Vault-13

FIRST TR EXCHNG TRADED FD VI DAPR

FT VEST U.S. · ETP · CUSIP 33740U802

70 institutional holders +11 vs Q3 2022
5,518,5385.5m shares reported held*
$162.6mreported value*
14 new 19 added 18 reduced 6 sold out net sold ≈ $2.6m (-89.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $29.47.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 59Q4 22: 7070Q3 22Q4 22
Numbers
QuarterHolders
Q3 202259
Q4 202270

Biggest buyers

AE Wealth Management LLC Added +167,818+167.8k
OGOREK ANTHONY JOSEPH /NY/ /ADV New +124,577+124.6k
CreativeOne Wealth, LLC New +53,318+53.3k
B. Riley Wealth Advisors, Inc. Added +42,948+42.9k
Cambridge Investment Research Advisors, Inc. Added +34,642+34.6k
LPL Financial LLC New +25,372+25.4k
Sigma Planning Corp Added +25,100+25.1k
NewEdge Advisors, LLC Added +23,612+23.6k
NATIONS FINANCIAL GROUP INC, /IA/ /ADV Added +23,062+23.1k
Outlook Wealth Advisors, LLC New +21,370+21.4k

Biggest sellers

Texas Capital Bank Wealth Management Services Inc Sold out -221,950-221.9k
Cetera Advisors LLC Reduced -171,554-171.6k
Cetera Investment Advisers Reduced -93,618-93.6k
ENVESTNET ASSET MANAGEMENT INC Reduced -93,423-93.4k
First Heartland Consultants, Inc. Sold out -22,189-22.2k
AdvisorNet Financial, Inc Reduced -19,917-19.9k
JANE STREET GROUP, LLC Reduced -18,730-18.7k
Mutual Advisors, LLC Reduced -16,500-16.5k
Arkadios Wealth Advisors Reduced -14,790-14.8k
Kingsview Wealth Management, LLC Sold out -10,892-10.9k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +3.1 pts · filed 2026-10-22 55.0% +3.1 pts 4.3m≈ $174.8m 2026-10-22

