Vault-13

FIRST TR EXCHANGE TRAD FD VI FAAR

ALT ABSLT STRG · ETP · CUSIP 33740Y101

89 institutional holders +13 vs Q4 2022
4,995,2215.0m shares reported held*
$148.3mreported value*
18 new 30 added 33 reduced 6 sold out net sold ≈ $14.7m (-494.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($31.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $29.70.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 78Q4 22: 76Q1 23: 8989Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202278
Q4 202276
Q1 202389

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 37 bought or addedQ4 22: 40 cut or sold outQ4 22Q1 23: 48 bought or addedQ1 23: 39 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223740
Q1 20234839

Biggest buyers

HighTower Advisors, LLC New +129,390+129.4k
LPL Financial LLC Added +82,451+82.5k
AE Wealth Management LLC Added +20,005+20.0k
OLD MISSION CAPITAL LLC New +17,585+17.6k
NewEdge Wealth, LLC New +16,214+16.2k
Avior Wealth Management, LLC New +15,030+15.0k
CWM, LLC New +14,337+14.3k
Orion Portfolio Solutions, LLC New +13,195+13.2k
Orion Porfolio Solutions, LLC New +13,195+13.2k
StoneX Group Inc. Added +11,090+11.1k

Biggest sellers

Prospera Financial Services Inc Reduced -140,180-140.2k
Beacon Harbor Wealth Advisors, Inc. Sold out -136,181-136.2k
Alpha Omega Group, Inc. Sold out -130,464-130.5k
IFP Advisors, Inc Reduced -81,971-82.0k
Cetera Investment Advisers Reduced -76,601-76.6k
OSAIC HOLDINGS, INC. Reduced -55,427-55.4k
Cetera Advisor Networks LLC Reduced -49,199-49.2k
FLOW TRADERS U.S. LLC Sold out -43,418-43.4k
ENVESTNET ASSET MANAGEMENT INC Reduced -38,799-38.8k
JANE STREET GROUP, LLC Reduced -36,284-36.3k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +5.4 pts · filed 2026-10-07 36.1% +5.4 pts 2.6m≈ $82.1m 2026-10-07

