Vault-13

FIRST TR EXCHNG TRADED FD VI BUFT

VEST BUFFERED · ETP · CUSIP 33740U760

60 institutional holders +3 vs Q2 2024
4,409,7864.4m shares reported held*
$97.5mreported value*
7 new 16 added 20 reduced 5 sold out net bought ≈ $6.4m (+289.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $22.11.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 51Q4 22: 50Q1 23: 48Q2 23: 46Q3 23: 49Q4 23: 55Q1 24: 56Q2 24: 57Q3 24: 6060Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202251
Q4 202250
Q1 202348
Q2 202346
Q3 202349
Q4 202355
Q1 202456
Q2 202457
Q3 202460

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 27 bought or addedQ4 22: 25 cut or sold outQ1 23: 23 bought or addedQ1 23: 27 cut or sold outQ1 23Q2 23: 15 bought or addedQ2 23: 30 cut or sold outQ3 23: 20 bought or addedQ3 23: 20 cut or sold outQ3 23Q4 23: 17 bought or addedQ4 23: 28 cut or sold outQ1 24: 27 bought or addedQ1 24: 28 cut or sold outQ1 24Q2 24: 18 bought or addedQ2 24: 28 cut or sold outQ3 24: 23 bought or addedQ3 24: 25 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222725
Q1 20232327
Q2 20231530
Q3 20232020
Q4 20231728
Q1 20242728
Q2 20241828
Q3 20242325

Biggest buyers

LPL Financial LLC Added +211,359+211.4k
Glen Eagle Advisors, LLC Added +55,662+55.7k
CITADEL ADVISORS LLC New +40,607+40.6k
SILVER OAK SECURITIES, INCORPORATED Added +30,150+30.1k
Atria Investments, Inc New +25,274+25.3k
GPS Wealth Strategies Group, LLC New +24,832+24.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +18,700+18.7k
Lunt Capital Management, Inc. Added +16,249+16.2k
Geneos Wealth Management Inc. Added +11,691+11.7k
Sanctuary Advisors, LLC Added +10,984+11.0k

Biggest sellers

CWM, LLC Reduced -40,762-40.8k
OLD MISSION CAPITAL LLC Sold out -34,052-34.1k
Cetera Investment Advisers Reduced -13,588-13.6k
Ameritas Advisory Services, LLC Reduced -13,147-13.1k
Kingsview Wealth Management, LLC Sold out -11,223-11.2k
Sound View Wealth Advisors Group, LLC Sold out -9,667-9.7k
SYNOVUS FINANCIAL CORP Reduced -8,077-8.1k
Centennial Wealth Advisory LLC Reduced -7,279-7.3k
OSAIC HOLDINGS, INC. Reduced -7,229-7.2k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Sold out -6,960-7.0k

