Vault-13

FIRST TR EXCHNG TRADED FD VI BUFG

VEST BUFFERED · ETP · CUSIP 33740U778

59 institutional holders +7 vs Q3 2022
5,614,1005.6m shares reported held*
$101.0mreported value*
12 new 15 added 25 reduced 5 sold out net sold ≈ $4.7m (-262.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $17.99.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 52Q4 22: 5959Q3 22Q4 22
Numbers
QuarterHolders
Q3 202252
Q4 202259

Biggest buyers

Integrated Wealth Concepts LLC Added +138,977+139.0k
CWM, LLC New +64,790+64.8k
Ameritas Advisory Services, LLC New +64,529+64.5k
Financial Advocates Investment Management New +44,197+44.2k
Cetera Investment Advisers New +43,840+43.8k
Simplicity Wealth,LLC New +43,170+43.2k
Advisory Alpha, LLC New +37,260+37.3k
Private Advisory Group LLC New +28,493+28.5k
Sowell Financial Services LLC New +27,420+27.4k
Sound View Wealth Advisors Group, LLC New +25,186+25.2k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -206,504-206.5k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -124,072-124.1k
Cetera Advisors LLC Reduced -85,196-85.2k
IFP Advisors, Inc Reduced -83,454-83.5k
Cetera Advisor Networks LLC Reduced -72,383-72.4k
OSAIC HOLDINGS, INC. Reduced -62,892-62.9k
Maltin Wealth Management, Inc. Sold out -54,699-54.7k
ROVIN CAPITAL /UT/ /ADV Sold out -52,412-52.4k
Retirement Planning Group, LLC Sold out -37,578-37.6k
Ellsworth Advisors, LLC Reduced -17,902-17.9k

