK, KS 48,27848.3k $1.4m $1.4m 0.04% Added +11.6k +11,646
15 IFP Advisors, Inc 0.04% of their portfolio TAMPA, FL 43,90043.9k $1.2m $1.2m 0.04% Added +8.8k +8,763
16 Coppell Advisory Solutions LLC 0.17% of their portfolio COPPELL, TX 43,63743.6k $1.2m $1.2m 0.17% Added +13.7k +13,673
17 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 43,38543.4k $1.2m $1.2m 0.01% Added +2.0k +1,969
18 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 43,38543.4k $1.2m $1.2m 0.01% Added +2.0k +1,969
19 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 36,18236.2k $1.0m $1.0m 0.00% Added +1.6k +1,631
20 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 33,88433.9k $949.0k $949.0k 0.00% Reduced -2.7k -2,670
21 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 29,06429.1k $814.1k $814.1k 0.01% Reduced -13.0k -12,976
22 BENJAMIN EDWARDS INC 0.01% of their portfolio Clayton, MO 28,05828.1k $785.9k $785.9k 0.01% Added +13.3k +13,328
23 GeoWealth Management, LLC 0.02% of their portfolio CHICAGO, IL 27,10427.1k $759.2k $759.2k 0.02% Reduced -10.0k -10,031
24 Pinnacle Family Advisors, LLC 0.36% of their portfolio Springfield, MO 26,37626.4k $738.8k $738.8k 0.36% Added +1.6k +1,578
25 FLOW TRADERS U.S. LLC 0.03% of their portfolio NEW YORK, NY 25,30425.3k $709.0k $709.0k 0.03% Added +4.4k +4,413
26 Walkner Condon Financial Advisors LLC 0.14% of their portfolio MADISON, WI 24,41024.4k $683.7k $683.7k 0.14% Reduced -3.7k -3,705
27 PFG Advisors 0.04% of their portfolio Phoenix, AZ 22,26422.3k $623.6k $623.6k 0.04% Added +10.0k +9,976
28 Gateway Wealth Partners, LLC 0.16% of their portfolio APPLETON, WI 22,21622.2k $622.3k $622.3k 0.16% Added +411 +411
29 IAMS WEALTH MANAGEMENT, LLC 0.28% of their portfolio OMAHA, NE 21,86721.9k $612.5k $612.5k 0.28% Added +1.6k +1,629
30 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 20,27220.3k $568.0k $568.0k 0.00% Added +61 +61
31 NewEdge Wealth, LLC 0.01% of their portfolio STAMFORD, CT 18,94818.9k $530.7k $530.7k 0.01% Added +339 +339
32 BlueChip Wealth Advisors LLC 0.27% of their portfolio Milton, GA 17,20117.2k $481.8k $481.8k 0.27% Reduced -9.2k -9,181
33 World Investment Advisors 0.01% of their portfolio LINCROFT, NJ 16,71116.7k $468.1k $468.1k 0.01% Added +2.4k +2,436
34 SCOTIA CAPITAL INC. 0.00% of their portfolio TORONTO, A6 16,57416.6k $464.2k $464.2k 0.00% Reduced -60 -60
35 PARK AVENUE SECURITIES LLC 0.00% of their portfolio NEW YORK, NY 15,80015.8k $443.0k $443.0k 0.00% Added +647 +647
36 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 15,05115.1k $421.6k $421.6k 0.00% Reduced -2.1k -2,120
37 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 14,96815.0k $419.3k $419.3k 0.00% Added +1.9k +1,887
38 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 14,34514.3k $402.0k $402.0k 0.00% Added +4.7k +4,739
39 LaSalle St. Investment Advisors, LLC 0.12% of their portfolio ELMHURST, IL 14,25814.3k $399.0k $399.0k 0.12% New
40 Focus Financial Network, Inc. 0.02% of their portfolio MINNEAPOLIS, MN 13,54313.5k $379.3k $379.3k 0.02% Reduced -383 -383
41 Richmond Investment Services, LLC 0.18% of their portfolio Mequon, WI 11,54711.5k $323.4k $323.4k 0.18% First filing
42 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 11,26211.3k $315.4k $315.4k 0.01% Reduced -340 -340
43 Atria Investments, Inc 0.00% of their portfolio Charlotte, NC 11,12011.1k $311.5k $311.5k 0.00% Reduced -6.9k -6,862
44 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 9,9509.9k $285.1k $285.1k 0.01% Reduced -105 -105
45 1776 Wealth LLC 0.12% of their portfolio ATLANTA, GA 9,3199.3k $261.0k $261.0k 0.12% Reduced -1.0k -1,047
46 TFB Advisors LLC 0.07% of their portfolio OVERLAND PARK, KS 9,1369.1k $255.9k $255.9k 0.07% Added +1.9k +1,904
47 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 8,6478.6k $242.2k $242.2k 0.01% Reduced -623 -623
48 FSB PREMIER WEALTH MANAGEMENT, INC. 0.10% of their portfolio WATERLOO, IA 8,4748.5k $237.4k $237.4k 0.10% Reduced -110 -110
49 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 8,1548.2k $228.4k $228.4k 0.01% Reduced -115 -115
50 Signal Advisors Wealth, LLC 0.03% of their portfolio DETROIT, MI 7,9287.9k $222.1k $222.1k 0.03% Reduced -706 -706
51 MARIPAU WEALTH MANAGEMENT LLC 0.13% of their portfolio FORT WAYNE, IN 7,5917.6k $212.6k $212.6k 0.13% New
52 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 6,3656.4k $178.3k $178.3k 0.01% Reduced -35 -35
53 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.01% of their portfolio BIRMINGHAM, AL 5,4525.5k $155.3k $155.3k 0.01% Added +379 +379
54 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 3,9694.0k $113.0k $113.0k 0.00% Reduced -4.6k -4,597
55 Synergy Investment Management, LLC 0.04% of their portfolio ALTAMONTE SPRINGS, FL 3,4103.4k $95.5k $95.5k 0.04% First filing
56 TUCKER ASSET MANAGEMENT LLC 0.01% of their portfolio LITTLETON, CO 2,5082.5k $70.2k $70.2k 0.01% Added +880 +880
57 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 2,0072.0k $56.2k $56.2k 0.00% Added +191 +191
58 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 1,2171.2k $33.9k $33.9k 0.00% Unchanged
59 Quest 10 Wealth Builders, Inc. 0.01% of their portfolio Fuquay-Varina, VA 409409 $11.5k $11.5k 0.01% First filing
60 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 356356 $10.0k $10.0k 0.00% New
61 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 233233 $6.5k $6.5k 0.00% New
62 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 8888 $2.5k $2.5k 0.00% New
63 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 6969 $1.9k $1.9k 0.00% Added +16 +16
64 Medallion Wealth Advisors, LLC 0.00% of their portfolio FARMINGTON, CT 6767 $1.9k $1.9k 0.00% First filing
65 Kestra Investment Management, LLC 0.00% of their portfolio AUSTIN, TX 4444 $1.2k $1.2k 0.00% New
66 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 2525 $700 $700 0.00% New
67 DHJJ Financial Advisors, Ltd. 0.00% of their portfolio NAPERVILLE, IL 1010 $281 $281 0.00% Unchanged
68 Transce3nd, LLC 0.00% of their portfolio BUDA, TX 1010 $280 $280 0.00% First filing
69 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 33 $76 $76 0.00% Reduced -1.4k -1,448
70 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $28 $28 0.00% Unchanged