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Glen Eagle Advisors, LLC 3.52% of their portfolio KINGSTON, NJ 943,869943.9k $20.9m $20.9m 3.52% Added +55.7k +55,662
2 Centennial Wealth Advisory LLC 5.49% of their portfolio Traverse City, MI 637,225637.2k $14.1m $14.1m 5.49% Reduced -7.3k -7,279
3 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 399,303399.3k $8.8m $8.8m 0.00% Reduced -1.6k -1,647
4 CWM, LLC 0.03% of their portfolio OMAHA, NE 302,394302.4k $6.7m $6.7m 0.03% Reduced -40.8k -40,762
5 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 254,031254.0k $5.6m $5.6m 0.00% Added +211.4k +211,359
6 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 183,846183.8k $4.1m $4.1m 0.01% Reduced -13.6k -13,588
7 SYNOVUS FINANCIAL CORP 0.04% of their portfolio Columbus, GA 163,445163.4k $3.6m $3.6m 0.04% Reduced -8.1k -8,077
8 Geneos Wealth Management Inc. 0.09% of their portfolio ENGLEWOOD, CO 112,368112.4k $2.5m $2.5m 0.09% Added +11.7k +11,691
9 Lunt Capital Management, Inc. 1.11% of their portfolio HOLLADAY, UT 107,502107.5k $2.4m $2.4m 1.11% Added +16.2k +16,249
10 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 96,32596.3k $2.1m $2.1m 0.00% Added +2.7k +2,722
11 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 93,67893.7k $2.1m $2.1m 0.01% Added +10.9k +10,906
12 Marshall Financial Group, LLC 0.43% of their portfolio Hunt Valley, MD 81,00081.0k $1.8m $1.8m 0.43% Reduced -6.5k -6,534
13 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 69,82069.8k $1.5m $1.5m 0.00% Reduced -7.2k -7,229
14 TOWNSQUARE CAPITAL LLC 0.02% of their portfolio Lehi, UT 58,37958.4k $1.3m $1.3m 0.02% Added +1.5k +1,549
15 Financial Network Wealth Advisors LLC 1.07% of their portfolio MURRAY, UT 58,37958.4k $1.3m $1.3m 1.07% Reduced -2.9k -2,901
16 Aptus Capital Advisors, LLC 0.02% of their portfolio FAIRHOPE, AL 54,58054.6k $1.2m $1.2m 0.02% Reduced -1.9k -1,925
17 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 50,17550.2k $1.1m $1.1m 0.01% Reduced -596 -596
18 Financial Guidance Group, Inc. 0.61% of their portfolio Palm Harbor, FL 47,55047.5k $1.1m $1.1m 0.61% Reduced -1.9k -1,925
19 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 46,56246.6k $1.0m $1.0m 0.01% Added +11.0k +10,984
20 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 40,84640.8k $903.0k $903.0k 0.00% Reduced -4.7k -4,745
21 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 40,60740.6k $897.7k $897.7k 0.00% New
22 SILVER OAK SECURITIES, INCORPORATED 0.09% of their portfolio JACKSON, TN 38,27738.3k $846.3k $846.3k 0.09% Added +30.1k +30,150
23 Valtinson Bruner Financial Planning LLC 0.28% of their portfolio NEW BRIGHTON, MN 36,74636.7k $812.3k $812.3k 0.28% Added +16 +16
24 Sweet Financial Partners, LLC 0.17% of their portfolio FAIRMONT, MN 36,06636.1k $797.3k $797.3k 0.17% Reduced -1.5k -1,454
25 ROVIN CAPITAL /UT/ /ADV 0.29% of their portfolio MESA, AZ 34,92434.9k $772.0k $772.0k 0.29% Unchanged
26 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 34,78734.8k $769.0k $769.0k 0.01% Added +518 +518
27 Gateway Wealth Partners, LLC 0.18% of their portfolio APPLETON, WI 30,13930.1k $666.3k $666.3k 0.18% Reduced -4.8k -4,850
28 Atria Investments, Inc 0.01% of their portfolio Charlotte, NC 25,27425.3k $558.7k $558.7k 0.01% New
29 GPS Wealth Strategies Group, LLC 0.07% of their portfolio CENTENNIAL, CO 24,83224.8k $549.3k $549.3k 0.07% New
30 Legacy Investment Solutions, LLC 0.33% of their portfolio BOISE, ID 23,92523.9k $535.4k $535.4k 0.33% First filing
31 Legacy Wealth Managment, LLC/ID 0.33% of their portfolio BOISE, ID 23,92523.9k $535.4k $535.4k 0.33% First filing
32 Avior Wealth Management, LLC 0.02% of their portfolio OMAHA, NE 19,81419.8k $438.0k $438.0k 0.02% Unchanged
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 18,70018.7k $413.4k $413.4k 0.00% New
34 CENTAURUS FINANCIAL, INC. 0.02% of their portfolio ANAHEIM, CA 17,33217.3k $383.0k $383.0k 0.02% Added +1.2k +1,221
35 Jaffetilchin Investment Partners, LLC 0.03% of their portfolio TAMPA, FL 16,54816.5k $365.8k $365.8k 0.03% Unchanged
36 Quad-Cities Investment Group, LLC 0.17% of their portfolio DAVENPORT, IA 15,39115.4k $340.2k $340.2k 0.17% Reduced -1.6k -1,560
37 Meridian Wealth Management, LLC 0.02% of their portfolio LEXINGTON, KY 14,30714.3k $316.3k $316.3k 0.02% Unchanged
38 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 13,71913.7k $303.3k $303.3k 0.00% Unchanged
39 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 12,83412.8k $283.7k $283.7k 0.00% Added +1.8k +1,841
40 BARRETT & COMPANY, INC. 0.12% of their portfolio PROVIDENCE, RI 12,09812.1k $267.4k $267.4k 0.12% Added +1.0k +1,000
41 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 12,08612.1k $267.2k $267.2k 0.00% Added +20 +20
42 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 12,08612.1k $267.2k $267.2k 0.00% Added +20 +20
43 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 10,81810.8k $239.0k $239.0k 0.00% Reduced -26 -26
44 KFG WEALTH MANAGEMENT, LLC 0.05% of their portfolio GRANGER, IN 10,67710.7k $236.0k $236.0k 0.05% Unchanged
45 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 10,55010.6k $233.2k $233.2k 0.00% Reduced -300 -300
46 Ameritas Advisory Services, LLC 0.01% of their portfolio Lincoln, NE 10,24310.2k $226.4k $226.4k 0.01% Reduced -13.1k -13,147
47 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 10,15810.2k $224.6k $224.6k 0.00% Reduced -6.9k -6,946
48 Mariner, LLC 0.00% of their portfolio Overland Park, KS 10,07210.1k $222.7k $222.7k 0.00% New
49 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 8,5828.6k $189.7k $189.7k 0.01% Unchanged
50 GUARDIAN WEALTH ADVISORS, LLC / NC 0.02% of their portfolio RALEIGH, NC 7,0307.0k $155.4k $155.4k 0.02% Unchanged
51 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 6,2606.3k $138.4k $138.4k 0.00% Reduced -1.2k -1,188
52 DHJJ Financial Advisors, Ltd. 0.04% of their portfolio NAPERVILLE, IL 4,3554.4k $96.3k $96.3k 0.04% Unchanged
53 Trust Co 0.00% of their portfolio MANHATTAN, KS 1,5841.6k $35.0k $35.0k 0.00% Unchanged
54 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 1,5001.5k $33.2k $33.2k 0.00% New
55 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 1,1621.2k $25.7k $25.7k 0.00% New
56 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 399399 $9.0k $9.0k 0.00% Unchanged
57 Caitlin John, LLC 0.00% of their portfolio BRIGHTON, MI 302302 $6.8k $6.8k 0.00% Unchanged
58 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 300300 $6.6k $6.6k 0.00% Unchanged
59 Clear Point Advisors Inc. 0.00% of their portfolio MELVILLE, NY 100100 $2.2k $2.2k 0.00% Unchanged
60 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged