Vault-13

FIRST TR EXCHANGE TRAD FD VI FAAR

ALT ABSLT STRG · ETP · CUSIP 33740Y101

72 institutional holders -5 vs Q2 2024
3,207,0203.2m shares reported held*
$89.3mreported value*
5 new 33 added 33 reduced 7 sold out net sold ≈ $5.5m (-199.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $27.83.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 78Q4 22: 76Q1 23: 89Q2 23: 83Q3 23: 85Q4 23: 87Q1 24: 81Q2 24: 77Q3 24: 7272Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202278
Q4 202276
Q1 202389
Q2 202383
Q3 202385
Q4 202387
Q1 202481
Q2 202477
Q3 202472

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 37 bought or addedQ4 22: 40 cut or sold outQ1 23: 48 bought or addedQ1 23: 39 cut or sold outQ1 23Q2 23: 53 bought or addedQ2 23: 38 cut or sold outQ3 23: 37 bought or addedQ3 23: 47 cut or sold outQ3 23Q4 23: 45 bought or addedQ4 23: 41 cut or sold outQ1 24: 37 bought or addedQ1 24: 46 cut or sold outQ1 24Q2 24: 31 bought or addedQ2 24: 52 cut or sold outQ3 24: 38 bought or addedQ3 24: 40 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223740
Q1 20234839
Q2 20235338
Q3 20233747
Q4 20234541
Q1 20243746
Q2 20243152
Q3 20243840

Biggest buyers

ASSETMARK, INC Added +67,136+67.1k
CreativeOne Wealth, LLC Added +20,690+20.7k
Horizon Advisory Services, Inc. Added +19,007+19.0k
FIRST TRUST ADVISORS LP Added +18,367+18.4k
World Investment Advisors New +14,275+14.3k
BENJAMIN EDWARDS INC Added +14,158+14.2k
CAPTRUST FINANCIAL ADVISORS Added +10,941+10.9k
Janney Montgomery Scott LLC New +9,606+9.6k
Signal Advisors Wealth, LLC New +8,634+8.6k
Cambridge Investment Research Advisors, Inc. Added +8,053+8.1k

Biggest sellers

Ausdal Financial Partners, Inc. Sold out -71,930-71.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -70,814-70.8k
Walkner Condon Financial Advisors LLC Reduced -65,081-65.1k
JANE STREET GROUP, LLC Reduced -45,453-45.5k
OSAIC HOLDINGS, INC. Reduced -40,643-40.6k
Authentikos Wealth Advisory, LLC Reduced -22,074-22.1k
OLD MISSION CAPITAL LLC Sold out -21,595-21.6k
BANK OF MONTREAL /CAN/ Reduced -16,332-16.3k
Virtue Capital Management, LLC Sold out -14,719-14.7k
Sanctuary Advisors, LLC Sold out -14,054-14.1k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +5.4 pts · filed 2026-10-07 36.1% +5.4 pts 2.6m≈ $82.1m 2026-10-07

