Vault-13

FIRST TR EXCHANGE TRAD FD VI FAAR

ALT ABSLT STRG · ETP · CUSIP 33740Y101

76 institutional holders -2 vs Q3 2022
5,384,8845.4m shares reported held*
$160.9mreported value*
8 new 29 added 27 reduced 13 sold out net bought ≈ $28.5m (+953.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($28.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $29.87.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 78Q4 22: 7676Q3 22Q4 22
Numbers
QuarterHolders
Q3 202278
Q4 202276

Biggest buyers

AE Wealth Management LLC Added +276,923+276.9k
Prospera Financial Services Inc New +259,047+259.0k
MERCER GLOBAL ADVISORS INC /ADV New +230,935+230.9k
Cetera Advisor Networks LLC Added +216,656+216.7k
Cetera Investment Advisers Added +156,421+156.4k
ENVESTNET ASSET MANAGEMENT INC Added +101,739+101.7k
JANE STREET GROUP, LLC New +65,300+65.3k
Jaffetilchin Investment Partners, LLC New +63,959+64.0k
Bank of New York Mellon Corp Added +44,316+44.3k
OSAIC HOLDINGS, INC. Added +18,172+18.2k

Biggest sellers

Allworth Financial LP Reduced -152,423-152.4k
Private Advisor Group, LLC Sold out -129,008-129.0k
Kestra Advisory Services, LLC Reduced -72,908-72.9k
Integrated Wealth Concepts LLC Sold out -41,275-41.3k
Claraphi Advisory Network, LLC Sold out -19,823-19.8k
Equitable Holdings, Inc. Reduced -19,166-19.2k
Advisors Preferred, LLC Sold out -17,588-17.6k
National Wealth Management Group, LLC Sold out -16,590-16.6k
PCG Wealth Advisors, LLC Sold out -12,290-12.3k
Raymond James Financial Services Advisors, Inc. Reduced -11,937-11.9k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +5.4 pts · filed 2026-10-07 36.1% +5.4 pts 2.6m≈ $82.1m 2026-10-07

