Vault-13

FIRST TR EXCHNG TRADED FD VI BUFG

VEST BUFFERED · ETP · CUSIP 33740U778

61 institutional holders +2 vs Q4 2022
5,445,2795.4m shares reported held*
$104.0mreported value*
8 new 21 added 28 reduced 6 sold out net sold ≈ $3.7m (-242.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $19.10.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 52Q4 22: 59Q1 23: 6161Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202252
Q4 202259
Q1 202361

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 27 bought or addedQ4 22: 30 cut or sold outQ4 22Q1 23: 29 bought or addedQ1 23: 34 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222730
Q1 20232934

Biggest buyers

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +221,296+221.3k
Avidian Wealth Enterprises, LLC New +208,123+208.1k
CWM, LLC Added +143,417+143.4k
Atria Investments, Inc New +56,934+56.9k
OLD MISSION CAPITAL LLC Added +52,383+52.4k
Avior Wealth Management, LLC New +34,304+34.3k
COMMONWEALTH EQUITY SERVICES, LLC Added +25,882+25.9k
ROVIN CAPITAL /UT/ /ADV New +22,941+22.9k
Wealthcare Advisory Partners LLC Added +14,370+14.4k
Financial Advocates Investment Management Added +13,554+13.6k

Biggest sellers

WORLD EQUITY GROUP, INC. Reduced -346,740-346.7k
ENVESTNET ASSET MANAGEMENT INC Reduced -333,999-334.0k
Cetera Advisors LLC Reduced -110,055-110.1k
OSAIC HOLDINGS, INC. Reduced -58,883-58.9k
Ameritas Advisory Services, LLC Reduced -39,448-39.4k
Advisory Alpha, LLC Sold out -37,260-37.3k
Sowell Financial Services LLC Sold out -27,420-27.4k
IFP Advisors, Inc Reduced -22,606-22.6k
First Heartland Consultants, Inc. Sold out -20,191-20.2k
Valtinson Bruner Financial Planning LLC Reduced -18,404-18.4k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 938,227938.2k $17.8m $17.8m 0.04% Added +25.9k +25,882
2 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 856,229856.2k $16.2m $16.2m 0.01% Reduced -334.0k -333,999
3 Cetera Advisors LLC 0.09% of their portfolio DENVER, CO 269,498269.5k $5.1m $5.1m 0.09% Reduced -110.1k -110,055
4 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 263,115263.1k $5.0m $5.0m 0.01% Reduced -58.9k -58,883
5 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.05% of their portfolio PLYMOUTH, MN 221,296221.3k $4.2m $4.2m 0.05% New
6 Pitti Group Wealth Management, LLC 4.60% of their portfolio VICTOR, NY 217,406217.4k $4.1m $4.1m 4.60% Reduced -3.7k -3,734
7 CWM, LLC 0.03% of their portfolio OMAHA, NE 208,207208.2k $3.9m $3.9m 0.03% Added +143.4k +143,417
8 Avidian Wealth Enterprises, LLC 0.22% of their portfolio Houston, TX 208,123208.1k $3.9m $3.9m 0.22% New
9 SYNOVUS FINANCIAL CORP 0.04% of their portfolio Columbus, GA 206,474206.5k $3.9m $3.9m 0.04% Reduced -1.4k -1,402
10 Integrated Wealth Concepts LLC 0.06% of their portfolio WALTHAM, MA 146,645146.6k $2.8m $2.8m 0.06% Reduced -11.0k -11,017
11 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 144,917144.9k $2.7m $2.7m 0.02% Reduced -3.1k -3,122
12 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 121,916121.9k $2.3m $2.3m 0.01% Reduced -8.9k -8,924
13 Authentikos Wealth Advisory, LLC 2.20% of their portfolio MORGAN HILL, CA 121,099121.1k $2.2m $2.2m 2.20% First filing
14 Ellsworth Advisors, LLC 0.76% of their portfolio HUDSON, OH 113,374113.4k $2.1m $2.1m 0.76% Reduced -1.3k -1,318
15 Valtinson Bruner Financial Planning LLC 1.21% of their portfolio NEW BRIGHTON, MN 111,439111.4k $2.1m $2.1m 1.21% Reduced -18.4k -18,404
16 OLD MISSION CAPITAL LLC 0.04% of their portfolio CHICAGO, IL 70,82470.8k $1.3m $1.3m 0.04% Added +52.4k +52,383
17 Sigma Planning Corp 0.04% of their portfolio ANN ARBOR, MI 65,96466.0k $1.2m $1.2m 0.04% Reduced -14.4k -14,353
18 Aptus Capital Advisors, LLC 0.03% of their portfolio FAIRHOPE, AL 59,02359.0k $1.1m $1.1m 0.03% Added +5.0k +4,986
19 GUARDIAN WEALTH ADVISORS, LLC / NC 0.20% of their portfolio RALEIGH, NC 59,02359.0k $1.1m $1.1m 0.20% Added +5.0k +4,986
20 Jaffetilchin Investment Partners, LLC 0.13% of their portfolio TAMPA, FL 59,00359.0k $1.1m $1.1m 0.13% Added +6.1k +6,104
21 FSB PREMIER WEALTH MANAGEMENT, INC. 0.61% of their portfolio WATERLOO, IA 57,91957.9k $1.1m $1.1m 0.61% Added +239 +239
22 Financial Advocates Investment Management 0.08% of their portfolio OLYMPIA, WA 57,75157.8k $1.1m $1.1m 0.08% Added +13.6k +13,554
23 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 56,93456.9k $1.1m $1.1m 0.02% New