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,190,2281.2m $21.4m $21.4m 0.01% Reduced -206.5k -206,504
2 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 912,345912.3k $16.4m $16.4m 0.04% Reduced -124.1k -124,072
3 Cetera Advisors LLC 0.12% of their portfolio DENVER, CO 379,553379.6k $6.8m $6.8m 0.12% Reduced -85.2k -85,196
4 WORLD EQUITY GROUP, INC. 1.58% of their portfolio SCHAUMBURG, IL 371,159371.2k $6.7m $6.7m 1.58% Added +675 +675
5 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 321,998322.0k $5.8m $5.8m 0.01% Reduced -62.9k -62,892
6 Pitti Group Wealth Management, LLC 4.74% of their portfolio VICTOR, NY 221,140221.1k $4.0m $4.0m 4.74% Added +20.0k +19,985
7 SYNOVUS FINANCIAL CORP 0.04% of their portfolio Columbus, GA 207,876207.9k $3.7m $3.7m 0.04% Added +3.0k +3,044
8 Integrated Wealth Concepts LLC 0.08% of their portfolio WALTHAM, MA 157,662157.7k $2.8m $2.8m 0.08% Added +139.0k +138,977
9 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 148,039148.0k $2.7m $2.7m 0.02% Reduced -72.4k -72,383
10 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 130,840130.8k $2.3m $2.3m 0.02% Added +4.3k +4,309
11 Valtinson Bruner Financial Planning LLC 1.37% of their portfolio NEW BRIGHTON, MN 129,843129.8k $2.4m $2.4m 1.37% Reduced -6.3k -6,349
12 Ellsworth Advisors, LLC 0.79% of their portfolio HUDSON, OH 114,692114.7k $2.1m $2.1m 0.79% Reduced -17.9k -17,902
13 Sigma Planning Corp 0.05% of their portfolio ANN ARBOR, MI 80,31780.3k $1.4m $1.4m 0.05% Reduced -4.7k -4,706
14 CWM, LLC 0.01% of their portfolio OMAHA, NE 64,79064.8k $1.2m $1.2m 0.01% New
15 Ameritas Advisory Services, LLC 0.05% of their portfolio Lincoln, NE 64,52964.5k $1.2m $1.2m 0.05% New
16 FSB PREMIER WEALTH MANAGEMENT, INC. 0.57% of their portfolio WATERLOO, IA 57,68057.7k $1.0m $1.0m 0.57% Added +478 +478
17 Aptus Capital Advisors, LLC 0.03% of their portfolio FAIRHOPE, AL 54,03754.0k $970.5k $970.5k 0.03% Reduced -121 -121
18 GUARDIAN WEALTH ADVISORS, LLC / NC 0.19% of their portfolio RALEIGH, NC 54,03754.0k $970.5k $970.5k 0.19% Reduced -121 -121
19 Jaffetilchin Investment Partners, LLC 0.12% of their portfolio TAMPA, FL 52,89952.9k $950.1k $950.1k 0.12% Reduced -13.2k -13,211
20 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 49,19149.2k $883.0k $883.0k 0.00% Reduced -12.4k -12,443
21 S.C. Financial Services, Inc. 1.30% of their portfolio SCOTTSDALE, AZ 47,06847.1k $845.3k $845.3k 1.30% Added +15.9k +15,894
22 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 46,68946.7k $838.5k $838.5k 0.01% Reduced -1.9k -1,856
23 Financial Advocates Investment Management 0.06% of their portfolio OLYMPIA, WA 44,19744.2k $793.8k $793.8k 0.06% New
24 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 43,84043.8k $787.4k $787.4k 0.01% New
25 Simplicity Wealth,LLC 0.68% of their portfolio SUMMIT, NJ 43,17043.2k $775.3k $775.3k 0.68% New
26 Advisory Alpha, LLC 0.05% of their portfolio HOLLAND, MI 37,26037.3k $669.2k $669.2k 0.05% New
27 PERSONAL CFO SOLUTIONS, LLC 0.14% of their portfolio CHESTER, NJ 36,91536.9k $663.0k $663.0k 0.14% Added +10.7k +10,666
28 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 35,58935.6k $639.2k $639.2k 0.00% Reduced -2.6k -2,566
29 Clear Creek Financial Management, LLC 0.13% of their portfolio SILVERDALE, WA 32,00032.0k $574.7k $574.7k 0.13% Reduced -1.6k -1,550
30 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 30,22130.2k $542.8k $542.8k 0.00% Reduced -8.0k -8,013
31 Private Advisory Group LLC 0.11% of their portfolio REDMOND, WA 28,49328.5k $511.7k $511.7k 0.11% New
32 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 28,48728.5k $568.0k $568.0k 0.02% Reduced -83.5k -83,454
33 Sowell Financial Services LLC 0.03% of their portfolio NORTH LITTLE ROCK, AR 27,42027.4k $492.0k $492.0k 0.03% New
34 DHJJ Financial Advisors, Ltd. 0.26% of their portfolio NAPERVILLE, IL 26,88626.9k $452.3k $452.3k 0.26% Reduced -8.9k -8,950
35 IAMS WEALTH MANAGEMENT, LLC 0.47% of their portfolio OMAHA, NE 25,77625.8k $462.9k $462.9k 0.47% First filing
36 Sound View Wealth Advisors Group, LLC 0.06% of their portfolio SAVANNAH, GA 25,18625.2k $536.0k $536.0k 0.06% New
37 HARBOUR INVESTMENTS, INC. 0.03% of their portfolio MADISON, WI 24,28524.3k $436.2k $436.2k 0.03% Reduced -275 -275
38 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.03% of their portfolio BIRMINGHAM, AL 21,19421.2k $380.6k $380.6k 0.03% Unchanged
39 Financial Guidance Group, Inc. 0.31% of their portfolio Palm Harbor, FL 20,99721.0k $377.1k $377.1k 0.31% Added +9.0k +8,997
40 Harvest Investment Services, LLC 0.39% of their portfolio Oakbrook Terrace, IL 20,36120.4k $365.7k $365.7k 0.39% Reduced -149 -149
41 First Heartland Consultants, Inc. 0.06% of their portfolio LAKE ST. LOUIS, MO 20,19120.2k $362.6k $362.6k 0.06% Added +2.4k +2,360
42 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 19,13219.1k $344.0k $344.0k 0.02% Reduced -2.9k -2,856
43 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 18,44118.4k $331.2k $331.2k 0.01% Added +3.1k +3,108
44 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 17,68617.7k $317.6k $317.6k 0.01% Reduced -11.0k -10,959
45 CENTAURUS FINANCIAL, INC. 0.03% of their portfolio ANAHEIM, CA 17,15517.2k $308.0k $308.0k 0.03% Reduced -737 -737
46 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 16,16716.2k $290.4k $290.4k 0.01% Added +4.8k +4,769
47 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 15,44315.4k $277.4k $277.4k 0.00% Added +583 +583
48 Regal Investment Advisors LLC 0.03% of their portfolio KENTWOOD, MI 15,36015.4k $275.9k $275.9k 0.03% New
49 KFG WEALTH MANAGEMENT, LLC 0.25% of their portfolio GRANGER, IN 13,45413.5k $241.6k $241.6k 0.25% First filing
50 Wealthcare Advisory Partners LLC 0.01% of their portfolio WEST CHESTER, PA 13,42913.4k $241.2k $241.2k 0.01% New
51 HBW ADVISORY SERVICES LLC 0.06% of their portfolio SIMI VALLEY, CA 12,20012.2k $219.0k $219.0k 0.06% Reduced -150 -150
52 SILVER OAK SECURITIES, INCORPORATED 0.04% of their portfolio JACKSON, TN 10,45610.5k $188.0k $188.0k 0.04% Reduced -2.3k -2,284
53 Tradition Wealth Management, LLC 0.02% of their portfolio EDINA, MN 7,4357.4k $134.0k $134.0k 0.02% Unchanged
54 UBS Group AG 0.00% of their portfolio ZURICH, V8 4,4934.5k $80.7k $80.7k 0.00% Added +2.6k +2,585
55 MONEY CONCEPTS CAPITAL CORP 0.00% of their portfolio PALM BEACH GARDENS, FL 3,2573.3k $58.5k $58.5k 0.00% Added +2.2k +2,196
56 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 500500 $9.0k $9.0k 0.00% Unchanged
57 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 311311 $6.0k $6.0k 0.00% New
58 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 100100 $1.8k $1.8k 0.00% Unchanged
59 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $18 $18 0.00% Unchanged