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 703,626703.6k $21.0m $21.0m 0.01% Added +101.7k +101,739
2 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 539,011539.0k $16.1m $16.1m 0.01% Reduced -4.3k -4,285
3 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 347,652347.7k $10.4m $10.4m 0.02% Added +18.2k +18,172
4 Kestra Advisory Services, LLC 0.09% of their portfolio AUSTIN, TX 332,020332.0k $9.9m $9.9m 0.09% Reduced -72.9k -72,908
5 AE Wealth Management LLC 0.07% of their portfolio TOPEKA, KS 312,756312.8k $9.3m $9.3m 0.07% Added +276.9k +276,923
6 Cetera Investment Advisers 0.07% of their portfolio SCHAUMBURG, IL 263,833263.8k $7.9m $7.9m 0.07% Added +156.4k +156,421
7 Prospera Financial Services Inc 0.39% of their portfolio Dallas, TX 259,047259.0k $7.7m $7.7m 0.39% New
8 MERCER GLOBAL ADVISORS INC /ADV 0.03% of their portfolio DENVER, CO 230,935230.9k $6.9m $6.9m 0.03% New
9 Cetera Advisor Networks LLC 0.06% of their portfolio EL SEGUNDO, CA 228,042228.0k $6.8m $6.8m 0.06% Added +216.7k +216,656
10 Quantitative Advantage, LLC 0.73% of their portfolio MINNETONKA, MN 158,114158.1k $4.7m $4.7m 0.73% Added +9.0k +9,039
11 IFP Advisors, Inc 0.12% of their portfolio TAMPA, FL 157,135157.1k $4.7m $4.7m 0.12% Added +8.8k +8,817
12 Beacon Harbor Wealth Advisors, Inc. 1.38% of their portfolio VIRGINIA BEACH, VA 136,181136.2k $4.1m $4.1m 1.38% First filing
13 Alpha Omega Group, Inc. 5.50% of their portfolio RESTON, VA 130,464130.5k $3.9m $3.9m 5.50% Added +1.2k +1,206
14 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 126,912126.9k $3.8m $3.8m 0.00% Added +44.3k +44,316
15 AVANTAX ADVISORY SERVICES, INC. 0.05% of their portfolio DALLAS, TX 126,667126.7k $3.8m $3.8m 0.05% Added +16.2k +16,200
16 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 93,29193.3k $2.8m $2.8m 0.01% Reduced -11.9k -11,937
17 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 76,43576.4k $2.3m $2.3m 0.04% Reduced -6.8k -6,811
18 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 65,30065.3k $2.0m $2.0m 0.00% New
19 Catalyst Wealth Management, LLC 1.82% of their portfolio ATLANTA, GA 64,67964.7k $1.9m $1.9m 1.82% First filing
20 Jaffetilchin Investment Partners, LLC 0.23% of their portfolio TAMPA, FL 63,95964.0k $1.9m $1.9m 0.23% New
21 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 61,42561.4k $1.8m $1.8m 0.01% Reduced -8.8k -8,830
22 Ausdal Financial Partners, Inc. 0.26% of their portfolio Davenport, IA 60,64660.6k $1.8m $1.8m 0.26% Added +3.3k +3,259
23 KESTRA PRIVATE WEALTH SERVICES, LLC 0.07% of their portfolio AUSTIN, TX 45,44845.4k $1.4m $1.4m 0.07% Reduced -5.9k -5,931
24 SMART Wealth LLC 0.98% of their portfolio Omaha, NE 43,77843.8k $1.3m $1.3m 0.98% First filing
25 FLOW TRADERS U.S. LLC 0.07% of their portfolio NEW YORK, NY 43,41843.4k $1.3m $1.3m 0.07% Added +9.1k +9,079
26 IAMS WEALTH MANAGEMENT, LLC 1.29% of their portfolio OMAHA, NE 42,49342.5k $1.3m $1.3m 1.29% First filing
27 Sigma Planning Corp 0.04% of their portfolio ANN ARBOR, MI 37,06837.1k $1.1m $1.1m 0.04% Added +828 +828
28 Pinnacle Family Advisors, LLC 0.73% of their portfolio Springfield, MO 34,10634.1k $1.0m $1.0m 0.73% Reduced -4.0k -3,963
29 Coppell Advisory Solutions LLC 0.30% of their portfolio COPPELL, TX 29,52329.5k $882.1k $882.1k 0.30% First filing
30 Coppell Advisory Solutions Corp. 0.30% of their portfolio COPPELL, TX 29,52329.5k $882.1k $882.1k 0.30% First filing
31 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 29,35129.4k $877.0k $877.0k 0.00% Reduced -10.1k -10,104
32 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 28,91928.9k $864.1k $864.1k 0.02% Reduced -3.6k -3,577
33 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 27,64427.6k $826.0k $826.0k 0.01% Reduced -19.2k -19,166
34 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 25,61225.6k $765.3k $765.3k 0.01% Reduced -152.4k -152,423
35 Snowden Capital Advisors LLC 0.03% of their portfolio New York, NY 25,43725.4k $760.1k $760.1k 0.03% Added +3.2k +3,232
36 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 24,74424.7k $739.4k $739.4k 0.00% Added +2.1k +2,144
37 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 22,54822.5k $674.0k $674.0k 0.00% Added +14.0k +13,971
38 StoneX Group Inc. 0.08% of their portfolio NEW YORK, NY 22,34022.3k $668.7k $668.7k 0.08% Reduced -687 -687