24 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 46,25446.3k $876.4k $876.4k 0.01% Reduced -435 -435
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 44,88244.9k $850.4k $850.4k 0.00% Added +9.3k +9,293
26 Simplicity Wealth,LLC 0.54% of their portfolio SUMMIT, NJ 43,16843.2k $817.9k $817.9k 0.54% Reduced -2 -2
27 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 41,60641.6k $788.0k $788.0k 0.00% Reduced -7.6k -7,585
28 PERSONAL CFO SOLUTIONS, LLC 0.16% of their portfolio CHESTER, NJ 41,54341.5k $787.2k $787.2k 0.16% Added +4.6k +4,628
29 Avior Wealth Management, LLC 0.04% of their portfolio OMAHA, NE 34,30434.3k $650.0k $650.0k 0.04% New
30 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 31,93231.9k $605.0k $605.0k 0.00% Added +1.7k +1,711
31 Financial Guidance Group, Inc. 0.43% of their portfolio Palm Harbor, FL 30,18730.2k $572.0k $572.0k 0.43% Added +9.2k +9,190
32 Wealthcare Advisory Partners LLC 0.02% of their portfolio WEST CHESTER, PA 27,79927.8k $526.7k $526.7k 0.02% Added +14.4k +14,370
33 Private Advisory Group LLC 0.11% of their portfolio REDMOND, WA 27,54727.5k $522.0k $522.0k 0.11% Reduced -946 -946
34 Sound View Wealth Advisors Group, LLC 0.07% of their portfolio SAVANNAH, GA 27,20127.2k $515.4k $515.4k 0.07% Added +2.0k +2,015
35 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 26,61626.6k $504.3k $504.3k 0.00% Reduced -17.2k -17,224
36 IAMS WEALTH MANAGEMENT, LLC 0.40% of their portfolio OMAHA, NE 25,77625.8k $485.4k $485.4k 0.40% Unchanged
37 Ameritas Advisory Services, LLC 0.02% of their portfolio Lincoln, NE 25,08125.1k $475.3k $475.3k 0.02% Reduced -39.4k -39,448
38 Clear Creek Financial Management, LLC 0.09% of their portfolio SILVERDALE, WA 24,80024.8k $469.9k $469.9k 0.09% Reduced -7.2k -7,200
39 WORLD EQUITY GROUP, INC. 0.21% of their portfolio SCHAUMBURG, IL 24,41924.4k $1.4m $1.4m 0.21% Reduced -346.7k -346,740
40 DHJJ Financial Advisors, Ltd. 0.25% of their portfolio NAPERVILLE, IL 24,28624.3k $460.2k $460.2k 0.25% Reduced -2.6k -2,600
41 ROVIN CAPITAL /UT/ /ADV 0.21% of their portfolio MESA, AZ 22,94122.9k $435.0k $435.0k 0.21% New
42 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 22,82522.8k $432.5k $432.5k 0.02% Reduced -1.5k -1,460
43 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 22,56322.6k $427.5k $427.5k 0.01% Added +7.1k +7,120
44 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.03% of their portfolio BIRMINGHAM, AL 21,19421.2k $401.6k $401.6k 0.03% Unchanged
45 Harvest Investment Services, LLC 0.30% of their portfolio Oakbrook Terrace, IL 20,68020.7k $391.8k $391.8k 0.30% Added +319 +319
46 CENTAURUS FINANCIAL, INC. 0.03% of their portfolio ANAHEIM, CA 18,15118.2k $344.0k $344.0k 0.03% Added +996 +996
47 Regal Investment Advisors LLC 0.03% of their portfolio KENTWOOD, MI 17,01017.0k $322.3k $322.3k 0.03% Added +1.6k +1,650
48 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 16,29616.3k $308.8k $308.8k 0.01% Added +129 +129
49 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 14,97515.0k $281.8k $281.8k 0.00% Reduced -2.7k -2,711
50 SILVER OAK SECURITIES, INCORPORATED 0.05% of their portfolio JACKSON, TN 14,79014.8k $280.0k $280.0k 0.05% Added +4.3k +4,334
51 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 14,78214.8k $280.0k $280.0k 0.01% Reduced -4.3k -4,350
52 KFG WEALTH MANAGEMENT, LLC 0.18% of their portfolio GRANGER, IN 13,45413.5k $257.0k $257.0k 0.18% Unchanged
53 HBW ADVISORY SERVICES LLC 0.06% of their portfolio SIMI VALLEY, CA 11,70011.7k $222.0k $222.0k 0.06% Reduced -500 -500
54 Tradition Wealth Management, LLC 0.02% of their portfolio EDINA, MN 10,08110.1k $191.0k $191.0k 0.02% Added +2.6k +2,646
55 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 6,2386.2k $118.2k $118.2k 0.00% New
56 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 5,8815.9k $117.4k $117.4k 0.01% Reduced -22.6k -22,606
57 Kelly Financial Services LLC 0.05% of their portfolio BRAINTREE, MA 5,5745.6k $105.6k $105.6k 0.05% New
58 UBS Group AG 0.00% of their portfolio ZURICH, V8 3,9243.9k $74.4k $74.4k 0.00% Reduced -569 -569
59 Riverview Trust Co 0.00% of their portfolio VANCOUVER, WA 249249 $4.7k $4.7k 0.00% New
60 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 164164 $3.1k $3.1k 0.00% Reduced -147 -147
61 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 00 $9 $9 0.00% Reduced -1 -1