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 COMMONWEALTH EQUITY SERVICES, LLC 0.09% of their portfolio WALTHAM, MA 1,280,5911.3m $37.7m $37.7m 0.09% Reduced -6.7k -6,657
2 AE Wealth Management LLC 0.17% of their portfolio TOPEKA, KS 790,851790.9k $23.3m $23.3m 0.17% Added +167.8k +167,818
3 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 636,448636.4k $18.7m $18.7m 0.04% Added +7.0k +6,969
4 Mutual Advisors, LLC 0.45% of their portfolio OMAHA, NE 344,138344.1k $10.1m $10.1m 0.45% Reduced -16.5k -16,500
5 Hartford Financial Management Inc. 1.76% of their portfolio WEST HARTFORD, CT 225,271225.3k $6.6m $6.6m 1.76% Reduced -2.3k -2,290
6 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 202,216202.2k $6.0m $6.0m 0.00% Reduced -93.4k -93,423
7 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 178,234178.2k $5.3m $5.3m 0.03% Added +34.6k +34,642
8 Arkadios Wealth Advisors 0.55% of their portfolio ATLANTA, GA 140,072140.1k $4.1m $4.1m 0.55% Reduced -14.8k -14,790
9 Tanglewood Legacy Advisors, LLC 2.67% of their portfolio HOUSTON, TX 127,493127.5k $3.8m $3.8m 2.67% First filing
10 SMART Wealth LLC 2.77% of their portfolio Omaha, NE 124,947124.9k $3.7m $3.7m 2.77% First filing
11 OGOREK ANTHONY JOSEPH /NY/ /ADV 1.60% of their portfolio WILLIAMSVILLE, NY 124,577124.6k $3.7m $3.7m 1.60% New
12 Atria Wealth Solutions, Inc. 0.06% of their portfolio NEW YORK, NY 124,255124.3k $3.7m $3.7m 0.06% Added +3.5k +3,474
13 Comprehensive Financial Consultants Institutional, Inc. 1.62% of their portfolio Bloomington, IN 89,42989.4k $2.7m $2.7m 1.62% Added +198 +198
14 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.23% of their portfolio CEDAR RAPIDS, IA 70,14870.1k $2.1m $2.1m 0.23% Added +23.1k +23,062
15 Keystone Wealth Services, LLC 0.79% of their portfolio PALM DESERT, CA 61,16761.2k $1.8m $1.8m 0.79% Unchanged
16 HARBOUR INVESTMENTS, INC. 0.11% of their portfolio MADISON, WI 61,10061.1k $1.8m $1.8m 0.11% Added +88 +88
17 CreativeOne Wealth, LLC 0.09% of their portfolio OVERLAND PARK, KS 53,31853.3k $1.6m $1.6m 0.09% New
18 Cypress Wealth Services, LLC 0.49% of their portfolio PALM DESERT, CA 51,93751.9k $1.5m $1.5m 0.49% Unchanged
19 B. Riley Wealth Advisors, Inc. 0.04% of their portfolio MEMPHIS, TN 50,00050.0k $1.5m $1.5m 0.04% Added +42.9k +42,948
20 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 49,05449.1k $1.4m $1.4m 0.00% Reduced -7.5k -7,482
21 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 41,25741.3k $1.2m $1.2m 0.01% Added +3.5k +3,490
22 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 40,39240.4k $1.2m $1.2m 0.01% Added +10.0k +10,018
23 Lloyd Advisory Services, LLC. 0.74% of their portfolio SUWANEE, GA 36,31536.3k $1.1m $1.1m 0.74% Reduced -76 -76
24 Sigma Planning Corp 0.04% of their portfolio ANN ARBOR, MI 35,76635.8k $1.1m $1.1m 0.04% Added +25.1k +25,100
25 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 35,52635.5k $1.0m $1.0m 0.01% Reduced -93.6k -93,618
26 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 34,14234.1k $1.0m $1.0m 0.03% Added +23.6k +23,612
27 CENTAURUS FINANCIAL, INC. 0.09% of their portfolio ANAHEIM, CA 31,51231.5k $928.0k $928.0k 0.09% Reduced -292 -292
28 Ameritas Advisory Services, LLC 0.04% of their portfolio Lincoln, NE 31,00531.0k $913.4k $913.4k 0.04% Added +8.7k +8,671
29 TrueWealth Advisors, LLC 0.36% of their portfolio BIRMINGHAM, AL 28,18028.2k $830.2k $830.2k 0.36% Unchanged
30 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 25,37225.4k $747.5k $747.5k 0.00% New
31 Outlook Wealth Advisors, LLC 0.30% of their portfolio SHENANDOAH, TX 21,37021.4k $629.6k $629.6k 0.30% New
32 WealthPLAN Partners, LLC 0.04% of their portfolio OMAHA, NE 21,20021.2k $638.2k $638.2k 0.04% First filing
33 WealthPlan Investment Management, LLC 0.04% of their portfolio OMAHA, NE 21,20021.2k $637.9k $637.9k 0.04% Reduced -472 -472
34 B.O.S.S. Retirement Advisors, LLC 0.16% of their portfolio Lehi, UT 20,74720.7k $611.2k $611.2k 0.16% First filing
