Vault-13

FIRST TR EXCHNG TRADED FD VI BUFQ

FT VEST LADDERED · ETP · CUSIP 33740U752

71 institutional holders +29 vs Q3 2023
11,665,58111.7m shares reported held*
$315.6mreported value*
29 new 31 added 5 reduced 2 sold out net bought ≈ $137.6m (+5.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $27.05.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 8Q4 22: 10Q1 23: 14Q2 23: 27Q3 23: 42Q4 23: 7171Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 20228
Q4 202210
Q1 202314
Q2 202327
Q3 202342
Q4 202371

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 9 bought or addedQ4 22: 0 cut or sold outQ4 22Q1 23: 11 bought or addedQ1 23: 4 cut or sold outQ1 23Q2 23: 22 bought or addedQ2 23: 4 cut or sold outQ2 23Q3 23: 34 bought or addedQ3 23: 9 cut or sold outQ3 23Q4 23: 60 bought or addedQ4 23: 7 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 202290
Q1 2023114
Q2 2023224
Q3 2023349
Q4 2023607

Biggest buyers

LPL Financial LLC Added +1,119,102+1.1m
COMMONWEALTH EQUITY SERVICES, LLC Added +488,955+489.0k
CoreCap Advisors, LLC New +385,232+385.2k
ROYAL BANK OF CANADA New +349,812+349.8k
RiverTree Advisors, LLC New +323,509+323.5k
AE Wealth Management LLC Added +301,637+301.6k
Prospera Financial Services Inc New +295,108+295.1k
Mariner, LLC Added +266,523+266.5k
OSAIC HOLDINGS, INC. Added +227,692+227.7k
Cambridge Investment Research Advisors, Inc. Added +150,346+150.3k

Biggest sellers

Private Advisory Group LLC Sold out -238,609-238.6k
Sigma Planning Corp Reduced -32,773-32.8k
Good Life Advisors, LLC Reduced -8,144-8.1k
Arkadios Wealth Advisors Reduced -1,864-1.9k
B. Riley Wealth Advisors, Inc. Reduced -788-788
Private Portfolio Partners LLC Reduced -595-595
UBS Group AG Sold out -445-445