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Horizon Advisory Services, Inc. 8.31% of their portfolio WEST HENRIETTA, NY 654,551654.6k $18.2m $18.2m 8.31% Added +19.0k +19,007
2 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 343,341343.3k $9.6m $9.6m 0.00% Added +1.4k +1,419
3 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 192,071192.1k $5.3m $5.3m 0.00% Added +665 +665
4 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 145,648145.6k $4.1m $4.1m 0.01% Added +10.9k +10,941
5 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 118,193118.2k $3.3m $3.3m 0.01% Added +2.6k +2,578
6 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 115,762115.8k $3.2m $3.2m 0.01% Added +67.1k +67,136
7 Authentikos Wealth Advisory, LLC 3.04% of their portfolio MORGAN HILL, CA 113,261113.3k $3.2m $3.2m 3.04% Reduced -22.1k -22,074
8 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 101,086101.1k $2.8m $2.8m 0.01% Reduced -40.6k -40,643
9 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 82,75982.8k $2.3m $2.3m 0.00% Added +6.0k +6,045
10 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 82,07482.1k $2.3m $2.3m 0.01% Added +5.2k +5,220
11 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 82,04182.0k $2.3m $2.3m 0.00% Added +18.4k +18,367
12 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 68,08768.1k $1.9m $1.9m 0.00% Added +620 +620
13 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 59,89859.9k $1.7m $1.7m 0.01% Added +8.1k +8,053
14 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 57,21357.2k $1.6m $1.6m 0.00% Reduced -10.2k -10,179
15 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 55,20555.2k $1.5m $1.5m 0.01% Added +2.7k +2,658
16 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 42,04042.0k $1.2m $1.2m 0.01% Added +545 +545
17 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 41,41641.4k $1.2m $1.2m 0.01% Added +6.3k +6,281
18 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 41,41641.4k $1.2m $1.2m 0.01% Added +6.3k +6,281
19 GeoWealth Management, LLC 0.04% of their portfolio CHICAGO, IL 37,13537.1k $1.0m $1.0m 0.04% Added +3.4k +3,351
20 CreativeOne Wealth, LLC 0.03% of their portfolio OVERLAND PARK, KS 36,63236.6k $1.0m $1.0m 0.03% Added +20.7k +20,690
21 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 36,55436.6k $1.0m $1.0m 0.00% Reduced -168 -168
22 IFP Advisors, Inc 0.04% of their portfolio TAMPA, FL 35,13735.1k $977.9k $977.9k 0.04% Reduced -662 -662
23 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 34,55134.6k $961.6k $961.6k 0.00% Reduced -245 -245
24 VIMA LLC 1.96% of their portfolio TROY, MI 34,40534.4k $957.5k $957.5k 1.96% Reduced -1.7k -1,683
25 Simplicity Wealth,LLC 0.09% of their portfolio SUMMIT, NJ 34,23234.2k $952.7k $952.7k 0.09% Reduced -157 -157
26 Coppell Advisory Solutions LLC 0.12% of their portfolio COPPELL, TX 29,96430.0k $837.5k $837.5k 0.12% Added +6.1k +6,131
27 Walkner Condon Financial Advisors LLC 0.16% of their portfolio MADISON, WI 28,11528.1k $782.4k $782.4k 0.16% Reduced -65.1k -65,081
28 BlueChip Wealth Advisors LLC 0.38% of their portfolio Milton, GA 26,38226.4k $734.2k $734.2k 0.38% Added +325 +325
29 Pinnacle Family Advisors, LLC 0.36% of their portfolio Springfield, MO 24,79824.8k $690.1k $690.1k 0.36% Added +1.5k +1,484
30 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 24,55024.6k $682.7k $682.7k 0.00% Reduced -3.6k -3,639
31 Gateway Wealth Partners, LLC 0.17% of their portfolio APPLETON, WI 21,80521.8k $606.8k $606.8k 0.17% Reduced -580 -580
32 FLOW TRADERS U.S. LLC 0.03% of their portfolio NEW YORK, NY 20,89120.9k $581.0k $581.0k 0.03% Reduced -12.2k -12,212
33 IAMS WEALTH MANAGEMENT, LLC 0.28% of their portfolio OMAHA, NE 20,23820.2k $563.2k $563.2k 0.28% Added +5.4k +5,375
34 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 20,21120.2k $562.0k $562.0k 0.00% Added +6.7k +6,719
35 NewEdge Wealth, LLC 0.01% of their portfolio STAMFORD, CT 18,60918.6k $517.9k $517.9k 0.01% Reduced -226 -226
