Vault-13

FIRST TR EXCHNG TRADED FD VI YSEP

FT VEST INT EQ M · ETP · CUSIP 33740U828

33 institutional holders +2 vs Q1 2024
1,331,6961.3m shares reported held*
$28.8mreported value*
3 new 11 added 8 reduced 2 sold out net sold ≈ $508.2k (-29.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $21.64.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 13Q4 22: 21Q1 23: 23Q2 23: 16Q3 23: 19Q4 23: 33Q1 24: 31Q2 24: 3333Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202213
Q4 202221
Q1 202323
Q2 202316
Q3 202319
Q4 202333
Q1 202431
Q2 202433

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 16 bought or addedQ4 22: 2 cut or sold outQ4 22Q1 23: 13 bought or addedQ1 23: 9 cut or sold outQ2 23: 8 bought or addedQ2 23: 12 cut or sold outQ2 23Q3 23: 11 bought or addedQ3 23: 7 cut or sold outQ4 23: 26 bought or addedQ4 23: 5 cut or sold outQ4 23Q1 24: 14 bought or addedQ1 24: 10 cut or sold outQ2 24: 14 bought or addedQ2 24: 10 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022162
Q1 2023139
Q2 2023812
Q3 2023117
Q4 2023265
Q1 20241410
Q2 20241410

Biggest buyers

OLD MISSION CAPITAL LLC New +40,171+40.2k
CITADEL ADVISORS LLC New +25,870+25.9k
AlphaMark Advisors, LLC New +14,715+14.7k
ENVESTNET ASSET MANAGEMENT INC Added +9,893+9.9k
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Added +6,840+6.8k
Brookstone Capital Management Added +5,500+5.5k
Ameritas Investment Partners, Inc. Added +4,075+4.1k
COMMONWEALTH EQUITY SERVICES, LLC Added +2,736+2.7k
RAYMOND JAMES & ASSOCIATES Added +1,010+1.0k
Raymond James Financial Services Advisors, Inc. Added +836+836

Biggest sellers

VIMA LLC Sold out -57,637-57.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -38,824-38.8k
Cetera Investment Advisers Reduced -20,556-20.6k
OSAIC HOLDINGS, INC. Reduced -14,253-14.3k
SILVER OAK SECURITIES, INCORPORATED Reduced -5,165-5.2k
UBS Group AG Reduced -2,424-2.4k
HARBOUR INVESTMENTS, INC. Reduced -1,900-1.9k
Cambridge Investment Research Advisors, Inc. Reduced -626-626
LM Advisors LLC Reduced -554-554
Envestnet Portfolio Solutions, Inc. Reduced -265-265

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +4.3 pts · filed 2026-10-22 35.9% +4.3 pts 1.6m≈ $44.0m 2026-10-22

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LM Advisors LLC 0.16% of their portfolio SAN DIEGO, CA 206,412206.4k $4.5m $4.5m 0.16% Reduced -554 -554
2 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 189,694189.7k $4.1m $4.1m 0.01% Added +2.7k +2,736
3 Chris Bulman Inc 1.96% of their portfolio ROSEVILLE, CA 132,867132.9k $2.9m $2.9m 1.96% First filing
4 Brookstone Capital Management 0.05% of their portfolio WHEATON, IL 132,726132.7k $2.9m $2.9m 0.05% Added +5.5k +5,500
5 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 101,133101.1k $2.2m $2.2m 0.00% Added +836 +836
6 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 93,19193.2k $2.0m $2.0m 0.00% Reduced -14.3k -14,253
7 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 61,95562.0k $1.3m $1.3m 0.00% Reduced -626 -626
8 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 52,38952.4k $1.1m $1.1m 0.00% Added +9.9k +9,893
9 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 40,17140.2k $866.9k $866.9k 0.02% New
10 Valmark Advisers, Inc. 0.01% of their portfolio AKRON, OH 37,59537.6k $811.3k $811.3k 0.01% Added +314 +314
11 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 34,22834.2k $738.6k $738.6k 0.00% Unchanged
12 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.04% of their portfolio BIRMINGHAM, AL 28,54828.5k $616.1k $616.1k 0.04% Added +6.8k +6,840
13 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 25,87025.9k $558.3k $558.3k 0.00% New
14 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 25,18125.2k $543.4k $543.4k 0.00% Added +1.0k +1,010
15 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 23,23423.2k $501.4k $501.4k 0.00% Unchanged
16 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 22,33522.3k $482.0k $482.0k 0.00% Reduced -20.6k -20,556
17 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 18,98819.0k $409.7k $409.7k 0.01% Unchanged
18 SILVER OAK SECURITIES, INCORPORATED 0.06% of their portfolio JACKSON, TN 18,03618.0k $389.2k $389.2k 0.06% Reduced -5.2k -5,165
19 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 17,49417.5k $377.5k $377.5k 0.00% Reduced -265 -265
20 AlphaMark Advisors, LLC 0.11% of their portfolio FT. WRIGHT, KY 14,71514.7k $318.0k $318.0k 0.11% New
21 1776 Wealth LLC 0.13% of their portfolio ATLANTA, GA 13,76313.8k $297.0k $297.0k 0.13% Unchanged
22 Ameritas Investment Partners, Inc. 0.01% of their portfolio LINCOLN, NE 11,04011.0k $238.2k $238.2k 0.01% Added +4.1k +4,075
23 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 10,38410.4k $224.1k $224.1k 0.00% Added +138 +138
24 FinTrust Capital Advisors, LLC 0.03% of their portfolio Greenville, SC 6,3856.4k $137.8k $137.8k 0.03% Unchanged
25 DHJJ Financial Advisors, Ltd. 0.05% of their portfolio NAPERVILLE, IL 5,6155.6k $121.2k $121.2k 0.05% Added +15 +15
26 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,9351.9k $41.8k $41.8k 0.00% Unchanged
27 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 1,9321.9k $41.7k $41.7k 0.00% Unchanged
28 SOA Wealth Advisors, LLC. 0.01% of their portfolio NEW YORK, NY 1,2701.3k $27.4k $27.4k 0.01% Added +244 +244
29 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,0871.1k $23.5k $23.5k 0.00% Reduced -1.9k -1,900
30 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 634634 $14.0k $14.0k 0.00% Unchanged
31 CWM, LLC 0.00% of their portfolio OMAHA, NE 520520 $11.0k $11.0k 0.00% Unchanged
32 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 300300 $6.5k $6.5k 0.00% Unchanged
33 UBS Group AG 0.00% of their portfolio ZURICH, V8 6969 $1.5k $1.5k 0.00% Reduced -2.4k -2,424