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 3,131,2233.1m $84.5m $84.5m 0.05% Added +1.1m +1,119,102
2 AE Wealth Management LLC 0.14% of their portfolio TOPEKA, KS 959,759959.8k $26.5m $26.5m 0.14% Added +301.6k +301,637
3 Good Life Advisors, LLC 2.08% of their portfolio READING, PA 777,622777.6k $21.0m $21.0m 2.08% Reduced -8.1k -8,144
4 Creekmur Asset Management LLC 6.41% of their portfolio MORTON, IL 763,214763.2k $20.6m $20.6m 6.41% First filing
5 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 546,179546.2k $14.7m $14.7m 0.03% Added +489.0k +488,955
6 Gladstone Institutional Advisory LLC 0.65% of their portfolio Bedminster, NJ 428,441428.4k $11.6m $11.6m 0.65% Added +104.7k +104,673
7 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 392,165392.2k $10.6m $10.6m 0.02% Added +227.7k +227,692
8 CoreCap Advisors, LLC 0.67% of their portfolio SOUTHFIELD, MI 385,232385.2k $10.4m $10.4m 0.67% New
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 349,812349.8k $9.4m $9.4m 0.00% New
10 RiverTree Advisors, LLC 5.94% of their portfolio WINTER PARK, FL 323,509323.5k $8.7m $8.7m 5.94% New
11 Prospera Financial Services Inc 0.26% of their portfolio Dallas, TX 295,108295.1k $8.0m $8.0m 0.26% New
12 Mariner, LLC 0.02% of their portfolio Overland Park, KS 282,376282.4k $7.6m $7.6m 0.02% Added +266.5k +266,523
13 Stratos Wealth Partners, LTD. 0.14% of their portfolio BEACHWOOD, OH 269,959270.0k $7.3m $7.3m 0.14% Added +98.4k +98,435
14 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 239,987240.0k $6.5m $6.5m 0.05% Added +18.9k +18,870
15 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 211,784211.8k $5.7m $5.7m 0.03% Added +66.4k +66,439
16 CreativeOne Wealth, LLC 0.35% of their portfolio OVERLAND PARK, KS 202,840202.8k $5.5m $5.5m 0.35% Added +118.8k +118,850
17 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 166,370166.4k $4.5m $4.5m 0.02% Added +150.3k +150,346
18 PCG Wealth Advisors, LLC 2.14% of their portfolio OVERLAND PARK, KS 141,815141.8k $3.8m $3.8m 2.14% New
19 Mach-1 Financial Group, LLC 1.44% of their portfolio Rogers, AR 140,095140.1k $3.8m $3.8m 1.44% New
20 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 132,543132.5k $3.6m $3.6m 0.03% Added +27.0k +27,019
21 FOCUS Wealth Advisors, LLC 2.23% of their portfolio HOUSTON, TX 130,665130.7k $3.5m $3.5m 2.23% Added +14.1k +14,057
22 WORLD EQUITY GROUP, INC. 0.69% of their portfolio SCHAUMBURG, IL 126,800126.8k $3.4m $3.4m 0.69% Added +18.9k +18,906
23 Valtinson Bruner Financial Planning LLC 1.59% of their portfolio NEW BRIGHTON, MN 114,596114.6k $3.1m $3.1m 1.59% Added +9.6k +9,628
24 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 86,05886.1k $2.3m $2.3m 0.02% New
25 Capital CS Group, LLC 2.49% of their portfolio IRVINE, CA 83,38783.4k $2.3m $2.3m 2.49% New
26 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 82,12582.1k $2.2m $2.2m 0.02% Added +44.1k +44,129
27 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 79,74779.7k $2.2m $2.2m 0.00% Added +70.3k +70,306
28 TWIN PEAKS WEALTH ADVISORS, LLC 0.91% of their portfolio SAN FRANCISCO, CA 52,54952.5k $1.4m $1.4m 0.91% First filing
29 KESTRA PRIVATE WEALTH SERVICES, LLC 0.03% of their portfolio AUSTIN, TX 47,26947.3k $1.3m $1.3m 0.03% Added +37.3k +37,301
30 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 47,05947.1k $1.3m $1.3m 0.02% New
31 Wealthcare Advisory Partners LLC 0.05% of their portfolio WEST CHESTER, PA 44,45744.5k $1.2m $1.2m 0.05% Added +5.2k +5,205
32 VitalStone Financial, LLC 0.89% of their portfolio SHAVANO PARK, TX 41,11541.1k $1.1m $1.1m 0.89% Added +1.6k +1,589
33 First Heartland Consultants, Inc. 0.11% of their portfolio LAKE ST. LOUIS, MO 33,28833.3k $899.0k $899.0k 0.11% New
34 FLAGSHIP HARBOR ADVISORS, LLC 0.06% of their portfolio BOSTON, MA 32,55032.5k $878.9k $878.9k 0.06% New
35 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 31,27731.3k $844.5k $844.5k 0.00% Added +9.1k +9,063
