Vault-13

FIRST TR EXCHNG TRADED FD VI YSEP

FT VEST INT EQ M · ETP · CUSIP 33740U828

31 institutional holders -2 vs Q4 2023
1,228,6761.2m shares reported held*
$26.4mreported value*
2 new 12 added 6 reduced 4 sold out net bought ≈ $1.8m (+89.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $21.48.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 13Q4 22: 21Q1 23: 23Q2 23: 16Q3 23: 19Q4 23: 33Q1 24: 3131Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202213
Q4 202221
Q1 202323
Q2 202316
Q3 202319
Q4 202333
Q1 202431

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 16 bought or addedQ4 22: 2 cut or sold outQ4 22Q1 23: 13 bought or addedQ1 23: 9 cut or sold outQ1 23Q2 23: 8 bought or addedQ2 23: 12 cut or sold outQ2 23Q3 23: 11 bought or addedQ3 23: 7 cut or sold outQ3 23Q4 23: 26 bought or addedQ4 23: 5 cut or sold outQ4 23Q1 24: 14 bought or addedQ1 24: 10 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022162
Q1 2023139
Q2 2023812
Q3 2023117
Q4 2023265
Q1 20241410

Biggest buyers

VIMA LLC New +57,637+57.6k
JPMORGAN CHASE & CO New +34,228+34.2k
Raymond James Financial Services Advisors, Inc. Added +31,550+31.6k
Cetera Investment Advisers Added +19,855+19.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +11,450+11.4k
Ameritas Investment Partners, Inc. Added +3,495+3.5k
UBS Group AG Added +2,138+2.1k
RAYMOND JAMES & ASSOCIATES Added +1,456+1.5k
DHJJ Financial Advisors, Ltd. Added +795+795
LM Advisors LLC Added +662+662

Biggest sellers

OLD MISSION CAPITAL LLC Sold out -19,204-19.2k
AlphaMark Advisors, LLC Sold out -19,190-19.2k
Cetera Advisor Networks LLC Sold out -16,181-16.2k
Summit Wealth Partners, LLC Sold out -9,820-9.8k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -3,877-3.9k
OSAIC HOLDINGS, INC. Reduced -3,325-3.3k
ENVESTNET ASSET MANAGEMENT INC Reduced -1,174-1.2k
HARBOUR INVESTMENTS, INC. Reduced -662-662
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Reduced -596-596
Valmark Advisers, Inc. Reduced -328-328

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +4.3 pts · filed 2026-10-22 35.9% +4.3 pts 1.6m≈ $44.0m 2026-10-22

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LM Advisors LLC 0.78% of their portfolio SAN DIEGO, CA 206,966207.0k $4.5m $4.5m 0.78% Added +662 +662
2 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 186,958187.0k $4.0m $4.0m 0.01% Reduced -3.9k -3,877
3 Brookstone Capital Management 0.05% of their portfolio WHEATON, IL 127,226127.2k $2.7m $2.7m 0.05% Added +598 +598
4 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 107,444107.4k $2.3m $2.3m 0.01% Reduced -3.3k -3,325
5 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 100,297100.3k $2.2m $2.2m 0.00% Added +31.6k +31,550
6 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 62,58162.6k $1.4m $1.4m 0.01% Added +3 +3
7 VIMA LLC 1.28% of their portfolio TROY, MI 57,63757.6k $1.1m $1.1m 1.28% New
8 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 42,89142.9k $926.2k $926.2k 0.00% Added +19.9k +19,855
9 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 42,49642.5k $917.7k $917.7k 0.00% Reduced -1.2k -1,174
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 38,82438.8k $838.4k $838.4k 0.00% Added +11.4k +11,450
11 Valmark Advisers, Inc. 0.01% of their portfolio AKRON, OH 37,28137.3k $805.1k $805.1k 0.01% Reduced -328 -328
12 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 34,22834.2k $739.2k $739.2k 0.00% New
13 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 24,17124.2k $522.0k $522.0k 0.00% Added +1.5k +1,456
14 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 23,23423.2k $501.7k $501.7k 0.00% Unchanged
15 SILVER OAK SECURITIES, INCORPORATED 0.08% of their portfolio JACKSON, TN 23,20123.2k $501.0k $501.0k 0.08% Unchanged
16 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.03% of their portfolio BIRMINGHAM, AL 21,70821.7k $468.8k $468.8k 0.03% Reduced -596 -596
17 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 18,98819.0k $410.0k $410.0k 0.01% Unchanged
18 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 17,75917.8k $383.5k $383.5k 0.00% Added +278 +278
19 1776 Wealth LLC 0.14% of their portfolio ATLANTA, GA 13,76313.8k $297.2k $297.2k 0.14% Unchanged
20 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 10,24610.2k $221.3k $221.3k 0.00% Added +33 +33
21 Ameritas Investment Partners, Inc. 0.01% of their portfolio LINCOLN, NE 6,9657.0k $150.4k $150.4k 0.01% Added +3.5k +3,495
22 FinTrust Capital Advisors, LLC 0.03% of their portfolio Greenville, SC 6,3856.4k $137.9k $137.9k 0.03% Unchanged
23 DHJJ Financial Advisors, Ltd. 0.05% of their portfolio NAPERVILLE, IL 5,6005.6k $120.9k $120.9k 0.05% Added +795 +795
24 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 2,9873.0k $64.5k $64.5k 0.00% Reduced -662 -662
25 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,4932.5k $53.8k $53.8k 0.00% Added +2.1k +2,138
26 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,9351.9k $41.8k $41.8k 0.00% Unchanged
27 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 1,9321.9k $41.7k $41.7k 0.00% Unchanged
28 SOA Wealth Advisors, LLC. 0.00% of their portfolio NEW YORK, NY 1,0261.0k $22.2k $22.2k 0.00% Unchanged
29 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 634634 $14.0k $14.0k 0.00% Unchanged
30 CWM, LLC 0.00% of their portfolio OMAHA, NE 520520 $11.0k $11.0k 0.00% Unchanged
31 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 300300 $6.5k $6.5k 0.00% Unchanged