39 Virtue Capital Management, LLC 0.09% of their portfolio BRENTWOOD, TN 20,27020.3k $605.7k $605.7k 0.09% Reduced -713 -713
40 Focus Financial Network, Inc. 0.05% of their portfolio MINNEAPOLIS, MN 20,19320.2k $603.4k $603.4k 0.05% Reduced -4.7k -4,700
41 BENJAMIN F. EDWARDS & COMPANY, INC. 0.03% of their portfolio ST. LOUIS, MO 20,06820.1k $600.0k $600.0k 0.03% Added +4.6k +4,634
42 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 18,14818.1k $542.3k $542.3k 0.01% Reduced -1.9k -1,920
43 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 17,41817.4k $520.4k $520.4k 0.00% Added +4.3k +4,340
44 SCOTIA CAPITAL INC. 0.00% of their portfolio TORONTO, A6 16,00816.0k $478.3k $478.3k 0.00% Added +30 +30
45 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 14,93714.9k $446.3k $446.3k 0.01% New
46 PFG Advisors 0.04% of their portfolio Phoenix, AZ 14,23614.2k $425.4k $425.4k 0.04% Reduced -983 -983
47 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.03% of their portfolio BIRMINGHAM, AL 13,77413.8k $411.6k $411.6k 0.03% Added +839 +839
48 Truadvice, LLC 0.21% of their portfolio SARASOTA, FL 13,44713.4k $403.3k $403.3k 0.21% Added +283 +283
49 RFG Advisory, LLC 0.02% of their portfolio BIRMINGHAM, AL 13,20613.2k $395.1k $395.1k 0.02% Added +3.5k +3,517
50 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 12,61512.6k $376.9k $376.9k 0.02% Added +8.0k +8,022
51 1776 Wealth LLC 0.27% of their portfolio ATLANTA, GA 12,58912.6k $376.0k $376.0k 0.27% Reduced -262 -262
52 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 12,43712.4k $371.6k $371.6k 0.02% Reduced -1.0k -1,009
53 S.C. Financial Services, Inc. 0.56% of their portfolio SCOTTSDALE, AZ 12,21112.2k $364.9k $364.9k 0.56% Reduced -999 -999
54 MARIPAU WEALTH MANAGEMENT LLC 0.37% of their portfolio FORT WAYNE, IN 11,88111.9k $353.9k $353.9k 0.37% Added +1.7k +1,727
55 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.03% of their portfolio ORLANDO, FL 10,70010.7k $319.7k $319.7k 0.03% Reduced -3.7k -3,700
56 FSB PREMIER WEALTH MANAGEMENT, INC. 0.17% of their portfolio WATERLOO, IA 10,63610.6k $317.8k $317.8k 0.17% Reduced -459 -459
57 GREAT VALLEY ADVISOR GROUP, INC. 0.02% of their portfolio WILMINGTON, DE 10,23010.2k $305.7k $305.7k 0.02% Added +371 +371
58 Walkner Condon Financial Advisors LLC 0.09% of their portfolio MADISON, WI 9,8999.9k $295.8k $295.8k 0.09% Reduced -554 -554
59 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 9,5119.5k $284.2k $284.2k 0.01% Added +1.6k +1,552
60 Gateway Wealth Partners, LLC 0.04% of their portfolio APPLETON, WI 8,6988.7k $259.9k $259.9k 0.04% First filing
61 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 8,2188.2k $246.0k $246.0k 0.00% Reduced -1.5k -1,501
62 Concorde Asset Management, LLC 0.22% of their portfolio ANN ARBOR, MI 8,1428.1k $243.3k $243.3k 0.22% Reduced -65 -65
63 TRANSCEND CAPITAL ADVISORS, LLC 0.03% of their portfolio MADISON, NJ 7,9217.9k $236.7k $236.7k 0.03% Reduced -251 -251
64 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 1,7211.7k $51.4k $51.4k 0.00% Added +219 +219
65 CREATIVE FINANCIAL DESIGNS INC /ADV 0.01% of their portfolio KOKOMO, IN 1,6751.7k $50.0k $50.0k 0.01% Unchanged
66 TUCKER ASSET MANAGEMENT LLC 0.01% of their portfolio LITTLETON, CO 1,2801.3k $38.2k $38.2k 0.01% Added +22 +22
67 BENJAMIN EDWARDS INC 0.01% of their portfolio Clayton, MO 936936 $28.0k $28.0k 0.01% Unchanged
68 UBS Group AG 0.00% of their portfolio ZURICH, V8 745745 $22.3k $22.3k 0.00% Reduced -2.8k -2,847
69 Belpointe Asset Management LLC 0.00% of their portfolio RENO, NV 641641 $19.2k $19.2k 0.00% New
70 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 450450 $13.4k $13.4k 0.00% Unchanged
71 SOA Wealth Advisors, LLC. 0.00% of their portfolio NEW YORK, NY 280280 $8.4k $8.4k 0.00% Unchanged
72 Clearview Wealth Advisors LLC 0.00% of their portfolio SALEM, OR 187187 $5.6k $5.6k 0.00% Added +11 +11
73 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 175175 $5.2k $5.2k 0.00% New
74 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 143143 $4.3k $4.3k 0.00% Reduced -2 -2
75 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 111111 $3 $3 0.00% New
76 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $30 $30 0.00% Unchanged