36 Arkadios Wealth Advisors 0.07% of their portfolio ATLANTA, GA 29,03829.0k $784.0k $784.0k 0.07% Reduced -1.9k -1,864
37 GREAT VALLEY ADVISOR GROUP, INC. 0.03% of their portfolio WILMINGTON, DE 28,04228.0k $757.1k $757.1k 0.03% Added +1.8k +1,793
38 Financial Guidance Group, Inc. 0.51% of their portfolio Palm Harbor, FL 27,31027.3k $737.4k $737.4k 0.51% Added +6.2k +6,250
39 Kraft, Davis & Associates, LLC 0.22% of their portfolio St. Louis, MO 27,15827.2k $747.3k $747.3k 0.22% Added +780 +780
40 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 25,90725.9k $699.5k $699.5k 0.01% New
41 Tradition Wealth Management, LLC 0.07% of their portfolio EDINA, MN 25,14725.1k $679.0k $679.0k 0.07% Unchanged
42 Householder Group Estate & Retirement Specialist, LLC 0.22% of their portfolio SCOTTSDALE, AZ 24,87824.9k $671.0k $671.0k 0.22% Added +19.3k +19,270
43 Sigma Planning Corp 0.05% of their portfolio ANN ARBOR, MI 24,40124.4k $658.8k $658.8k 0.05% Reduced -32.8k -32,773
44 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 23,58223.6k $636.7k $636.7k 0.00% Added +3.2k +3,193
45 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 22,67922.7k $612.3k $612.3k 0.02% New
46 AXXCESS WEALTH MANAGEMENT, LLC 0.02% of their portfolio CARLSBAD, CA 19,97120.0k $539.2k $539.2k 0.02% New
47 Ignite Planners, LLC 0.16% of their portfolio SAN CLEMENTE, CA 19,50019.5k $522.6k $522.6k 0.16% Added +3.0k +3,000
48 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 19,48219.5k $526.0k $526.0k 0.01% Reduced -788 -788
49 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 17,39517.4k $469.7k $469.7k 0.01% New
50 FLAGSTAR SECURITIES, INC 0.14% of their portfolio New York, NY 15,88515.9k $428.9k $428.9k 0.14% New
51 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 15,83115.8k $418.1k $418.1k 0.00% New
52 Worth Asset Management, LLC 0.26% of their portfolio DALLAS, TX 13,59013.6k $366.9k $366.9k 0.26% New
53 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 13,02413.0k $351.6k $351.6k 0.01% Added +10.3k +10,348
54 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 11,66811.7k $315.0k $315.0k 0.00% New
55 Prosperity Wealth Management, Inc. 0.21% of their portfolio San Ramon, CA 11,65011.7k $314.6k $314.6k 0.21% New
56 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 9,5919.6k $259.0k $259.0k 0.00% New
57 IFG Advisory, LLC 0.02% of their portfolio ATLANTA, GA 9,2719.3k $250.3k $250.3k 0.02% New
58 Private Portfolio Partners LLC 0.06% of their portfolio PARAMUS, NJ 9,2229.2k $249.0k $249.0k 0.06% Reduced -595 -595
59 Beacon Financial Advisory LLC 0.11% of their portfolio CLEVELAND, OH 8,7248.7k $235.5k $235.5k 0.11% New
60 Orion Porfolio Solutions, LLC 0.00% of their portfolio OMAHA, NE 8,5478.5k $229.9k $229.9k 0.00% New
61 Orion Portfolio Solutions, LLC 0.00% of their portfolio Omaha, NE 8,5478.5k $229.9k $229.9k 0.00% New
62 Stratos Wealth Advisors, LLC 0.01% of their portfolio BEACHWOOD, OH 8,4538.5k $228.2k $228.2k 0.01% New
63 Capital Investment Advisory Services, LLC 0.02% of their portfolio RALEIGH, NC 6,5926.6k $178.0k $178.0k 0.02% New
64 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.01% of their portfolio BIRMINGHAM, AL 3,6523.7k $98.6k $98.6k 0.01% Added +3.7k +3,652
65 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 1,5241.5k $41.0k $41.0k 0.00% Unchanged
66 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 812812 $21.9k $21.9k 0.00% Unchanged
67 COMERICA BANK 0.00% of their portfolio DALLAS, TX 500500 $13.5k $13.5k 0.00% Unchanged
68 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 410410 $11.1k $11.1k 0.00% New
69 Covestor Ltd 0.01% of their portfolio LONDON, X0 374374 $10.0k $10.0k 0.01% Added +119 +119
70 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 249249 $6.7k $6.7k 0.00% Added +64 +64
71 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 00 $0 $0 0.00% New