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 664,827664.8k $19.7m $19.7m 0.01% Reduced -38.8k -38,799
2 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 621,462621.5k $18.5m $18.5m 0.01% Added +82.5k +82,451
3 AE Wealth Management LLC 0.06% of their portfolio TOPEKA, KS 332,761332.8k $9.9m $9.9m 0.06% Added +20.0k +20,005
4 Kestra Advisory Services, LLC 0.10% of their portfolio AUSTIN, TX 324,495324.5k $9.6m $9.6m 0.10% Reduced -7.5k -7,525
5 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 292,225292.2k $8.7m $8.7m 0.02% Reduced -55.4k -55,427
6 MERCER GLOBAL ADVISORS INC /ADV 0.03% of their portfolio DENVER, CO 220,291220.3k $6.5m $6.5m 0.03% Reduced -10.6k -10,644
7 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 187,232187.2k $5.6m $5.6m 0.05% Reduced -76.6k -76,601
8 Cetera Advisor Networks LLC 0.04% of their portfolio EL SEGUNDO, CA 178,843178.8k $5.3m $5.3m 0.04% Reduced -49.2k -49,199
9 Quantitative Advantage, LLC 0.69% of their portfolio MINNETONKA, MN 159,565159.6k $4.7m $4.7m 0.69% Added +1.5k +1,451
10 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 129,390129.4k $3.8m $3.8m 0.01% New
11 AVANTAX ADVISORY SERVICES, INC. 0.04% of their portfolio DALLAS, TX 120,616120.6k $3.6m $3.6m 0.04% Reduced -6.1k -6,051
12 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 120,529120.5k $3.6m $3.6m 0.00% Reduced -6.4k -6,383
13 Prospera Financial Services Inc 0.15% of their portfolio Dallas, TX 118,867118.9k $3.5m $3.5m 0.15% Reduced -140.2k -140,180
14 Authentikos Wealth Advisory, LLC 3.31% of their portfolio MORGAN HILL, CA 109,606109.6k $3.3m $3.3m 3.31% First filing
15 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 84,59784.6k $2.5m $2.5m 0.00% Reduced -8.7k -8,694
16 IFP Advisors, Inc 0.10% of their portfolio TAMPA, FL 75,16475.2k $2.2m $2.2m 0.10% Reduced -82.0k -81,971
17 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 71,88271.9k $2.1m $2.1m 0.03% Reduced -4.6k -4,553
18 Ausdal Financial Partners, Inc. 0.28% of their portfolio Davenport, IA 69,15769.2k $2.1m $2.1m 0.28% Added +8.5k +8,511
19 Jaffetilchin Investment Partners, LLC 0.23% of their portfolio TAMPA, FL 67,24167.2k $2.0m $2.0m 0.23% Added +3.3k +3,282
20 Catalyst Wealth Management, LLC 1.70% of their portfolio ATLANTA, GA 61,01061.0k $1.8m $1.8m 1.70% Reduced -3.7k -3,669
21 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 47,23947.2k $1.4m $1.4m 0.01% Reduced -14.2k -14,186
22 KESTRA PRIVATE WEALTH SERVICES, LLC 0.05% of their portfolio AUSTIN, TX 45,05845.1k $1.3m $1.3m 0.05% Reduced -390 -390
23 IAMS WEALTH MANAGEMENT, LLC 1.11% of their portfolio OMAHA, NE 44,89744.9k $1.3m $1.3m 1.11% Added +2.4k +2,404
24 SMART Wealth LLC 1.01% of their portfolio Omaha, NE 38,52938.5k $1.1m $1.1m 1.01% Reduced -5.2k -5,249
25 Sigma Planning Corp 0.04% of their portfolio ANN ARBOR, MI 36,45936.5k $1.1m $1.1m 0.04% Reduced -609 -609
26 Coppell Advisory Solutions LLC 0.35% of their portfolio COPPELL, TX 35,59535.6k $1.1m $1.1m 0.35% Added +6.1k +6,072
27 Coppell Advisory Solutions Corp. 0.35% of their portfolio COPPELL, TX 35,59535.6k $1.1m $1.1m 0.35% Added +6.1k +6,072
28 Pinnacle Family Advisors, LLC 0.63% of their portfolio Springfield, MO 34,98635.0k $1.0m $1.0m 0.63% Added +880 +880
29 StoneX Group Inc. 0.11% of their portfolio NEW YORK, NY 33,43033.4k $992.9k $992.9k 0.11% Added +11.1k +11,090
30 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 32,64032.6k $969.0k $969.0k 0.00% Added +3.3k +3,289
31 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 29,01629.0k $861.8k $861.8k 0.00% Reduced -36.3k -36,284
32 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 26,61626.6k $790.5k $790.5k 0.02% Reduced -2.3k -2,303
33 Snowden Capital Advisors LLC 0.03% of their portfolio New York, NY 25,89925.9k $769.2k $769.2k 0.03% Added +462 +462
34 BENJAMIN F. EDWARDS & COMPANY, INC. 0.03% of their portfolio ST. LOUIS, MO 22,95323.0k $682.0k $682.0k 0.03% Added +2.9k +2,885
35 Focus Financial Network, Inc. 0.04% of their portfolio MINNEAPOLIS, MN 22,46522.5k $667.2k $667.2k 0.04% Added +2.3k +2,272
36 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 22,25722.3k $661.0k $661.0k 0.00% Added +4.8k +4,839
37 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 21,37921.4k $635.0k $635.0k 0.01% Added +3.2k +3,231
38 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 20,64120.6k $613.0k $613.0k 0.01% Reduced -5.0k -4,971
39 Virtue Capital Management, LLC 0.09% of their portfolio BRENTWOOD, TN 18,64518.6k $540.7k $540.7k 0.09% Reduced -1.6k -1,625
40 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 17,84817.8k $530.1k $530.1k 0.00% Reduced -6.9k -6,896
41 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 17,58517.6k $522.3k $522.3k 0.02% New
42 NewEdge Wealth, LLC 0.02% of their portfolio STAMFORD, CT 16,21416.2k $481.6k $481.6k 0.02% New
43 SCOTIA CAPITAL INC. 0.00% of their portfolio TORONTO, A6 16,00816.0k $475.4k $475.4k 0.00% Unchanged