36 Atria Investments, Inc 0.01% of their portfolio Charlotte, NC 17,98218.0k $500.4k $500.4k 0.01% Reduced -834 -834
37 Patriot Financial Group Insurance Agency, LLC 0.07% of their portfolio Westborough, MA 17,81917.8k $495.9k $495.9k 0.07% Reduced -611 -611
38 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 17,17117.2k $477.9k $477.9k 0.00% Reduced -843 -843
39 SCOTIA CAPITAL INC. 0.00% of their portfolio TORONTO, A6 16,63416.6k $462.9k $462.9k 0.00% Added +900 +900
40 PARK AVENUE SECURITIES LLC 0.00% of their portfolio NEW YORK, NY 15,15315.2k $422.0k $422.0k 0.00% Reduced -920 -920
41 BENJAMIN EDWARDS INC 0.01% of their portfolio Clayton, MO 14,73014.7k $409.9k $409.9k 0.01% Added +14.2k +14,158
42 World Investment Advisors 0.01% of their portfolio LINCROFT, NJ 14,27514.3k $397.3k $397.3k 0.01% New
43 SMART Wealth LLC 0.16% of their portfolio Omaha, NE 14,23614.2k $396.2k $396.2k 0.16% Reduced -4.3k -4,274
44 Focus Financial Network, Inc. 0.02% of their portfolio MINNEAPOLIS, MN 13,92613.9k $387.6k $387.6k 0.02% Added +1.0k +1,040
45 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 13,08113.1k $364.0k $364.0k 0.00% Reduced -45.5k -45,453
46 PFG Advisors 0.02% of their portfolio Phoenix, AZ 12,28812.3k $342.0k $342.0k 0.02% Added +2.5k +2,529
47 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 11,60211.6k $322.9k $322.9k 0.01% Added +129 +129
48 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 11,20011.2k $311.7k $311.7k 0.00% Reduced -70.8k -70,814
49 1776 Wealth LLC 0.13% of their portfolio ATLANTA, GA 10,36610.4k $288.5k $288.5k 0.13% Reduced -2.3k -2,336
50 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 10,05510.1k $280.8k $280.8k 0.01% Reduced -301 -301
51 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 10,00010.0k $279.5k $279.5k 0.00% Reduced -16.3k -16,332
52 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 9,6069.6k $267.0k $267.0k 0.00% New
53 SignalPoint Asset Management, LLC 0.06% of their portfolio SPRINGFIELD, MO 9,4859.5k $265.1k $265.1k 0.06% Reduced -6.9k -6,934
54 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 9,2709.3k $258.0k $258.0k 0.01% Reduced -198 -198
55 StoneX Group Inc. 0.02% of their portfolio NEW YORK, NY 9,1629.2k $255.0k $255.0k 0.02% Reduced -7.5k -7,529
56 Signal Advisors Wealth, LLC 0.03% of their portfolio DETROIT, MI 8,6348.6k $240.3k $240.3k 0.03% New
57 FSB PREMIER WEALTH MANAGEMENT, INC. 0.10% of their portfolio WATERLOO, IA 8,5848.6k $238.9k $238.9k 0.10% Reduced -4.9k -4,901
58 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 8,5668.6k $238.4k $238.4k 0.00% Reduced -1.6k -1,618
59 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 8,2698.3k $230.1k $230.1k 0.01% Added +155 +155
60 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 8,1228.1k $226.0k $226.0k 0.00% Reduced -3.0k -3,005
61 TFB Advisors LLC 0.06% of their portfolio OVERLAND PARK, KS 7,2327.2k $201.3k $201.3k 0.06% New
62 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 6,4006.4k $178.1k $178.1k 0.01% Reduced -1.3k -1,295
63 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.01% of their portfolio BIRMINGHAM, AL 5,0735.1k $141.2k $141.2k 0.01% Added +111 +111
64 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 1,8161.8k $50.5k $50.5k 0.00% Added +917 +917
65 TUCKER ASSET MANAGEMENT LLC 0.01% of their portfolio LITTLETON, CO 1,6281.6k $45.3k $45.3k 0.01% Reduced -198 -198
66 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,6091.6k $44.8k $44.8k 0.00% Added +1.5k +1,459
67 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 1,4511.5k $40.4k $40.4k 0.00% Added +1 +1
68 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 1,2171.2k $33.9k $33.9k 0.00% Added +19 +19
69 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 5353 $1.5k $1.5k 0.00% Reduced -144 -144
70 CWM, LLC 0.00% of their portfolio OMAHA, NE 4343 $1.0k $1.0k 0.00% New
71 DHJJ Financial Advisors, Ltd. 0.00% of their portfolio NAPERVILLE, IL 1010 $279 $279 0.00% Unchanged
72 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $26 $26 0.00% Reduced -1 -1