35 ACORN FINANCIAL ADVISORY SERVICES INC /ADV 0.12% of their portfolio Reston, VA 19,36219.4k $570.4k $570.4k 0.12% Reduced -1.3k -1,322
36 Kovack Advisors, Inc. 0.08% of their portfolio FT. LAUDERDALE, FL 18,53118.5k $545.9k $545.9k 0.08% Added +200 +200
37 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.04% of their portfolio BIRMINGHAM, AL 18,51818.5k $545.5k $545.5k 0.04% Reduced -2.1k -2,130
38 Sage Capital Advisors,llc 0.23% of their portfolio SIOUX FALLS, SD 17,89017.9k $527.0k $527.0k 0.23% New
39 Delta Investment Management, LLC 0.16% of their portfolio SAN FRANCISCO, CA 16,87816.9k $497.2k $497.2k 0.16% Unchanged
40 Truadvice, LLC 0.26% of their portfolio SARASOTA, FL 16,75016.8k $496.6k $496.6k 0.26% Unchanged
41 Strategic Blueprint, LLC 0.06% of their portfolio ATLANTA, GA 16,66216.7k $490.9k $490.9k 0.06% Unchanged
42 AdvisorNet Financial, Inc 0.04% of their portfolio MINNETONKA, MN 15,52215.5k $457.3k $457.3k 0.04% Reduced -19.9k -19,917
43 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 15,28615.3k $450.3k $450.3k 0.01% Added +12.4k +12,443
44 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 15,09215.1k $444.6k $444.6k 0.01% Reduced -171.6k -171,554
45 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 14,91414.9k $439.4k $439.4k 0.00% Reduced -18.7k -18,730
46 LVZ, Inc. 0.07% of their portfolio Holland, MI 14,77714.8k $435.3k $435.3k 0.07% Unchanged
47 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 14,28914.3k $421.0k $421.0k 0.00% Added +5.0k +5,013
48 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 13,75813.8k $413.0k $413.0k 0.01% Added +605 +605
49 Mariner, LLC 0.00% of their portfolio Overland Park, KS 13,39813.4k $395.0k $395.0k 0.00% Added +1.8k +1,800
50 S.C. Financial Services, Inc. 0.46% of their portfolio SCOTTSDALE, AZ 10,24710.2k $301.9k $301.9k 0.46% Added +2.7k +2,735
51 Advance Capital Management, Inc. 0.04% of their portfolio SOUTHFIELD, MI 10,09810.1k $297.5k $297.5k 0.04% Reduced -509 -509
52 SYNOVUS FINANCIAL CORP 0.00% of their portfolio Columbus, GA 10,01210.0k $295.0k $295.0k 0.00% Reduced -2.8k -2,775
53 Sunbelt Securities, Inc. 0.05% of their portfolio HOUSTON, TX 9,4609.5k $278.7k $278.7k 0.05% Unchanged
54 StoneX Group Inc. 0.03% of their portfolio NEW YORK, NY 9,3029.3k $274.0k $274.0k 0.03% Unchanged
55 FSB PREMIER WEALTH MANAGEMENT, INC. 0.15% of their portfolio WATERLOO, IA 9,2309.2k $271.9k $271.9k 0.15% New
56 Plotkin Financial Advisors, LLC 0.26% of their portfolio CHEVY CHASE, MD 8,5898.6k $253.0k $253.0k 0.26% New
57 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 8,2308.2k $242.0k $242.0k 0.00% Reduced -745 -745
58 SageView Advisory Group, LLC 0.02% of their portfolio Newport Beach, CA 7,5407.5k $222.1k $222.1k 0.02% First filing
59 Integrity Financial Corp /WA 0.14% of their portfolio JACKSON, WY 4,8604.9k $143.2k $143.2k 0.14% Unchanged
60 Oder Investment Management, LLC 0.17% of their portfolio WOODLAND HILLS, CA 4,7414.7k $139.7k $139.7k 0.17% New
61 EPG Wealth Management LLC 0.03% of their portfolio ATLANTA, GA 3,0003.0k $88.4k $88.4k 0.03% Unchanged
62 MONEY CONCEPTS CAPITAL CORP 0.00% of their portfolio PALM BEACH GARDENS, FL 2,9102.9k $85.7k $85.7k 0.00% New
63 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,4982.5k $73.6k $73.6k 0.00% New
64 AlphaMark Advisors, LLC 0.03% of their portfolio FT. WRIGHT, KY 2,2502.2k $66.0k $66.0k 0.03% Unchanged
65 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 527527 $15.5k $15.5k 0.00% New
66 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 301301 $9.0k $9.0k 0.00% New
67 Tradition Wealth Management, LLC 0.00% of their portfolio EDINA, MN 128128 $4.0k $4.0k 0.00% Unchanged
68 Belpointe Asset Management LLC 0.00% of their portfolio RENO, NV 4848 $1.4k $1.4k 0.00% New
69 CWM, LLC 0.00% of their portfolio OMAHA, NE 1414 $0 $0 0.00% New
70 Richard W. Paul & Associates, LLC 0.00% of their portfolio NOVI, MI 1111 $324 $324 0.00% First filing