44 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.03% of their portfolio BIRMINGHAM, AL 15,16915.2k $450.5k $450.5k 0.03% Added +1.4k +1,395
45 Avior Wealth Management, LLC 0.03% of their portfolio OMAHA, NE 15,03015.0k $446.4k $446.4k 0.03% New
46 PFG Advisors 0.04% of their portfolio Phoenix, AZ 14,67614.7k $435.9k $435.9k 0.04% Added +440 +440
47 CWM, LLC 0.00% of their portfolio OMAHA, NE 14,33714.3k $426.0k $426.0k 0.00% New
48 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 14,01214.0k $416.1k $416.1k 0.01% Added +4.5k +4,501
49 Gateway Wealth Partners, LLC 0.06% of their portfolio APPLETON, WI 13,49513.5k $400.8k $400.8k 0.06% Added +4.8k +4,797
50 RFG Advisory, LLC 0.02% of their portfolio BIRMINGHAM, AL 13,29013.3k $394.7k $394.7k 0.02% Added +84 +84
51 Orion Porfolio Solutions, LLC 0.00% of their portfolio OMAHA, NE 13,19513.2k $391.9k $391.9k 0.00% New
52 Orion Portfolio Solutions, LLC 0.00% of their portfolio Omaha, NE 13,19513.2k $391.9k $391.9k 0.00% New
53 Truadvice, LLC 0.15% of their portfolio SARASOTA, FL 12,71112.7k $366.8k $366.8k 0.15% Reduced -736 -736
54 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 12,68512.7k $376.8k $376.8k 0.01% Reduced -2.3k -2,252
55 1776 Wealth LLC 0.22% of their portfolio ATLANTA, GA 12,58912.6k $373.9k $373.9k 0.22% Unchanged
56 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 12,45912.5k $370.0k $370.0k 0.02% Added +22 +22
57 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 12,25912.3k $364.1k $364.1k 0.02% Reduced -356 -356
58 MARIPAU WEALTH MANAGEMENT LLC 0.36% of their portfolio FORT WAYNE, IN 11,74211.7k $348.7k $348.7k 0.36% Reduced -139 -139
59 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 11,04511.0k $328.0k $328.0k 0.01% New
60 GREAT VALLEY ADVISOR GROUP, INC. 0.02% of their portfolio WILMINGTON, DE 10,92610.9k $324.5k $324.5k 0.02% Added +696 +696
61 Walkner Condon Financial Advisors LLC 0.09% of their portfolio MADISON, WI 10,79510.8k $320.6k $320.6k 0.09% Added +896 +896
62 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.05% of their portfolio ORLANDO, FL 10,70010.7k $317.8k $317.8k 0.05% Unchanged
63 Mariner, LLC 0.00% of their portfolio Overland Park, KS 10,15310.2k $302.0k $302.0k 0.00% New
64 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 8,6398.6k $256.6k $256.6k 0.00% New
65 FSB PREMIER WEALTH MANAGEMENT, INC. 0.14% of their portfolio WATERLOO, IA 8,6038.6k $255.5k $255.5k 0.14% Reduced -2.0k -2,033
66 TRANSCEND CAPITAL ADVISORS, LLC 0.03% of their portfolio MADISON, NJ 8,4688.5k $251.5k $251.5k 0.03% Added +547 +547
67 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 8,0728.1k $239.7k $239.7k 0.00% New
68 Pine Valley Investments Ltd Liability Co 0.03% of their portfolio MARLTON, NJ 7,5307.5k $218.6k $218.6k 0.03% First filing
69 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 7,1387.1k $212.0k $212.0k 0.00% Reduced -1.1k -1,080
70 Simplicity Solutions, LLC 0.01% of their portfolio MINNEAPOLIS, MN 6,7446.7k $200.3k $200.3k 0.01% New
71 Ameritas Advisory Services, LLC 0.00% of their portfolio Lincoln, NE 3,2783.3k $97.1k $97.1k 0.00% New
72 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,6922.7k $80.0k $80.0k 0.00% Added +1.9k +1,947
73 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 1,5971.6k $46.2k $46.2k 0.00% Reduced -124 -124
74 CREATIVE FINANCIAL DESIGNS INC /ADV 0.01% of their portfolio KOKOMO, IN 1,5251.5k $45.3k $45.3k 0.01% Reduced -150 -150
75 TUCKER ASSET MANAGEMENT LLC 0.01% of their portfolio LITTLETON, CO 1,2871.3k $38.2k $38.2k 0.01% Added +7 +7
76 Sunbelt Securities, Inc. 0.01% of their portfolio HOUSTON, TX 1,1541.2k $34.4k $34.4k 0.01% New
77 BENJAMIN EDWARDS INC 0.01% of their portfolio Clayton, MO 1,0501.1k $31.0k $31.0k 0.01% Added +114 +114
78 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 450450 $13.4k $13.4k 0.00% Unchanged
79 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 431431 $12.8k $12.8k 0.00% New
80 Belpointe Asset Management LLC 0.00% of their portfolio RENO, NV 393393 $11.7k $11.7k 0.00% Reduced -248 -248
81 SOA Wealth Advisors, LLC. 0.00% of their portfolio NEW YORK, NY 296296 $8.8k $8.8k 0.00% Added +16 +16
82 Clearview Wealth Advisors LLC 0.01% of their portfolio SALEM, OR 188188 $5.6k $5.6k 0.01% Added +1 +1
83 Cape Investment Advisory, Inc. 0.00% of their portfolio MCDONOUGH, GA 147147 $4.4k $4.4k 0.00% First filing
84 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 145145 $4.0k $4.0k 0.00% New
85 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 143143 $4.2k $4.2k 0.00% Unchanged
86 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 6868 $2.0k $2.0k 0.00% New
87 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 4444 $1.3k $1.3k 0.00% Reduced -67 -67
88 FMR LLC 0.00% of their portfolio BOSTON, MA 1212 $356 $356 0.00% New
89 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 00 $24 $24 0.00% Reduced -1 -1