Vault-13

FIRST TR EXCHNG TRADED FD VI YSEP

FT VEST INT EQ M · ETP · CUSIP 33740U828

16 institutional holders -7 vs Q1 2023
549,031549.0k shares reported held*
$10.9mreported value*
1 new 7 added 4 reduced 8 sold out net sold ≈ $7.1m (-357.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $19.87.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 13Q4 22: 21Q1 23: 23Q2 23: 1616Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202213
Q4 202221
Q1 202323
Q2 202316

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 16 bought or addedQ4 22: 2 cut or sold outQ4 22Q1 23: 13 bought or addedQ1 23: 9 cut or sold outQ1 23Q2 23: 8 bought or addedQ2 23: 12 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022162
Q1 2023139
Q2 2023812

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +9,132+9.1k
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Added +6,599+6.6k
AdvisorNet Financial, Inc New +5,728+5.7k
Brookstone Capital Management Added +2,931+2.9k
IFP Advisors, Inc Added +1,685+1.7k
UBS Group AG Added +1,495+1.5k
HARBOUR INVESTMENTS, INC. Added +662+662
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +296+296

Biggest sellers

COMMONWEALTH EQUITY SERVICES, LLC Reduced -115,266-115.3k
Simplicity Solutions, LLC Sold out -84,376-84.4k
Cambridge Investment Research Advisors, Inc. Reduced -62,930-62.9k
Prosperity Consulting Group, LLC Sold out -46,569-46.6k
CITADEL ADVISORS LLC Sold out -34,188-34.2k
PFG Advisors Sold out -13,357-13.4k
GOLDMAN SACHS GROUP INC Sold out -10,900-10.9k
JPMORGAN CHASE & CO Sold out -10,027-10.0k
ROYAL BANK OF CANADA Sold out -3,250-3.2k
OSAIC HOLDINGS, INC. Reduced -1,962-2.0k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +4.3 pts · filed 2026-10-22 35.9% +4.3 pts 1.6m≈ $44.0m 2026-10-22

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 134,735134.7k $2.7m $2.7m 0.01% Reduced -115.3k -115,266
2 Brookstone Capital Management 0.05% of their portfolio WHEATON, IL 134,717134.7k $2.6m $2.6m 0.05% Added +2.9k +2,931
3 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 54,90254.9k $1.1m $1.1m 0.00% Reduced -2.0k -1,962
4 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 54,07954.1k $1.1m $1.1m 0.00% Reduced -62.9k -62,930
5 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 41,45941.5k $826.9k $826.9k 0.00% Added +9.1k +9,132
6 Advisory Resource Group 0.13% of their portfolio Tulsa, OK 24,23924.2k $483.5k $483.5k 0.13% Unchanged
7 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 19,84619.8k $395.9k $395.9k 0.02% Added +662 +662
8 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.03% of their portfolio BIRMINGHAM, AL 17,62017.6k $351.4k $351.4k 0.03% Added +6.6k +6,599
9 Summit Wealth Partners, LLC 0.08% of their portfolio Orlando, FL 15,31115.3k $305.4k $305.4k 0.08% Unchanged
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 15,00015.0k $299.2k $299.2k 0.00% Added +296 +296
11 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 13,15713.2k $262.4k $262.4k 0.00% Unchanged
12 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 10,63410.6k $212.1k $212.1k 0.00% Reduced -1.7k -1,730
13 AdvisorNet Financial, Inc 0.01% of their portfolio MINNETONKA, MN 5,7285.7k $114.3k $114.3k 0.01% New
14 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 3,7703.8k $75.3k $75.3k 0.00% Added +1.7k +1,685
15 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 1,9321.9k $38.5k $38.5k 0.00% Unchanged
16 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,9021.9k $37.9k $37.9k 0.00% Added +1.5k +1,495